Enfoques

SLM Focal Village [Bután]

approaches_2490 - Bután

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1. Información general

1.2 Detalles de contacto de las personas de referencia e instituciones involucradas en la evaluación y la documentación del Enfoque

Persona(s) de referencia clave/s

Especialista MST:
Nombre de la(s) institución(es) que facilitaron la documentación/ evaluación del Enfoque si fuera relevante)
MoA (MoA) - Bután
Nombre de la(s) institución(es) que facilitaron la documentación/ evaluación del Enfoque si fuera relevante)
National Soil Services Centre (National Soil Services Centre) - Bután

1.3 Condiciones referidas al uso de datos documentados mediante WOCAT

¿Cuándo se compilaron los datos (en el campo)?

20/03/2011

El compilador y la/s persona(s) de referencia claves aceptan las condiciones acerca del uso de los datos documentados mediante WOCAT :

1.4 Referencia/s al/los Cuestionario(s) de Tecnologías MST

2. Descripción del Enfoque MST

2.1 Breve descripción del Enfoque

Focused support to a single village community to promote the widespread integrated implementation of SLM interventions.

2.2 Descripción detallada del Enfoque MST

Descripción detallada del Enfoque MST:

Aims / objectives: A SLM Focal Village is an approach to focus support to a particular village where a whole range of integrated SLM interventions is showcased in order to create visual impact and to serve as a demonstration site. The concept of a SLM Focal Village was developed in order to tackle the concern of dilution of impact caused by inclusion of all the villages and the households that are geographically very scattered and dispersed. Focal villages are selected at geog (block) level based on their accessibility, visibility for visitors and passers-by, severity of land degradation issues and interest shown by the village community.

Methods: Participatory SLM Action Planning is used to identify land-based problems, their causes and to discuss, select and prioritize specific targeted SLM interventions into a chiog (village) SLM action plan. Additional support is given to the village community to convert larger complexes of clustered land to more sustainable use with locally suited SLM practices. Popular interventions are stone bunding, grass hedgerows, bench terracing, bamboo and tree plantation and fodder development. The for-mation of labour-sharing groups is promoted in the SLM Focal Villages to ease high labour requirement for some SLM activities.

Stages of implementation: Where possible, integrated approaches are adopted, linking increasing vegetative cover of degraded or vulnerable areas with fodder development in marginal slope segments. FYM shed construction is combined with breed improvement and transition to stall feeding, providing manure for cropland. The SLM Focal Villages are used as demonstration sites and interested farmer groups on study tours and other visitors can get a quick impression of a variety of SLM activities showcased in a limited geographical area.

Role of stakeholders: The SLM Focal Villages are used as demonstration sites and interested farmer groups on study tours and other visitors can get a quick impression of a variety of SLM activities showcased in a limited geographical area.

Other important information: SLM Focal Villages require more guidance and monitoring by local extension staff and relatively higher budgets as the areas of land converted to SLM practices are often larger and thus related expenses for seeds, seedlings and other incentives like tools. In some focal villages additional labour-saving machinery is supplied, for example maize flour mill, oil expeller, rice huller, cornflake machine, etc. as an incentive to the community for taking up SLM interventions on comparatively larger scale..

2.3 Fotos del Enfoque

2.5 País/ región/ lugares donde el Enfoque fue aplicado

País:

Bután

Región/ Estado/ Provincia:

Chhukha Dzongkhag

Especifique más el lugar :

Phuntsholing geog, Serina chiog

2.6 Fechas de inicio y conclusión del Enfoque

Indique año del inicio:

2009

Año de conclusión (si el Enfoque ya no se aplica):

2012

2.7 Tipo de Enfoque

  • proyecto/ basado en un programa

2.8 Propósitos/ objetivos principales del Enfoque

The Approach focused mainly on SLM with other activities (Advocay of implementation of various SLM techniques through focus village (chiog) approach)

- Creating a visible and tangible impact at chiog level through widespread implementation of SLM technologies
- Convert present fallow land and former slash-and-burn practice areas to more sustainable cropland with an improved fodder base
- Improve community sense and enhance sustainability of SLM approaches through group support

The SLM Approach addressed the following problems: - Inclusion of all households at village level in a large and geographically dispersed geog leads to dilution of (visual) impact and benefits.
- Targeting individual households makes it more difficult to create a focused demonstration area to showcase SLM interventions at village level

2.9 Condiciones que facilitan o impiden la implementación de la/s Tecnología/s aplicadas bajo el Enfoque

entorno institucional
  • impiden

Transition of focus from individual household approach to labour-sharing approach, uniting lager groups of community members

Treatment through the SLM Approach: Group support, targeted training and guidance/monitoring

marco de trabajo legal (tenencia de tierra, derechos de uso de tierra y agua)
  • facilitan

The existing land ownership, land use rights / water rights greatly helped the approach implementation: Individual titled land tenure greatly help implementation of SLM activities as the land users have great commitment and feeling of ownership, getting direct benefits and leading in decision-making process.

carga de trabajo, disponibilidad de mano de obra
  • impiden

Larger areas to be treated with SLM interventions requires substantial work load of all households

Treatment through the SLM Approach: Labour-sharing groups to ease labour constraint and promote/enhance community bonding/sense

otros
  • impiden

Lack of direct tangible impact of long-term SLM interventions

Treatment through the SLM Approach: Combining long-term SLM activities with short-term inputs and incentives and additional capacity building / awareness raising

3. Participación y roles de las partes interesadas involucradas

3.1 Partes interesadas involucradas en el Enfoque y sus roles

  • usuarios locales de tierras/ comunidades locales

Serina chiog community

Households from vulnerable groups (lower “well-being class” after chiog “well-being ranking”) are involved as much as possible in SLM interventions.

  • especialistas MST/consejeros agrícolas
  • gobierno local

Dzongkhag, geog and chiog administration together with the RNR extension staff and GSPs

  • gobierno nacional (planificadores, autoridades)

RGoB, MoAF, DoA, NSSC, SLMP

  • organización internacional
Si varias partes interesadas estuvieron involucradas, indique la agencia principal:

developed as result of internal review of project progress and impact

3.2 Involucramiento de los usuarios locales de tierras/ comunidades locales en las distintas fases del Enfoque
Involucramiento de los usuarios locales de tierras/ comunidades locales Especifique quién se involucró y describa las actividades
iniciación/ motivación interactivo Initial meetings to sensitize farmers and to create awareness of SLM issues
planificación interactivo Participatory SLM action planning at chiog level; annual planning cycle, repeated for 3 years
implementación interactivo Based on the chiog SLM action plan SLM interventions are implemented with input support and incentives; guidance and capacity building by municipality extension staff and geog SLM planners
monitoreo y evaluación interactivo Participatory Monitoring & Evaluation meetings carried out by geogSLM planning team (GSPT)
Research ninguno

3.3 Flujograma (si estuviera disponible)

Descripción:

SLM focal village and its linkage with support providers

Autor:

Hans van Noord (Schoutenkamp 43 Heteren The Netherlands)

3.4 La toma de decisiones en la selección de Tecnología(s) MST

Especifique quién decidió la selección de las Tecnología/ Tecnologías a implementarse:
  • principalmente usuarios de tierras con el apoyo de especialistas MST
Explique:

the annual participatory SLM Action Planning is key approach used to identify and prioritize SLM technologies for implementation at village level.

Decisions on the method of implementing the SLM Technology were made by mainly by SLM specialists with consultation of land users. based on the SLM Action plan for the village and amended, if necessary, by the findings of M&E meetings

4. Apoyo técnico, fortalecimiento institucional y gestión del conocimiento

4.1 Construcción de capacidades / capacitación

¿Se proporcionó la capacitación a usuarios de tierras/ otras partes interesadas?

Especifique quién fue capacitado:
  • usuarios de tierras
Si fuese relevante, también especifique género, edad, estatus, etnicidad, etc.

Whole community involved with SLM: inclusive approach to all 44 households

Forma de capacitación:
  • de agricultor a agricultor
  • áreas de demostración
  • reuniones públicas
Temas avanzados:

A series of awareness raising activities related to identification of local land-based problems, its causes and possible SLM interventions through an annual SLM action planning and following implementation. This is combined with specific technical trainings focused on the SLM activities prioritized in the village SLM action plan.

4.2 Servicio de asesoría

¿Los usuarios de tierras tienen acceso a un servicio de asesoría?

Especifique si servicio proporcionado se realizó:
  • en los campos de los usuarios de tierras
Describa/ comentarios:

Name of method used for advisory service: Field visits and meetings; Key elements: technical guidance, awareness raising and group formation support

Advisory service is inadequate to ensure the continuation of land conservation activities

4.3 Fortalecimiento institucional (desarrollo institucional)

¿Se establecieron o fortalecieron instituciones mediante el Enfoque?
  • sí, moderadamente
Especifique el nivel o los niveles en los que se fortalecieron o establecieron las instituciones:
  • local
Especifique el tipo de apoyo:
  • financiero
  • construcción de capacidades/ entrenamiento
  • equipo
Proporcione detalles adicionales:

Yes, SLM focal village development is a direct form of local institution support.

4.4 Monitoreo y evaluación

¿El monitoreo y la evaluación forman parte del Enfoque?

Comentarios:

bio-physical aspects were ad hoc monitored by project staff, land users through observations; indicators: terrace area increase and area treated with stone bunds

bio-physical aspects were ad hoc monitored by project staff, land users through measurements; indicators: terrace area increase and area treated with stone bunds

technical aspects were regular monitored by project staff, land users through observations; indicators: Regular observations by project staff with land users of specific SLM interventions: progress, problems, areas for improvement

socio-cultural aspects were regular monitored by project staff, land users through observations; indicators: Regular observations on community / focal village approach through participatory M&E meetings; community sense, conflicts etc.

economic / production aspects were regular monitored by project staff, land users through measurements; indicators: Regular measurements by project staff and land users: crop yields, income, fodder and animal production

area treated aspects were regular monitored by project staff, land users through measurements; indicators: Regular measurements by project staff and land users: area of SLM interventions (hedgerows, stone bunds, bench terraces, # of check dams tec.)

no. of land users involved aspects were regular monitored by project staff, land users through measurements; indicators: Regular measurements by project staff and land users: number of households participating in each specific training and event (male/female)

management of Approach aspects were regular monitored by project staff, land users through observations; indicators: Regular observations by project staff and land users during participatory M&E meetings; ad hoc meetings with project management staff

There were few changes in the Approach as a result of monitoring and evaluation: Adjustment of technical interventions due to farmer feedback during participatory M&E meetings; review of annual SLM action plan leads to readjusted action plans based on evaluation with community on progress and issues.

There were few changes in the Technology as a result of monitoring and evaluation: Adjustment of technical interventions due to farmer feedback during participatory M&E meetings; review of annual SLM action plan leads to readjusted action plans based on evaluation with community on progress and issues.

5. Financiamiento y apoyo material externo

5.1 Presupuesto anual para el componente MST del Enfoque

Si no se conoce el presupuesto anual preciso, indique el rango:
  • 10,000-100,000
Comentarios (ej. fuentes principales de financiamiento/ donantes principales):

Approach costs were met by the following donors: international (World Bank GEF): 60.0%; government (RGoB): 20.0%; local community / land user(s): 20.0%

5.2 Apoyo financiero/material proporcionado a los usuarios de tierras

¿Los usuarios de tierras recibieron financiamiento/ apoyo material para implementar la Tecnología/ Tecnologías? :

5.3 Subsidios para insumos específicos (incluyendo mano de obra)

  • equipo
Especifique qué insumos se subsidiaron En qué grado Especifique los subsidios
maize floor mill, green net sheds, water drums parcialmente financiado
  • agrícola
Especifique qué insumos se subsidiaron En qué grado Especifique los subsidios
semillas totalmente financiado maize, paddy, vegetables
  • construcción
Especifique qué insumos se subsidiaron En qué grado Especifique los subsidios
CGI sjeets, water drums and houses totalmente financiado
  • otro
Otro (especifique) En qué grado Especifique los subsidios
incentive payment parcialmente financiado per unit area of hedge row and stone bunding
Si la mano de obra de usuarios de tierras fue un insumo sustancial, ¿fue:
  • voluntario?
Comentarios:

Labour is mainly voluntary contribution by household, but partly compensated with cash and other material support for the more labour-intensive interventions such as stone bunding and hedgerow establishment; labour-saving groups also supported with tool sets

Tool sets partly financed; seeds and seedlings mostly fully financed; CGI sheets, green net and drums for FYM sheds, green net sheds and water collection drums fully financed; some labour-saving machinery fully financed such as maize flour mill as community incentive.

5.4 Crédito

¿Se proporcionó crédito bajo el Enfoque para actividades MST?

No

6. Análisis de impacto y comentarios de conclusión

6.1 Impactos del Enfoque

¿El Enfoque ayudó a los usuarios de tierras a implementar y mantener Tecnologías MST?
  • No
  • Sí, un poco
  • Sí, moderadamente
  • Sí, mucho

Increased area under SLM treatment with improved fodder availability and formation of SLM related groups (labour-saving group etc.); former slash-and-burn practice area now converted into more sustainable land use; water sources protected and degraded areas afforested.

¿El Enfoque mejoró cuestiones de tenencia de tierra/ derechos de usuarios que obstaculizaron la implementación de la Tecnologías MST?
  • No
  • Sí, un poco
  • Sí, moderadamente
  • Sí, mucho

Absentee land owners can complicate a full coverage of SLM interventions. The problem is unlikely to be overcome in the near future. Land ownership is a private matter, which is difficult to change land use without permission of abent land owner

Did other land users / projects adopt the Approach?
  • No
  • Sí, un poco
  • Sí, moderadamente
  • Sí, mucho
Did the Approach lead to improved livelihoods / human well-being?
  • No
  • Sí, un poco
  • Sí, moderadamente
  • Sí, mucho

In terms of increased yield, improved fodder availability and quality and increased production area; enhanced community bonding through group activities and related easing of labour constraints (labour-saving groups).

Did the Approach help to alleviate poverty?
  • No
  • Sí, un poco
  • Sí, moderadamente
  • Sí, mucho

Through inclusion in labour-sharing groups labour constraint of vulnerable households addressed. Focus of hands-on training on land of most vulnerable households to give them first benefit and ensure inclusion.

6.2 Motivación principal del usuario de la tierra para implementar MST

  • producción incrementada

Small immediate increase, but good increase in long-term

  • incremento de la renta(bilidad), proporción mejorada de costo-beneficio
  • carga de trabajo reducida

labour-sharing groups: Reduced workload through improved land (with hedgerows, stone b

  • pagos/ subsidios

incentives and inputs

  • reglas y reglamentos (multas)/ aplicación

enforcement through GSPT/community

  • conciencia medioambiental

environmental awareness

  • well-being and livelihoods improvement

wish to improve food self-sufficiency and increase of continuous cropping area

6.3 Sostenibilidad de las actividades del Enfoque

¿Pueden los usuarios de tierras sostener lo que se implementó mediante el Enfoque (sin apoyo externo)?
Si respondió que sí, describa cómo:

Village communities express commitment to continue focal village approach, but it remains to be seen if they actually are able to continue with various SLM activities without support post-project. The communities are intending to continue to convert ex slash-and-burn area to annual cropland, making use of labour-sharing group. This old traditional system is rejuvenated and therefore is more likely to be sustainable post-project.

6.4 Fortalezas/ ventajas del Enfoque

Fuerzas/ ventajas/ oportunidades desde la perspectiva del usuario de la tierra
reduced dependency on forest and tseri

(How to sustain/ enhance this strength: maintenance of new annual crop land

)
more annual cropland through SLM interventions (How to sustain/ enhance this strength: maintenance of new annual crop land)
better workability of developed cropland (stone bunding / hedgerows etc.)
(How to sustain/ enhance this strength: maintenance of new annual crop land)
short-term inputs and subsidies enable the poorer households to take up log-term SLM interventions (How to sustain/ enhance this strength: targeted support to vulnerable households to maintain an inclusive approach)
Fuerzas/ ventajas/ oportunidades desde la perspectiva del compilador o de otra persona de referencia clave
Holistic integrated village development enabling to showcase a variety of SLM interventions
(How to sustain/ enhance this strength: Regular technical guidance and targeted capacity building efforts

)
Enables to convert larger areas of previous fallow land, or previously under slash-and-burn practice, to more sustainable cropland and reduces dependency on forest and slash-and-burn (How to sustain/ enhance this strength: Regular technical guidance and targeted capacity building efforts, combined with input support and guidance of labour-saving groups)
Pressure on communities to change land-use through governmental rule to stop slash-and-burn practice makes them very interested in adopting SLM (How to sustain/ enhance this strength: Regular technical guidance and targeted capacity building efforts, combined with short-term incentives)
Group formation process enables labour-sharing approach, which is very well appreciated (How to sustain/ enhance this strength: Regular technical guidance and targeted capacity building efforts)

6.5 Debilidades/ desventajas del Enfoque y formas de sobreponerse a ellos

Debilidades/ desventajas/ riesgos desde la perspectiva del usuario de la tierra ¿Cómo sobreponerse a ellas?
Increase of work load combined with demand for labour of other developmental activities (rural water supply, road construction etc.). Therefore 'underperformance' against set targets Better seasonal planning, try to avoid busy agricultural season.
Debilidades/ desventajas/ riesgos desde la perspectiva del compilador o de otra persona de referencia clave ¿Cómo sobreponerse a ellas?
Risk of dependency on incentives/inputs: spoon-feeding syndrome Continued support to community and labour-saving groups to support land conversion efforts
Focus and concentration of efforts to one community might cause dissatisfaction among neighbouring villages
Continue SLM support to other villages as planned; communicate reasons of selection clearly: transparency at municipality level.
Requires considerable input of labour by community, but clashes with other requirement of developmental activities such as drinking water supply, irrigation channel construction, electrification and farm road construction Labour-sharing group to ease labour constraint

7. Referencias y vínculos

7.1 Métodos/ fuentes de información

  • visitas de campo, encuestas de campo
  • entrevistas con usuarios de tierras

Vínculos y módulos

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