1.2 تفاصيل الاتصال بالأشخاص الرئيسيين لمصدر المعلومات والمؤسسات المعنية بتقييم وتوثيق النهج

اسم المؤسسة (المؤسسات) التي سهلت توثيق/تقييم النهج (إذا كان ذلك على صلة)

World Bank (World Bank) - الولايات المتحدة

1.3 الشروط المتعلقة باستخدام البيانات الموثقة من خلال WOCAT

متى تم تجميع البيانات (ميدانيا)؟:

10/10/2016

يوافق جامع المعلومات والشخص (لاشخاص) الرئيسي لمصدر المعلومات على الشروط المتعلقة باستخدام البيانات الموثقة من خلال WOCAT:

نعم

2.1 وصف موجز للنهج

Design and implementation of participatory planning for village-level sustainable agriculture and land management investments through small grants for groups of upland farmers.

2.2 وصف تفصيلي للنهج

وصف تفصيلي للنهج:

Aims / objectives: As part of the CAWMP, participatory planning aimed to generate village-based community action plans (CAPs) that identified priority investments and beneficiaries for small grants to sustainably increase rural production. A total of 402 three-year plans were developed, through which about 4000 investments in four upland project sites were funded that resulted in increased livelihood assets for over 43,000 households and more than 96,000ha under improved land management practices.

Methods: Under supervision of a government-appointed Project Management Unit (PMU), four international facilitating organizations (FOs) were contracted to work closely with local field coordination units and Jamoat (“sub-district”) Development Committees (JDCs). An operational manual laid out guidelines for developing CAPs and the management of rural production investments. Activities could be proposed for three types of investment that would increase/improve: a) farm productivity, b) land resource management and c) small-scale infrastructure to support rural production. CAPs were required to include: (i) identifiers such as a location map, numbers of beneficiaries, area covered; (ii) an indicative list of investments and associated Common Interest Groups (CIGs) by investment type and cost; (iii) estimate of labor and materials needed; (iv) estimates of beneficiary contribution for each investment and (v) list of beneficiaries resulting from the improvements, and (vi) signed agreements to participate in the cost sharing, labor provision and subsequent operation and maintenance. Within each village, fixed amounts of funding were available and were exceeded by the value of proposed investments. Thus villagers considered the available budget, number of beneficiaries and associated risks when selecting investments (see TAJ044 for details). A beneficiary contribution of at least 25% of the value of the grant was required. In some cases, FOs and JDCs obtained other financing for activities outside of CAWMP.

Stages of implementation: Key steps in the implementation included: 1) Training of facilitators in participatory planning 2) Open village assembly introducing CAWMP and the CAP guidelines; 3) Participatory rural appraisals (PRA); 4) Sharing of findings in village assembly and identification of potential rural investments; 5) Prioritizing proposals and formation of CIGs; 6) Circulation of CAP, e.g., public display in JDC offices; 7) Preparation and submission of rural investment proposals with assistance from FOs and PCUs to JDCs/JRCs for initial screening and approval; and 8) Periodic meetings to review CAPs.

Role of stakeholders: Within villages, vulnerable households were identified and appraised through the use of PRA tools, such as wealth ranking and villager consultations and often were selected as priority recipients of initial investments. During the course of the project, environmental appraisal aspects of the planning process were strengthened through additional training in tools for participatory analysis.

2.3 صور عن النهج

2.5 البلد/المنطقة/المواقع التي تم تطبيق النهج فيها

2.6 تواريخ بدء وإنهاء تنفيذ النهج

2.7 نوع النهج

• قائم على مشروع/برنامج

2.8 الغايات/الأهداف الرئيسية للنهج

The Approach focused mainly on other activities than SLM (participatory planning, design, implementation, village-level, small grants, sustainable agriculture, sustainable land management)

Community action plans for villages generated from a planning process that was participatory, transparent and identified and prioritised fair and feasible options for increasing rural production in ways that are environmentally sustainable.

The SLM Approach addressed the following problems: Little prior experience in communities and organisations in participatory planning for sustainable agriculture and land management, particularly in the context of limited budgets. Marginalisation of poor and vulnerable groups and lack of transparency in decision-making over allocation of funding for investments.

2.9 الظروف التي تمكن أو تعيق تنفيذ التقنية/التقنيات المطبقة بموجب النهج

3.1 أصحاب المصلحة المعنيون بالنهج وأدوارهم

3.2 انخراط مستخدمي الأراضي المحليين/المجتمعات المحلية في المراحل المختلفة للنهج

	انخراط مستخدمي الأراضي المحليين/المجتمعات المحلية	حدد من شارك وصف الأنشطة
المبادرة/التحفيز	غير موجود
التخطيط	سلبي	Potential beneficiaries consulted for social assessment during project design. Findings used for developing planning approach.
التنفيذ	تفاعلي	Villagers participated in development of CAPs, formation of CIGs and choice of SLM activities.
الرصد/التقييم	تفاعلي	Villagers participated in monitoring of CAPs and the impacts of rural investments.
Research	غير موجود

3.3 مخطط التدفق (إذا كان متاحًا)

3.4 اتخاذ القرار بشأن اختيار تقنية/تقنيات الإدارة المستدامة للأراضي

حدد من الذي قرر اختيار التقنية/التقنيات التي سيتم تنفيذها:

• مستخدمو الأراضي بشكل أساسي، بدعم من متخصصي الإدارة المستدامة للأراضي

اشرح:

CIG members and technical specialists from the respective facilitating organisation and project coordination unit made decisions on the choice of SLM technologies

Decisions on the method of implementing the SLM Technology were made by mainly by land users supported by SLM specialists. CIG members and technical specialists from the respective facilitating organisation and project coordination unit made decisions on the method/s for implementing SLM technologies in any one proposal.

4.1 بناء القدرات/التدريب

هل تم تقديم التدريب لمستخدمي الأراضي / الأطراف المعنيين الآخرين؟:

نعم

حدد من تم تدريبه:

• مستخدمو الأراضي
• موظفون ميدانيون/ مستشارون

• JDCs

شكل التدريب:

• اجتماعات عامة

المواضيع المغطاة:

Participatory rural appraisal, monitoring and evaluation, participatory environmental analysis, various SLM technologies eligible for support in CAWMP. The overall approach focuses on participatory learning by stakeholders including land users as part of the planning process. Land users learned through participation in rural appraisal tools.

4.2 خدمة استشارية

هل يملك مستخدمو الأراضي وصولا إلى خدمة استشارية؟:

كلا

4.3 تعزيز المؤسسات (التطوير التنظيمي)

هل تم إنشاء أو تعزيز مؤسسات من خلال هذا النهج؟:

• نعم، إلى حد كبير

حدد المستوى (المستويات) التي تم فيها تعزيز أو إنشاء المؤسسات:

• محلي

حدد نوع الدعم:

• بناء القدرات/التدريب

اعط مزيدا من التفاصيل:

See TAJ047 for role of sub-district/JDC organisations in CAWMP at the sub-district and village-levels.

4.4 الرصد والتقييم

هل يشكل الرصد والتقييم جزءا من النهج؟:

نعم

التعليقات:

no. of land users involved aspects were regular monitored by project staff, government, land users through measurements; indicators: At least 50% of villagers should participate in investments.

Community Action Plans aspects were regular monitored by project staff through observations; indicators: Number of CAPs, CAP implementation (CAWMP portion), Quality of proposals,

There were few changes in the Approach as a result of monitoring and evaluation: Weak environmental appraisals in proposals resulted in additional training for facilitators in additional PRA tools (see TAJ045 for details on training). Changes made in rural investment proposal format since initial submissions were of variable quality.

There were few changes in the Technology as a result of monitoring and evaluation: Clearer set of eligible and ineligible activities for each investment type since some initial proposed investments did not adequately address environmental, economic and social feasibility (see TAJ045 for details on eligibility criteria).

4.5 البحوث

هل كانت البحوث جزءًا من النهج؟:

كلا

5.1 الميزانية السنوية لمكون الإدارة المستدامة للأراضي في النهج المذكور

إذا لم تكن الميزانية السنوية الدقيقة معروفة، قم بالإشارة إلى نطاقها:

• > 1,000,000

التعليقات (على سبيل المثال المصادر الرئيسية للتمويل/الجهات المانحة الرئيسية):

Approach costs were met by the following donors: international non-government (Estimate of co-financing): 5.0%; government (Estimate of co-financing): 5.0%; international (World Bank/International Development Assistance and Global Environment Facility): 90.0%; local community / land user(s) (Opportunity cost of villagers time); other (Opportunity costs of JDC members time)

5.3 إعانات لمدخلات محددة (بما في ذلك العمالة)

• غير ذلك

5.4 الائتمان

هل تم توفير ائتمان في إطار نهج أنشطة الإدارة المستدامة للأراضي؟:

كلا

6.1 آثار النهج

6.2 المحفز الرئيسي لقيام مستخدمي الأراضي بتنفيذ الإدارة المستدامة للأراضي

6.3 استدامة أنشطة النهج

هل يمكن لمستخدمي الأراضي المحافظة على استدامة ما تم تنفيذه من خلال النهج (بدون دعم خارجي)؟:

• نعم

إذا كانت الإجابة بنعم، صف كيف:

Knowledge of and skills in participatory planning have been built in villages and can be used for other purposes as well as other projects and programmes. However, facilitation assistance would be beneficial to ensure fairness and transparency in decision-making.

6.4 نقاط قوة/مزايا النهج

نقاط القوة/ المزايا/ الفرص من وجهة نظر مستخدمي الأراضي
Awaiting project evaluation due in 2011

نقاط القوة/ المزايا/ الفرص من وجهة نظر جامع المعلومات أو غيره من الاشخاص الرئيسيين لمصدر المعلومات
Working with budget limits was an effective mechanism for villagers to prioritize and assess risks of various options. (How to sustain/ enhance this strength: Document process and results, disseminate to government, donors and other implementing agencies.)
Open disclosure of available funds and amounts allocated to investments improved accountability. (How to sustain/ enhance this strength: Ensure similar measures are included in future planning processes.)

6.5 نقاط الضعف/ العيوب في المنهج وطرق التغلب عليها

نقاط الضعف/ المساوىء/ المخاطر من وجهة نظر جامع المعلومات أو غيره من الاشخاص الرئيسيين لمصدر المعلومات	كيف يمكن التغلب عليها؟
Flexibility given to FOs in planning methods led to some investment proposals of variable quality	Future efforts should specify core minimum planning elements but still provide some flexibility to foster innovation and accommodation of local contexts.

7.2 المراجع للمنشورات المتاحة

العنوان، المؤلف، السنة، النظام القياسي الدولي لترقيم الكتب ISBN:

Operational Manual for Community Mobilization, Rural Production Investments and Research and Demonstration Grants (2008) Operational Manuals for JDCs and CIGs in Financial Management and Procurement (2007) CAWMP: Project Appraisal Document (2005)

متاح من أين؟كم التكلفة؟:

Project Management Unit

العنوان، المؤلف، السنة، النظام القياسي الدولي لترقيم الكتب ISBN:

Operational Manuals for JDCs and CIGs in Financial Management and Procurement (2007)

متاح من أين؟كم التكلفة؟:

Project Management Unit

العنوان، المؤلف، السنة، النظام القياسي الدولي لترقيم الكتب ISBN:

CAWMP: Project Appraisal Document (2005)

متاح من أين؟كم التكلفة؟:

World Bank website