Group in a constellation analysis workshop (Liron Steinmetz)

Constellation Analysis (Brasil)

Análise de Constelação

Descripción

Constellation Analysis is a tool used to clarify perceptions of different stakeholders about critical situations or problems. In workshops, participants visualize interrelationships between actors, as well as the associated natural, technical and regulatory factors.

The Constellation Analysis method (CA) aims at a transparent, mutually accepted visualization of factors (‘elements’) that are systematically arranged under the method's four categories: actors; rules and concepts; natural elements; technical elements, with the type of their inter-relationships. The process enables consensus to be found between divergent positions, paving the way for better informed decision-making while facilitating a negotiated process of land management with potential changes/techniques.

During brainstorming and/or literature-based approach, different elements are determined and arranged visually on a board. Element categories are actors (e.g. farmers, energy supply company), rules and concepts (e.g. legal framework, plans and programs, regulations), natural factors (e.g. climate, vegetation, water) and technical factors (e.g. fertilizer, wastewater treatment, hydropower plant). Usually this is done by using differently coloured and shaped cards to help articulate ideas within a working group. Then, connections among and between the elements are discussed and the form of these interrelations are visualized as being (a) directed, (b) conflictive, (c) non-existent, (d) contradictory, (e) reluctant or (f) interactive. Through this approach the way towards developing solutions (or follow-up CAs) is guided.

The approach was applied at different scales and with different stakeholders with divergent professional expertise and educational levels, e.g. farmers, fishermen, employees of the government, representatives of indigenous tribes, associations, trade unions, and researchers. People found the methodology promising as it raises awareness and organizes information. Training in the methodology has been carried out amongst interested people at two universities, but not yet local development agents.

The visualization is carried out through an iterative group process. A moderator is needed to initiate the process by inviting the different stakeholders to a conducive location, and to facilitate the process. Exchange among participants is enhanced, and this leads to better understanding of different viewpoints in situations of tension or in the understanding of what has evolved through specific developments in the past. During a second analytical step, the main lessons of the visualization are extracted and documented. Here, missing factors/relationships, and consequently the need for action, are detected. For example, insufficient communication between actors could be uncovered, or it may be detected that planning programs need to be improved.

Lugar

Lugar: Itaparica Reservoir, Petrolândia, Pernambuco, Brazil, Brasil

Georreferencia de sitios seleccionados
  • -38.22071, -8.98099

Dato de inicio: 2012

Año de conclusión: 2016

Tipo de Enfoque
Workshop group arranging elements / Flowchart showing assembled constellation analysis. (Liron Steinmetz)

Metas del Enfoque y entorno facilitador

Propósitos/ objetivos principales del Enfoque
The approach can be applied at different levels and for different issues or contexts: all perspectives can be represented and discussed. The application in this case was devised to be an iterative process of consecutive workshops first at the local irrigation project level, and then at the municipal, regional and national levels with the aim of analysing the inhibiting and driving forces behind the current situation in water management, in land management, and around production cycles in agriculture and aquaculture leading to action being taken or decisions made. Farmers and fishermen, employees of government, researchers and experts are considered as the relevant target group to be involved in participatory workshops. In the education sector, the approach can be applied for theses, for field work and for projects as an analytical interdisciplinary approach.
Condiciones que facilitan la implementación de la/s Tecnología/s aplicadas bajo el Enfoque
  • Normas y valores sociales/ culturales/ religiosos: In some cases, segregation of social or gender groups, especially at the beginning of the exercise, can be helpful. No means has yet been found to reduce ‘mobile phone distraction’ in an acceptable way.
  • Entorno institucional: Argumentation promoting the value of the process may help to ‘sell’ the approach.
  • Conocimiento de MST, acceso a apoyo técnico: It may be possible to organize a pick-up service for participants or to choose an easy-access location.
  • Carga de trabajo, disponibilidad de mano de obra: It is important to discuss potential dates in advance. Some people prefer weekends, others don’t. The lunch break is useful for more informal interaction. However others use the break to disappear.
  • Otros: The iterative process of the CA promotes a re-assessment of constellations during different group discussions. Views of dominant individuals can be modified in the iterative procedure, especially when participants with different standpoints and positions are involved. The goal is the mutual understanding of divergent positions towards entry points for change or adaptation.
Condiciones que impiden la implementación de la/s Tecnología/s aplicadas bajo el Enfoque

Participación y roles de las partes interesadas involucradas

Partes interesadas involucradas en el Enfoque y sus roles
¿Qué partes interesadas/ entidades implementadoras estuvieron involucradas en el Enfoque? Especifique las partes interesadas Describa los roles de las partes interesadas
usuarios locales de tierras/ comunidades locales smallholders of local agricultural community
especialistas MST/consejeros agrícolas
profesores/ niños en edad escolar/ estudiantes students only in observing role
gobierno nacional (planificadores, autoridades)
Involucramiento de los usuarios locales de tierras/ comunidades locales en las distintas fases del Enfoque
ninguno
pasivo
apoyo externo
interactivo
auto-movilización
iniciación/ motivación
Interviews
planificación
implementación
Workshops
monitoreo y evaluación
Workshops
research
Data analysis, lessons learnt, etc
Flujograma

Simplified flowchart of the Constellation Analysis Approach.
Planning phase:
Clarify the objective or question behind the analysis. Then, have an overview research about first elements (assembling elements), e.g. which actors can give interesting input and how to contact them. Preparing material for the workshop(s): coloured cards, pens, whiteboard, etc.
Implementation phase:
Explain the objective and methodology to participants, the meaning of the elements: actors; rules and concepts; natural elements; technical elements and their different relations. Clarify rules of respecting each other. Arrange the elements. Evaluate the constellation together with participants, e.g. why are elements far or close to each other? Why are relations conflictive and how to overcome? Are elements or relations missing? Is all information available? What are the next step? Can recommendations be formulated?
Evaluation phase:
Were participants objective enough? How to interpret participant’s activity within the workshop? Which actors should be asked as well? Consolidate participants’ statements with literature and research and document. Documentation could be a photo or digitalized picture of results with an explanation based on literature.

Autor: Liron Steinmetz
La toma de decisiones en la selección de Tecnología MST

Las decisiones fueron tomadas por

  • solamente usuarios de tierras (autoiniciativa)
  • principalmente usuarios de tierras con el apoyo de especialistas MST
  • todos los actores relevantes, como parte de un enfoque participativo
  • principalmente por especialistas MST en consulta con usuarios de tierras
  • solo por especialistas MST
  • por políticos/ líderes

La toma de decisiones se basa en

  • la evaluación de conocimiento MST bien documentado (la toma de decisiones se basa en evidencia)
  • hallazgos de investigaciones
  • la experiencia personal y opiniones (no documentadas)

Apoyo técnico, fortalecimiento institucional y gestión del conocimiento

Las siguientes actividades o servicios fueron parte del enfoque
Construcción de capacidades/ capacitación
Se proporcionó capacitación a las siguientes partes interesadas
  • usuarios de tierras
  • personal de campo/ consejeros
Forma de capacitación
  • en el contexto de trabajo
  • de agricultor a agricultor
  • áreas de demostración
  • reuniones públicas
  • cursos
  • workshops
Temas avanzados

detecting knowledge gaps and clarifying positions of players, and role of natural, technical and regulatory elements from multi-angled viewpoints/perspectives as core of the CA-Approach.

Servicio de asesoría
Se proporcionó servicio de asesoría
  • en los campos de los usuarios de tierras
  • en centros permanentes
  • workshops
Monitoreo y evaluación
Investigación
La investigación trató los siguientes temas
  • sociología
  • economía/ marketing
  • ecología
  • tecnología

Financiamiento y apoyo material externo

Presupuesto anual en dólares americanos para el componente MST
  • < 2,000
  • 2,000-10,000
  • 10,000-100,000
  • 100,000-1,000,000
  • > 1,000,000
Precise annual budget: n.d.
German Federal Ministry of Education and Research (BMBF) 100%
Los siguientes servicios o incentivos fueron proporcionados a los usuarios de las tierras
  • Apoyo financiero/material proporcionado a los usuarios de tierras
  • Subsidios para insumos específicos
  • Crédito
  • Otros incentivos o instrumentos

Análisis de impacto y comentarios de conclusión

Impactos del Enfoque
No
Sí, un poco
Sí, moderadamente
Sí, mucho
¿El Enfoque ayudó a los usuarios de tierras a implementar y mantener Tecnologías MST?

No immediate impact, however CA-Approach could prospectively contribute to improved sustainable land management and in particular governance.

¿El Enfoque empoderó a grupos en desventaja social y económica?

No immediate impact, however CA-Approach could prospectively contribute to an improved situation of socially and economically disadvantaged groups.

Did other land users / projects adopt the Approach?

Interest from cooperating universities (UFPE-Universidade Federal de Pernambuco, IFPE-Instituto Federal de Pernambuco).

Motivación principal del usuario de la tierra para implementar MST
  • producción incrementada
  • incremento de la renta(bilidad), proporción mejorada de costo-beneficio
  • reducción de la degradación de la tierra
  • reducción del riesgo de desastres naturales
  • carga de trabajo reducida
  • pagos/ subsidios
  • reglas y reglamentos (multas)/ aplicación
  • prestigio, presión social/ cohesión social
  • afiliación al movimiento/ proyecto/ grupo/ redes
  • conciencia medioambiental
  • costumbres y creencias, moral
  • conocimiento y capacidades mejorados de MST
  • mejoramiento estético
  • mitigación de conflicto
Sostenibilidad de las actividades del Enfoque
¿Pueden los usuarios de tierras sostener lo que se implementó mediante el Enfoque (sin apoyo externo)?
  • no
  • incierto

Attained knowledge on a complex, perhaps previously nontransparent system and established contacts support future decision making. In general CA is a flexible method that can be applied by any group, preferentially mixed stakeholder groups.

Conclusiones y lecciones aprendidas

Fortalezas: perspectiva del usuario de tierras
  • Results can be used for the planning of regional development.
  • Space for interchange of ideas and establishing contacts.
  • Integrates different views of problems.
  • Facilitates participation possibilites for stakeholders.
Fortalezas: punto de vista del compilador o de otra persona recurso clave
  • Allows expression and discussion of different views, knowledge integration, both inter- and transdisciplinary, characterised by an iterative and participative nature, able to detect complex situations and questions.
Debilidades/ desventajas/ riesgos: perspectiva del usuario de tierrascómo sobreponerse
  • Insufficient space for all to participate, topics covered in too little time. As more than one workshop is needed, the approach does not necessarily provide solutions in the end. Prepare goal-orientated workshops and finish a workshop by identifying potential solutions and formulating recommendations. I is important to well document and report on the workshops and distribute the reports to stakeholders.
Debilidades/ desventajas/ riesgos: punto de vista del compilador o de otra persona recurso clavecómo sobreponerse
  • One workshop cannot manage to convey the dynamics of a situation. Formulate recommendations for action and distribute a report to stakeholders.
  • CA only visualizes the current situation. Different future scenarios over a given timespan can be presented only in a series of single CA visualizations. CA could lay the groundwork for scenario modelling approaches (e.g. Bayesian Networks).
  • One workshop cannot manage to convey the dynamics of a situation. Formulate recommendations for action and distribute a report to stakeholders.

Referencias

Compilador
  • Verena Rodorff
Editors
Revisado por
  • Deborah Niggli
Fecha de la implementación: 20 de marzo de 2017
Últimas actualización: 11 de julio de 2017
Personas de referencia
Descripción completa en la base de datos de WOCAT
Datos MST vinculados
La documentación fue facilitada por
Institución Proyecto
Referencias claves
  • ): Rodorff V.et al. (2013a) Driving forces and barriers for a sustainable management of the Itaparica reservoir region - basic milestones towards a constellation analysis. : Gunkel G. et al. (Eds.) (2013) Sustainable Management of Water and Land in Semiarid Areas. Editora Universitária UFPE, Recife, pp 2
  • Rodorff, V., Siegmund-Schultze, M., Köppel, J., Gomes, E.T.A. (2015) Governança da bacia hidrográfica do rio São Francisco: Desafios de escala sob olhares inter e transdisciplinares. : Revista Brasileira de Ciências Ambientais 36, 30-56.
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