1.2 Detalles de contacto de las personas de referencia e instituciones involucradas en la evaluación y la documentación del Enfoque

Nombre del proyecto que facilitó la documentación/ evaluación del Enfoque (si fuera relevante)

Strengthening of Livelihoods through Climate Change Adaptation in Kyrgyzstan and Tajikistan

Nombre de la(s) institución(es) que facilitaron la documentación/ evaluación del Enfoque si fuera relevante)

GIZ Tajikistan (GIZ Tajikistan) - Tayikistán

1.3 Condiciones referidas al uso de datos documentados mediante WOCAT

El compilador y la/s persona(s) de referencia claves aceptan las condiciones acerca del uso de los datos documentados mediante WOCAT :

Sí

1.4 Referencia/s al/los Cuestionario(s) de Tecnologías MST

2.1 Breve descripción del Enfoque

A site affected by a debris flow was rehabilitated by joint communal work and integrated preventive measures addressing the upper catchment as well as the valley and the debris conus were implemented in collaboration of community, individual farmers, Committee of Emergency Situations and forestry enterprise.

2.2 Descripción detallada del Enfoque MST

Descripción detallada del Enfoque MST:

Local people in many parts of Tajikistan, among these the project region at the northern main slope of the Turkestan range, report about formerly unknown flashfloods and debris flows, even in areas where such events are not remembered. Also relief, soil and vegetation often confirm that such sites for long times had not been transformed by these forces. The occurrence of flashfloods and debris flows in formerly not affected areas, unusual seasons or an increase in frequency and destructiveness of such events can be attributed to land degradation in upper catchment areas in combination with climate change impact.

The degradation of the vegetation in upper catchments has contributed to reduced infiltration of water and high and fast surface runoff. Important elements of this degradation are overgrazing and deforestation. Overgrazing and out of season grazing cause the reduction of the protective plant cover and the multiple trails of livestock with compressed soil reduce infiltration and increase the surface runoff. Deforestation is typically related to intensive livestock grazing, in particular by goats, as intensive browsing prevents the regeneration of shrub and tree vegetation. In upper catchments affected by these processes during heavy rainfall and snow melt large amounts of water concentrate in small valleys and take with them large amounts of soil and gravel. The deforestation in valleys contributes to the intensity of such flashfloods and debris flows.

The frequency and intensity of these events is increasingly exacerbated by the impact of climate change. The already visible trends and predictions show higher levels of aridity, higher temperatures during the vegetation season, reduced overall precipitation in catchment areas – all affecting the retention potential of upper catchment areas – and more irregular rainfall patterns, reduced snow packs and accelerated snow melt as well as the loss of glaciers as buffers of water flow. These factors all contribute to a higher frequency and intensity of flashflood and debris flows and their occurrence in previously not or less affected areas.

Near the village Shamoli in Shakhriston district, as in many other locations, such a debris flow made a road impassable and has destroyed pasture lands and five hectares of arable lands belonging to several farmers with another 10 ha being at risk in case such events occur again. Local people assisted by the Committee of Emergency Situations opened and cleaned the road. The developed in collaboration with experts an integrated approach for rehabilitating the affected lands and reducing the disaster risk. The approach included the following elements:
•Blocking of gullies with planting of willows for reducing sediment load in case of future flashfloods;
•Agreement with the forestry enterprise about general regulation of grazing and tree planting (specifics to be decided by the forestry enterprise);
•Joint communal work (hashar) for cleaning affected arable lands from debris;
•Fencing of 4 ha lands in the valley leased by one farmer from the forestry enterprise for rehabilitation of protective vegetation and sustainable land use (orchard and hay making);
•Construction of reservoir for water collection from spring and use for drip irrigation of trees planted at the debris conus in the opening of the valley.

The approach brought together the Committee of Emergency Situations, the administrative communities, affected local people and the forestry enterprise. Assisted by experts provided by the project, the situation was jointly analyzed; risks identified and the integrated intervention planned. The project assisted with technical planning, construction supervision, purchase and transportation of construction materials. The community contributed about 30% of the overall costs, mainly in form of voluntary communal work, the so called hashar. One farmer leased the most critical area at the opening of the valley and took the responsibility for the maintenance of the area in exchange for the opportunity to use hay and fruits from the planted trees.

The approach is generally replicable. But in most such sites the upper catchment areas belong to different communities, often to different districts and substantial parts are located in neighboring Kyrgyzstan. Therefore addressing the degradation of these areas and a reduction of disaster risk through integrated watershed management in the entire catchments will require more collaboration across administrative boundaries and even national borders.

2.3 Fotos del Enfoque

2.5 País/ región/ lugares donde el Enfoque fue aplicado

2.6 Fechas de inicio y conclusión del Enfoque

2.7 Tipo de Enfoque

• proyecto/ basado en un programa

2.8 Propósitos/ objetivos principales del Enfoque

Rehabilitation of land affected by debris flow and reduction of risk of future events.

2.9 Condiciones que facilitan o impiden la implementación de la/s Tecnología/s aplicadas bajo el Enfoque

3.1 Partes interesadas involucradas en el Enfoque y sus roles

3.2 Involucramiento de los usuarios locales de tierras/ comunidades locales en las distintas fases del Enfoque

	Involucramiento de los usuarios locales de tierras/ comunidades locales	Especifique quién se involucró y describa las actividades
iniciación/ motivación	interactivo	Local community members, asking community leadership and GIZ staff for assistance to address impact of debris flow
planificación	interactivo	Involvement of community members in planning
implementación		Local community members carrying out works through traditional voluntary community work ("hashar").
monitoreo y evaluación		Local farmer maintaining the planted area controls condition of irrigation system and trees.
maintenance		Local farmer maintaining the planted area.

3.4 La toma de decisiones en la selección de Tecnología(s) MST

Especifique quién decidió la selección de las Tecnología/ Tecnologías a implementarse:

• todos los actores relevantes, como parte de un enfoque participativo

Especifique las bases que sustentaron la toma de decisiones:

• la evaluación de conocimiento MST bien documentado (la toma de decisiones se basa en evidencia)
• la experiencia personal y opiniones (no documentadas)

4.1 Construcción de capacidades / capacitación

¿Se proporcionó la capacitación a usuarios de tierras/ otras partes interesadas?

No

4.2 Servicio de asesoría

¿Los usuarios de tierras tienen acceso a un servicio de asesoría?

Sí

Describa/ comentarios:

Not of specific relevance for this approach.

4.3 Fortalecimiento institucional (desarrollo institucional)

¿Se establecieron o fortalecieron instituciones mediante el Enfoque?

• sí, un poco

Especifique el nivel o los niveles en los que se fortalecieron o establecieron las instituciones:

• local

Describa la institución, roles y responsabilidades, miembros, etc.

Existing community institutions have been strengthened through joint successful implementation of the works and the need for further collaboration.

Especifique el tipo de apoyo:

• financiero
• construcción de capacidades/ entrenamiento
• equipo

Proporcione detalles adicionales:

Fencing, materials of irrigation system, technical advice.

4.4 Monitoreo y evaluación

¿El monitoreo y la evaluación forman parte del Enfoque?

Sí

Si respondió que sí, ¿la documentación se utilizará para monitoreo y evaluación?

No

4.5 Investigación

¿La investigación formó parte del Enfoque?

No

5.1 Presupuesto anual para el componente MST del Enfoque

Si no se conoce el presupuesto anual preciso, indique el rango:

• 2,000-10,000

Comentarios (ej. fuentes principales de financiamiento/ donantes principales):

Government of Germany, implemented via Deutsche Gesellschaft für Internationale Zusammenarbeit (GIZ). The approach has been implemented in the frame of a much larger program and the specific budget for the SLM component of the Approach cannot be determined.

5.2 Apoyo financiero/material proporcionado a los usuarios de tierras

¿Los usuarios de tierras recibieron financiamiento/ apoyo material para implementar la Tecnología/ Tecnologías? :

Sí

Si respondió sí, especifique el tipo o los tipos de apoyo, condiciones y proveedor(es) :

Technical planning and supervision, procurement of materials and transportation funded by GIZ.

5.3 Subsidios para insumos específicos (incluyendo mano de obra)

• ninguno

Si la mano de obra de usuarios de tierras fue un insumo sustancial, ¿fue:

• voluntario?

5.4 Crédito

¿Se proporcionó crédito bajo el Enfoque para actividades MST?

No

5.5 Otros incentivos o instrumentos

¿Se usaron otros incentivos o instrumentos para promover la implementación de Tecnologías MST?

Sí

Si fuera el caso, especifique :

The farmer managing the site in the valley, where trees have been planted, can use the fruits and the hay produced from the site. This is the key incentive for him to carry out all maintenance.

6.1 Impactos del Enfoque

6.2 Motivación principal del usuario de la tierra para implementar MST

6.3 Sostenibilidad de las actividades del Enfoque

¿Pueden los usuarios de tierras sostener lo que se implementó mediante el Enfoque (sin apoyo externo)?

• sí

6.4 Fortalezas/ ventajas del Enfoque

Fuerzas/ ventajas/ oportunidades desde la perspectiva del usuario de la tierra
Rehabilitated lands and reduced risk.
Use of products from critical site, which was planted with fruit trees.

Fuerzas/ ventajas/ oportunidades desde la perspectiva del compilador o de otra persona de referencia clave
Same as land users' view.
Mobilization of collaboration and joint communal work.

6.5 Debilidades/ desventajas del Enfoque y formas de sobreponerse a ellos

Debilidades/ desventajas/ riesgos desde la perspectiva del usuario de la tierra	¿Cómo sobreponerse a ellas?
High costs of fencing	External funding.
High costs of irrigation system	External funding.

Debilidades/ desventajas/ riesgos desde la perspectiva del compilador o de otra persona de referencia clave	¿Cómo sobreponerse a ellas?
High costs of fencing	External funding; Cheaper temporary electric fencing; Approaches without fencing, based on agreement in the community to prevent livestock damage through herding.
High costs of irrigation system	External funding; Planting of drought resistant trees.

7.1 Métodos/ fuentes de información