1.2 Detalles de contacto de las personas de referencia e instituciones involucradas en la evaluación y la documentación del Enfoque

Nombre de la(s) institución(es) que facilitaron la documentación/ evaluación del Enfoque si fuera relevante)

Food and Agriculture Organization of the United Nations (FAO) - Italia

Nombre de la(s) institución(es) que facilitaron la documentación/ evaluación del Enfoque si fuera relevante)

CIS-Centre for International Cooperation (CIS-Centre for International Cooperation) - Países Bajos

Nombre de la(s) institución(es) que facilitaron la documentación/ evaluación del Enfoque si fuera relevante)

Ministry of Agriculture and Livestock Development of Kenya (MoA) - Kenia

1.3 Condiciones referidas al uso de datos documentados mediante WOCAT

El compilador y la/s persona(s) de referencia claves aceptan las condiciones acerca del uso de los datos documentados mediante WOCAT :

Sí

1.4 Referencia/s al/los Cuestionario(s) de Tecnologías MST

2.1 Breve descripción del Enfoque

Identification of farmer innovators in SWC and water harvesting, and using them as focal points for visits from other farmers to spread the practices and stimulate the process of innovation.

2.2 Descripción detallada del Enfoque MST

Descripción detallada del Enfoque MST:

Aims / objectives: The Promoting Farmer Innovation (PFI) approach seeks to build on technical initiatives - innovations in the local context - developed by farmers themselves in dry/marginal areas where the conventional approach of transfer of technology from research to extension agents, and then on to farmers, has so often failed. The approach basically comprises identifying, validating and documenting local innovations/initiatives. Simple monitoring and evaluation systems are set up amongst those innovative farmers who are willing to co-operate. Through contact with researchers, extra value is added to these techniques where possible. Farmer innovators are brought together to share ideas. Finally, best-bet technologies, in other words those that are considered to be good enough to be shared, are disseminated through farmer-to-farmer extension. This takes two forms. First, farmers are brought to visit the innovators in their farms. Secondly farmer innovators are used as teachers/trainers to visit groups of farmers - including FAOs farmer field schools in some cases. Only in this second form of extension is an allowance payable to the innovator. A ten-step field activity methodology has been developed.

Methods: At programme level, there is capacity building of in-line extension and research staff, who are the main outside actors in the programme. In each of the countries the project has been implemented through a government ministry, which partners various NGOs in the field. The principle, and practice, is not to create separate project enclaves, but to work through existing personnel, sharing buildings and vehicles that are already operational in the area. A programme development process methodological framework shows how the ultimate goal of institutionalisation can be achieved. PFIs first phase, completed in 2000, was financed by the Government of The Netherlands, through UNDP, and was active in Kenya, Tanzania and Uganda.

2.3 Fotos del Enfoque

2.5 País/ región/ lugares donde el Enfoque fue aplicado

2.6 Fechas de inicio y conclusión del Enfoque

2.7 Tipo de Enfoque

• proyecto/ basado en un programa

2.8 Propósitos/ objetivos principales del Enfoque

The Approach focused mainly on SLM with other activities (Better land husbandry practices (eg composting, crop selection))

Improve rural livelihoods through an increase in the rate of diffusion of appropriate SWC/water harvesting technologies based on farmer innovation, and through farmer-to-farmer exchange visits. At a higher level: to demonstrate the effectiveness of such an approach so that it can be institutionalised.

The SLM Approach addressed the following problems: - poor supply of relevant recommendations from research for small scale farmers in marginal areas - poor delivery of SWC technologies (where they exist) to farmers - lack of motivation of research and extension staff - isolation of promising ???innovative??? SWC/water harvesting ideas which address low crop yields, land degradation and poverty - lack of exchange of this knowledge

2.9 Condiciones que facilitan o impiden la implementación de la/s Tecnología/s aplicadas bajo el Enfoque

3.1 Partes interesadas involucradas en el Enfoque y sus roles

3.2 Involucramiento de los usuarios locales de tierras/ comunidades locales en las distintas fases del Enfoque

	Involucramiento de los usuarios locales de tierras/ comunidades locales	Especifique quién se involucró y describa las actividades
iniciación/ motivación	pasivo	public meetings, interviews/questionnaires, workshops/seminars, rapid/participatory rural appraisal; interviews/Participatory Rural Appraisals etc
planificación	pasivo	rapid/participatory rural appraisal, interviews/questionnaires, public meetings, workshops/seminars; interviews/Participatory Rural Appraisals etc
implementación	interactivo	Mainly: farmer-to-farmer exchange, responsibility for minor steps; partly: responsibility for major steps; interviews/Participatory Rural Appraisals etc
monitoreo y evaluación	interactivo	Mainly: public meetings, measurements/observations; partly: workshop/seminars; monitoring, using forms designed mainly by specialists
Research	interactivo	on-farm

3.3 Flujograma (si estuviera disponible)

3.4 La toma de decisiones en la selección de Tecnología(s) MST

Especifique quién decidió la selección de las Tecnología/ Tecnologías a implementarse:

• principalmente usuarios de tierras con el apoyo de especialistas MST

Explique:

???Best -bet??? technologies chosen by extension agents/researchers based on the selection of innovative farmers??? technologies identified in the field - but the farmers choose (develop) which technology to implement.

Decisions on the method of implementing the SLM Technology were made by by land users* alone (self-initiative / bottom-up)

4.1 Construcción de capacidades / capacitación

¿Se proporcionó la capacitación a usuarios de tierras/ otras partes interesadas?

Sí

Especifique quién fue capacitado:

• usuarios de tierras

• SWC specialists, extensionists/trainers

Forma de capacitación:

• reuniones públicas
• cursos

Forma de capacitación:

• farm visits

Temas avanzados:

Staff seconded from Ministries of Agriculture/NGOs provide: (1) methodology training for participating staff (2) presentational skill training for farmer innovators and (3) training in gender aspects.

4.2 Servicio de asesoría

¿Los usuarios de tierras tienen acceso a un servicio de asesoría?

Sí

Especifique si servicio proporcionado se realizó:

• en centros permanentes

Describa/ comentarios:

Name of method used for advisory service: Farmer innovator approach; Key elements: There are new roles for government/NGO extension staff under this methodology - as trainers and faci, Identify farmer innovators, form networks of farmer innovators, which meet, Bring farmers to se 'best bet' innovations; 1) Advisory service was carried out through: government's existing extension system, non-governmental agency; Extension staff: mainly government employees 3) Target groups for extension: land users

Advisory service is quite adequate to ensure the continuation of land conservation activities

4.3 Fortalecimiento institucional (desarrollo institucional)

¿Se establecieron o fortalecieron instituciones mediante el Enfoque?

• sí, moderadamente

Especifique el nivel o los niveles en los que se fortalecieron o establecieron las instituciones:

• local

Especifique el tipo de apoyo:

• construcción de capacidades/ entrenamiento

Proporcione detalles adicionales:

training (see also Annex A3)

4.4 Monitoreo y evaluación

¿El monitoreo y la evaluación forman parte del Enfoque?

Sí

Comentarios:

bio-physical aspects were regular monitored by 0 through observations; indicators: soils, moisture

technical aspects were regular monitored by 0 through observations; indicators: inputs

socio-cultural aspects were ad hoc monitored by 0 through measurements; indicators: number of men/women participating

economic / production aspects were regular monitored by 0 through observations; indicators: yields

area treated aspects were ad hoc monitored by 0 through observations; indicators: None

no. of land users involved aspects were ad hoc monitored by 0 through observations; indicators: None

There were few changes in the Approach as a result of monitoring and evaluation: Some changes, for example (a) increased numbers of women identified as innovators in response to gender sensitisation/training and (b) ???rotation??? of farmer innovators used for training - that is not using the same farmers all the time, as this can create envy. E.g. also better integration with government services/system for technical backstopping and extension

4.5 Investigación

¿La investigación formó parte del Enfoque?

Sí

Especifique los temas:

• tecnología

• socio-economics

Proporcione detalles adicionales e indique quién hizo la investigación:

Theoretically, researchers should respond to the farmers??? research agenda, though this has proved difficult to achieve in practice. Apart from process monitoring of the methodology, which has led to improvements, technical research into the innovations has been relatively weak.

Research was carried out on-farm

5.1 Presupuesto anual para el componente MST del Enfoque

Si no se conoce el presupuesto anual preciso, indique el rango:

• 100,000-1,000,000

Comentarios (ej. fuentes principales de financiamiento/ donantes principales):

Approach costs were met by the following donors: government (national government): 20.0%; international (International agency): 60.0%; local community / land user(s) (-): 20.0%

5.2 Apoyo financiero/material proporcionado a los usuarios de tierras

¿Los usuarios de tierras recibieron financiamiento/ apoyo material para implementar la Tecnología/ Tecnologías? :

No

5.3 Subsidios para insumos específicos (incluyendo mano de obra)

Si la mano de obra de usuarios de tierras fue un insumo sustancial, ¿fue:

• voluntario?

Comentarios:

done by the farmers themselves

plant materials - farmers often are given or collecting planting.
Support to institutions has been moderate: it has mainly taken the form of transporting existing groups (for example womens groups/church groups) to learn from farmer innovators.

5.4 Crédito

¿Se proporcionó crédito bajo el Enfoque para actividades MST?

No

6.1 Impactos del Enfoque

6.3 Sostenibilidad de las actividades del Enfoque

¿Pueden los usuarios de tierras sostener lo que se implementó mediante el Enfoque (sin apoyo externo)?

• incierto

Si respondió no o incierto, especifique y comente:

There are examples of spontaneous voluntary continuation of farmer innovator groups in all three countries - but on a reduced level after initial project support ended.

6.4 Fortalezas/ ventajas del Enfoque

Fuerzas/ ventajas/ oportunidades desde la perspectiva del compilador o de otra persona de referencia clave
Builds on local ideas (How to sustain/ enhance this strength: Continue the approach and institutionalise.)
Revitalises the extension service (How to sustain/ enhance this strength: Train and make use of existing Government extension agents.)
attractive to stakeholders at all levels (How to sustain/ enhance this strength: Involve and inform stakeholders at all levels of plans and progress.)
Gives land users more confidence in their own abilities (How to sustain/ enhance this strength: Continue to prioritise farmers and keep them at centre of activities.)
Offers new locally tested ideas/technologies which work (How to sustain/ enhance this strength: Keep the focus on the farmers??? initiatives and use participatory technology development processes to improve these technologies.)

6.5 Debilidades/ desventajas del Enfoque y formas de sobreponerse a ellos

Debilidades/ desventajas/ riesgos desde la perspectiva del compilador o de otra persona de referencia clave	¿Cómo sobreponerse a ellas?
Dependent on individual commitment and flexibility	Training in skills and methodologies.
Does not follow the conventional institutional chain of command	Considerable training in skills and methodologies required.
Sometime confers too much prestige on a particular group of ???favoured farmers???	Rotate??? farmers who are the focus of attention.
Researchers reluctant to respond to farmers??? agenda	Effort needed to convince research staff of the need for, and potential benefits from, joint Critchley WRS (2000) Inquiry, Initiatives and Inventiveness: Farmer Innovators in East Africa. Phs Chem Earth (B), Vol 25, no 3, pp 285??¡§288Critchley WRS (2000) Inquiry, Initiatives and Inventiveness: Farmer Innovators in East Africa. Phs Chem Earth (B), Vol 25, no 3, pp 285??¡§288Critchley WRS (2000) Inquiry, Initiatives and Inventiveness: Farmer Innovators in East Africa. Phs Chem Earth (B), Vol 25, no 3, pp 285??¡§288Critchley WRS (2000) Inquiry, Initiatives and Inventiveness: Farmer Innovators in East Africa. Phs Chem Earth (B), Vol 25, no 3, pp 285??¡§288research with farmers.

7.1 Métodos/ fuentes de información

7.2 Referencias a publicaciones disponibles

Título, autor, año, ISBN:

Critchley WRS (2000) Inquiry, Initiatives and Inventiveness: Farmer Innovators in East Africa. Phs Chem Earth (B), Vol 25, no 3,Mutunga K and Critchley W (2001) Farmers??? initiatives in land husbandry. Regional Land Management Unit, Nairobi, KenyaCritchley W and Mutunga K (2003) Local innovation in a global context: documenting farmer initiatives in land husbandry through WOCAT.Critchley et al. (1999). Promoting farmer innovationPromoting farmer innovation VIDEO

¿Dónde se halla disponible? ¿Costo?

RELMA, Nairobi (cost free)RELMA, Nairobi (cost free)

Título, autor, año, ISBN:

Mutunga K and Critchley W (2001) Farmers initiatives in land husbandry. Regional Land Management Unit, Nairobi, Kenya

Título, autor, año, ISBN:

Critchley W and Mutunga K (2003) Local innovation in a global context: documenting farmer initiatives in land husbandry through WOCAT.

Título, autor, año, ISBN:

Critchley et al. (1999). Promoting farmer innovation

¿Dónde se halla disponible? ¿Costo?

RELMA, Nairobi (cost free)

Título, autor, año, ISBN:

Promoting farmer innovation VIDEO

¿Dónde se halla disponible? ¿Costo?

RELMA, Nairobi (cost free)