Approches

Local level participatory planning approach [Ethiopie]

approaches_2388 - Ethiopie

État complet : 86%

1. Informations générales

1.2 Coordonnées des personnes-ressources et des institutions impliquées dans l'évaluation et la documentation de l'Approche

Personne(s) ressource(s) clé(s)

Spécialiste GDT:
Nom du projet qui a facilité la documentation/ l'évaluation de l'Approche (si pertinent)
Book project: where the land is greener - Case Studies and Analysis of Soil and Water Conservation Initiatives Worldwide (where the land is greener)
Nom du ou des institutions qui ont facilité la documentation/ l'évaluation de l'Approche (si pertinent)
Ministry of Agriculture and Natural Resources (MoA) - Ethiopie

1.3 Conditions relatives à l'utilisation par WOCAT des données documentées

Le compilateur et la(les) personne(s) ressource(s) acceptent les conditions relatives à l'utilisation par WOCAT des données documentées:

Oui

1.4 Références au(x) questionnaire(s) sur les Technologies de GDT

2. Description de l'Approche de GDT

2.1 Courte description de l'Approche

An approach used by field staff to implement conservation activities, involving farmers in all stages of planning, implementation and evaluation.

2.2 Description détaillée de l'Approche

Description détaillée de l'Approche:

Aims / objectives: The Local Level Participatory Planning Approach (LLPPA) starts with the selection of communities based on needs and problem assessment. Then development committees are formed, consisting of one or two technical staff and seven to eight farmers. They are elected by the community through a general assembly of land users.

Stages of implementation: The development committees plan and coordinate development activities. They first conduct a survey of the biophysical and socio-economic conditions of the area. Then problems are identified and prioritised with the community members through participatory rural appraisal (PRA). Land use analysis, followed by the definition of objectives, identification of development options and selection of appropriate SWC interventions, is carried out on a consultative basis. Targets for achievements are established, and resources and inputs are determined. Finally the development committee prepares a work plan. The plan for SWC activities is then submitted to the community leaders, and the approval of the plan is made by the general assembly of land users, in consultation with the technical field staff. The development committee is given the responsibility for organising implementation. The beneficiaries actively participate in this implementation, in maintenance and in utilisation of the assets created, by contributing their labour and resources. Whenever required technical field staff give technical advice during implementation of development activities - area closure for rehabilitation in this case. Participatory monitoring and evaluation of activities is another important element of the approach.

Role of stakeholders: The main purpose of LLPPA is to enhance farmers’ involvement in all steps of the development process, from the initial stages of planning, to implementation of the activities, and in the evaluation of the achievements. A good relationship between land users and field workers, and acceptance as well as support of the development activities by the land users are fundamental prerequisites for fruitful implementation and maintenance of SWC measures.

2.3 Photos de l'approche

2.5 Pays/ région/ lieux où l'Approche a été appliquée

Pays:

Ethiopie

Région/ Etat/ Province:

Alaba

Autres spécifications du lieu :

South Ethiopia, Ethiopia

2.7 Type d'Approche

  • fondé sur un projet/ programme

2.8 Principaux objectifs de l'Approche

- encourage the involvement of the beneficiary population and the technical personnel in the whole development process (ie initial planning, implementation, monitoring/evaluation) so that sustainable development, leading to improved living conditions is attained, - reduce land degradation (gully formation and landslides, sediment flow into downstream water harvesting and storage tanks) and enhance natural regeneration and fertility of soils in order to increase the productivity of degraded areas: provide livestock feed, fuel and construction wood, and higher crop yields

The SLM Approach addressed the following problems: Difficulties in attaining sustainable development through area closures for rehabilitation are due to: - lacking sense of ownership: land users feel that development attained in enclosures belongs to the government, - lack of awareness about land degradation problems, and the values of conservation measures, - reluctance to maintain activities and protect assets created, - shortage of livestock feed, fuelwood and construction material, - increasing land degradation problems (on- and off-site) due to improper land use and poor farming practices, - food insecurity and poverty

2.9 Conditions favorisant ou entravant la mise en œuvre de la(des) Technologie(s) appliquée(s) sous l'Approche

disponibilité/ accès aux ressources et services financiers
  • entrave

Lack of financial resources: >90% of the community members are poor.

Treatment through the SLM Approach: Provision of hand tools by the project. Provide training to raise awareness about benefits.

cadre juridique (régime foncier, droits d'utilisation des terres et de l'eau)
  • entrave

Land tenure (land is state and public property)

Treatment through the SLM Approach: Assure land user rights and provide certificates

The existing land ownership, land use rights / water rights moderately hindered the approach implementation Area closures would provide better opportunities and advantages to the beneficiaries if hillsides were distributed to individual farmers, and if they were provided with user right certificates for the plots developed by them. In that case each farmer would give more attention to the protection and maintenance of assets developed.

connaissances sur la GDT, accès aux supports techniques
  • entrave

1) Cultivating steep slopes due to overpopulation and land subdivision (holdings of 0.25-0.5 ha/household).
2) Deforestation: illegal cutting of trees due to lack of fuel/construction wood, letting livestock into closed areas. Lack of management plans for planted trees.
3) Overgrazing of sloping lands resultng in severe gullies (on >50% of the land) and landslides. No controlled grazing

Treatment through the SLM Approach: 1) Apply appropriate land use practices according to land potential and apply SWC practices. Alternative income generation.
2) Training and awareness raising on how to assume responsibilities to protect the assets developed. Plant trees in woodlots and provide alternative energy sources (e.g. kerosene)
3) practise zero grazing, cut-and-carry and/or controlled grazing

autre
  • entrave

Lack of awareness: Lack of awareness about soil degradation and appropriate management practices.

Treatment through the SLM Approach: Awareness raising through training and awareness creation seminars.

3. Participation et rôles des parties prenantes impliquées dans l'Approche

3.1 Parties prenantes impliquées dans l'Approche et rôles

  • exploitants locaux des terres / communautés locales

In the approach area women's participation is more than 50% (and this is increasing) in the implementation of SWC measures. However, women are still not playing a sufficient role in decision making, due to cultural norms/values.

  • Spécialistes de la GDT/ conseillers agricoles
  • gouvernement national (planificateurs, décideurs)
  • organisation internationale
3.2 Participation des exploitants locaux des terres/ communautés locales aux différentes phases de l'Approche
Participation des exploitants locaux des terres/ communautés locales Spécifiez qui était impliqué et décrivez les activités
initiation/ motivation interactive self-motivation: few farmers take the initiative
planification interactive initiated by technical staff, motivated by the development committee: identify problems, prioritise them and seek solutions
mise en œuvre interactive community is responsible for implementation, some incentives are given for motivation: farmers are organised into working teams
suivi/ évaluation passive initiated by extension agents, annual evaluation during community meeting
Research aucun none

3.3 Diagramme/ organigramme (si disponible)

Description:

The Regional Bureau of Agriculture provides the technical support and coordinates the programme at the regional level. It is linked but not directly accountable to MoA. The Zonal office participates in the monitoring and evaluation of the activities and also provides technical advice. Kebele is the lowest administrative unit formed of different villages. Several Kebeles make a Wereda. Development committees are assigned by the general assembly and comprise members from farmers/community and the development agents working in the area.

3.4 Prises de décision pour la sélection de la Technologie/ des Technologies

Indiquez qui a décidé de la sélection de la Technologie/ des Technologies à mettre en œuvre:
  • principalement les exploitants des terres soutenus par des spécialistes de la GDT
Expliquez:

Made by the community/land users in consultation with SWC specialists/extension workers.

Decisions on the method of implementing the SLM Technology were made by mainly by land users supported by SLM specialists. Made by the community members based on the plan of action prepared by the development committee (comprising farmers and technical staff).

4. Soutien technique, renforcement des capacités et gestion des connaissances

4.1 Renforcement des capacités/ formation

Une formation a-t-elle été dispensée aux exploitants des terres/ autres parties prenantes?

Oui

Formats de la formation:
  • cours
Thèmes abordés:

Extension workers and Wereda district SWC specialists are given regular training on LLPPA and area closure management. Community leaders and the development committee are trained every year on the various techniques of soil conservation. Two to three day awareness creation seminars are held for the community in general. The awareness creation programme played a significant role.

4.2 Service de conseils

Les exploitants des terres ont-ils accès à un service de conseils?

Oui

Spécifiez si le service de conseils est fourni:
  • dans les champs des exploitants?
Décrivez/ commentez:

Key elements: training, demonstration of the technology, provision of the necessary inputs for application

Advisory service is quite adequate to ensure the continuation of land conservation activities; The extension service has been adequate, due to support by MoA and donor agencies such as the World Food Programme.

4.3 Renforcement des institutions (développement organisationnel)

Des institutions ont elles été mises en place ou renforcées par le biais de l'Approche?
  • oui, beaucoup
Spécifiez à quel(s) niveau(x), ces institutions ont été renforcées ou mises en place:
  • local
Précisez le type de soutien:
  • financier

4.4 Suivi et évaluation

Le suivi et l'évaluation font ils partie de l'Approche? :

Oui

Commentaires:

bio-physical aspects were regular monitored through measurements; indicators: chane in slope, sediment trapped in ditch, soil depth, ground cover, amount of biomass, rate of regeneration of trees and shrubs, productivity of livestock, spring water discharge, soil loss, runoff

technical aspects were regular monitored through measurements; indicators: quality of structural measures, survival rate of planted trees

socio-cultural aspects were regular monitored through measurements; indicators: community participation in planning and implementation, trends in the participation of poor and rich farmers, womens' participation and decision making between men and women

economic / production aspects were regular monitored through measurements; indicators: amount of grass produced, household income from enclosures, availability and production of wood for fuel, increas in soil fertility

area treated aspects were regular monitored through measurements; indicators: area treated by structural and vegetative measures

no. of land users involved aspects were regular monitored through measurements; indicators: land users participating in planning, implementation and decision making

management of Approach aspects were regular monitored through measurements; indicators: number of land users participating in the implementation, land users participating in maintenance activities, type of activities undertaken on voluntary basis

There were few changes in the Approach as a result of monitoring and evaluation: As a result of monitoring and evaluation improvements in quality of micro-basins and/or trenches, for example, led to better attaining the standards of technology design initially proposed.

4.5 Recherche

La recherche a-t-elle fait partie intégrante de l’Approche?

Oui

Donnez plus de détails et indiquez qui a mené ces recherches:

Very little work is done with regard to research in area closure and LLPPA.

5. Financement et soutien matériel externe

5.1 Budget annuel de la composante GDT de l'Approche

Commentez (par ex. principales sources de financement/ principaux bailleurs de fonds):

Approach costs were met by the following donors: government (national): 10.0%; international non-government ((World Food Programme, WFP)): 40.0%; local community / land user(s) (-): 50.0%

5.2 Soutiens financiers/ matériels fournis aux exploitants des terres

Les exploitants des terres ont-ils reçu un soutien financier/ matériel pour la mise en œuvre de la Technologie/ des Technologies?

Oui

Si oui, spécifiez le(s) type(s) de soutien, les conditions et les fournisseurs:

There is considerable support to local institutions: they get more money through selling trees and grass from enclosures, which in turn strengthens the institutions financially and socially. The development committee continues to exist after the project phases out. The same committee could take up other development issues.

5.3 Subventions pour des intrants spécifiques (incluant la main d'œuvre)

  • intrants agricoles
Spécifiez les intrants subventionnés Dans quelle mesure Spécifiez les subventions
semences entièrement financé
Seedlings entièrement financé
Si la main d'œuvre fournie par les exploitants des terres était un intrant substantiel, elle était:
  • vivres-contre-travail
Commentaires:

Because of poor farmers and the labour intensive activities, they are given 3 kg grain/person day, voluntary labour contribution by the community for activities such as planting, weeding and other management activities is more than 50%.

5.4 Crédits

Des crédits ont-ils été alloués à travers l'Approche pour les activités de GDT?

Non

6. Analyses d'impact et conclusions

6.1 Impacts de l'Approche

Est-ce que l'Approche a aidé les exploitants des terres à mettre en œuvre et entretenir les Technologies de GDT?
  • Non
  • Oui, un peu
  • Oui, modérément
  • Oui, beaucoup

Applied conservation measures in areas under closure considerably improve soil and water management, resulting in an increase in soil depth, ground cover, biomass, and in survival rates of planted trees and forage shrubs.

Did other land users / projects adopt the Approach?
  • Non
  • Oui, un peu
  • Oui, modérément
  • Oui, beaucoup

There has been a high adoption rate (both with and without project support) of the approach as well as the technology - as can be observed in nearby communities.

6.3 Durabilité des activités de l'Approche

Les exploitants des terres peuvent-ils poursuivre ce qui a été mis en œuvre par le biais de l'Approche (sans soutien extérieur)?
  • oui
Si oui, décrivez de quelle manière:

Land users can continue without support - and are actually doing so where the support for area closure has already stopped.

6.4 Points forts/ avantages de l'Approche

Points forts/ avantages/ possibilités du point de vue du compilateur ou d'une autre personne ressource clé
Involvement of land users in decision making (How to sustain/ enhance this strength: More work on empowerment/land use rights.)
Encourages working in a team (How to sustain/ enhance this strength: Further strengthen team organisation.)
Application of appropriate land use practices contributing to sustainable development (How to sustain/ enhance this strength: Further improvement of productivity by encouraging land users to make maximum use of development achievements.)
Rapid benefits obtained: provision of livestock fodder (through cut-andcarry), fuel wood and construction material (How to sustain/ enhance this strength: Expand use of improved planting materials.)

6.5 Faiblesses/ inconvénients de l'Approche et moyens de les surmonter

Faiblesses/ inconvénients/ risques du point de vue du compilateur ou d'une autre personne ressource clé Comment peuvent-ils être surmontés?
Dependence on incentives Improve the methods of using incentives: incentives should be understood as a means for promoting participation rather than as a payment.
Low sense of ownership Distribute the enclosures to individual land users.
The involvement of rich members of the community in the development committee is low Development committee needs to be represented by different target groups.
Site guards are given incentives by the project The community will have to assume this responsibility in future.

7. Références et liens

7.1 Méthodes/ sources d'information

  • visites de terrain, enquêtes sur le terrain
  • interviews/entretiens avec les exploitants des terres

7.2 Références des publications disponibles

Titre, auteur, année, ISBN:

Escobedo et al (1990) The minimum planning procedures for soil and water conservation in Ethiopia. Assistance to Soil

Disponible à partir d'où? Coût?

FAO

Titre, auteur, année, ISBN:

Voli C et al (1999) The Local Level Participatory Planning Approach for the soil and water conservation

Modules