1.2 参与该技术评估和文件编制的资源人员和机构的联系方式

有助于对技术进行记录/评估的机构名称（如相关）

Africa Sand Dam Foundation (ASDF) - 肯尼亚

有助于对技术进行记录/评估的机构名称（如相关）

Excellent Development Ltd. (Excellent Development Ltd.) - 英国

1.3 关于使用通过WOCAT记录的数据的条件

（现场）数据是什么时候汇编的？:

27/03/2012

编制者和关键资源人员接受有关使用通过WOCAT记录数据的条件。:

是

2.1 技术简介

技术定义:

A sand dam is a stone masonry barrier across a seasonal sandy riverbed that traps rainwater and sand flowing down the catchment.

2.2 技术的详细说明

说明:

A sand dam is typically 1 - 5 metres high and 10-50 metres across. When it rains the dam captures soil laden water behind it – the sand in the water sinks to the bottom, whilst the silt remains suspended in the water. Eventually the dams fill with sand - sometimes after only one rainfall or over 1 – 3 seasons. 25 to 40% of the volume of the sand held is actually water. A mature sand dam can store millions of litres of water – refilling after each rainfall providing a year round supply to over 1,000 people.

Purpose of the Technology: Sand dams are a simple, low cost and low maintenance, replicable rainwater harvesting technology. They provide a clean, local water supply for domestic and farming use and are suited to arid and semi-arid areas of the world. It is a solution that is scaleable and has a broader application for use as a rural and game park road crossing to replace less effective culvert bridges.

Establishment / maintenance activities and inputs: Sand dams are the lowest cost form of rainwater harvesting and its robust nature and very low operational and maintenance costs make it particularly suited to remote and poorly served regions. A typical dam using 500 bags of cement would approx be 40 metres in length with a spillway 2 metres above the bedrock. The dam is constructed using stone masonry placed in timber formwork. Such a dam costs approximately USD 11,800 (in 2012 prices). This consists of materials (cement, steel reinforcement, timber, transport) and dam permit USD 8,800 (75%), project management including technical support from skilled local artisans and dam designers USD 2150 (18%) and finance and administration costs of implementing organisation USD 850 (7%). Local people freely contribute their labour to collect rock, sand and water, terrace and protect the immediate catchment and construct the dam. If this contribution was costed and included the cost of the dam would almost double. The maintenance and repair costs of the dam provided it has been well designed and constructed is negligible. Local users are responsible for the management and repair of the dam and its abstraction system. Where a hand pump is fitted, local users fund the repair and replacement of the pump as required. The purchase and repair of petrol powered water pumps which some groups use to irrigate adjacent land is the responsibility of the members of the local group.

Natural / human environment: Because the water is stored within the sand, evaporation losses are very low, the sand filters the water and water-vector diseases such as malaria are controlled. Sand dams provide significant environmental benefits such as aquifer recharge, increased downstream flows in the dry-season, rejuvenation of river ecologies and moderation of floods. As such, it contributes to ecosystem services and climate change adaption.

2.3 技术照片

2.5 已应用该技术的、本评估所涵盖的国家/地区/地点

2.6 实施日期

如果不知道确切的年份，请说明大概的日期:

• 10-50年前

2.7 技术介绍

详细说明该技术是如何引入的:

• 通过项目/外部干预

注释（项目类型等）:

Sand dams are an ancient technology. Examples are found across the world's drylands although the greatest concentration is found in Kenya. They were introduced to Kenya in the 1950s from India. Dams were pioneered in Machakos and Makueni counties of Kenya by Joshua Mukusya, a visionary farmer and development worker, in 1978. He worked with a range of agencies to develop and implement the technology. In 1990, staff trained by Joshua set up SASOL to pioneer sand dams in the neighbouring county of Kitui. In 2002, Joshua teamed up with Simon Maddrell, Excellent Development's director, to establish Excellent Development Kenya, now Utooni Development Organisation (UDO) to scale up the work. Sadly, in 2011, Joshua passed away. In 2010, Excellent Development formed a strategic partnership with the Kenyan NGO, Africa Sand Dam Foundation (ASDF), to support the wider uptake beyond Kenya. Today, ASDF, SASOL and UDO are the three NGOs with the most experience of building successful sand dams, approx. 130 dams / year, although many other NGOs have adopted the technology.

3.1 该技术的主要目的

• access to water

3.2 应用该技术的当前土地利用类型

注释:

Major land use problems (compiler’s opinion): Drylands are characterised by intense and variable rainfall and a lack of vegetative cover. As a result, drylands are prone to droughts, flooding and soil erosion which result in endemic water and food scarcity.

Major land use problems (land users’ perception): “We used to fetch water from Londokwe; we could spend a night to collect water. One way was 3 to 10 km and up to 12 hours or more to go and come back [because of the time taken to queue]. If we could not make it to the river, we would send our children to fetch water. When they went fetching water that would mean they did not go to school. At times people would fight over fetching water from other people’s scoop holes. Scoop holes would be guarded in turns. The gourds [water containers] would be damaged and the water poured down. Children would not go to school [as they needed to] take care of the young ones as the parents went to fetch water. Children would fail to go to school because they were hungry – just because there was no water to cook."
Yikiuuku SHG

3.4 该技术所属的SLM组

• 集水

3.5 技术传播

具体说明该技术的分布:

• 均匀地分布在一个区域

如果该技术均匀地分布在一个区域上，请注明覆盖的大致区域。:

• 1,000-10,000 平方千米

注释:

Over 1000 dams have been built to date in these counties, predominantly by 3 organisations: Utooni Development organisation, SASOL and Africa Sand Dam Foundation in an approx. triangular area bordered by Machakos, Kitui and Mitio Andei.

3.6 包含该技术的可持续土地管理措施

注释:

Main measures: structural measures

3.7 该技术强调的主要土地退化类型

注释:

Main type of degradation addressed: Hs: change in quantity of surface water

Secondary types of degradation addressed: Bq: quantity / biomass decline, Bs: quality and species composition /diversity decline, Ha: aridification, Hg: change in groundwater / aquifer level

Main causes of degradation: Heavy / extreme rainfall (intensity/amounts), droughts

3.8 防止、减少或恢复土地退化

具体数量名该技术与土地退化有关的目标:

• 防止土地退化
• 减少土地退化

4.1 该技术的技术图纸

4.2 技术规范/技术图纸说明

Cross-section of sand dam

Technical knowledge required for field staff / advisors: moderate (The technical skills required to site, design and supervise construction. These skills have and can be developed locally.)

Technical knowledge required for land users: low (Knowledge of local rivers and their flood levels essential. Basic knowledge of stone masonry useful)

Main technical functions: control of concentrated runoff: retain / trap, water harvesting / increase water supply, improvement of water quality, buffering / filtering water

Secondary technical functions: increase of groundwater level / recharge of groundwater, sediment retention / trapping, sediment harvesting, increase of biomass (quantity), promotion of vegetation species and varieties (quality, eg palatable fodder)

Dam/ pan/ pond
Depth of ditches/pits/dams (m): 1-5
Width of ditches/pits/dams (m): 1-2
Length of ditches/pits/dams (m): 5-50

Specification of dams/ pans/ ponds: Capacity 5,000m3

Catchment area: 300 km2m2

4.3 有关投入和成本计算的一般信息

其它/国家货币（具体说明）:

Kenyan Shilling

注明美元与当地货币的汇率(如相关):1美元=:

83.0

4.4 技术建立活动

	活动	措施类型	时间
1.	Collection of rock, sand and water	结构性的	1-3 months before construction
2.	Construct dam	结构性的	During dry season
3.	Cure dam	结构性的	For 4 weeks after construction
4.	Terracing and protection of immediate catchment	结构性的	1-3 months before construction

4.5 技术建立所需要的费用和投入

	对投入进行具体说明	单位	数量	单位成本	每项投入的总成本	土地使用者承担的成本%
劳动力	Collection of rock, sand and water	Persons/day	220.0	2.5	550.0	100.0
劳动力	Terracing and protection of immediate catchment	Persons/day	100.0	2.5	250.0	100.0
劳动力	Construct dam	Persons/day	500.0	2.5	1250.0	90.0
劳动力	Cure dam	Persons/day	50.0	2.5	125.0	100.0
设备	Tools	per dam	1.0	300.0	300.0
施工材料	Cement (bag = 50kg)	bags	500.0	9.15	4575.0
施工材料	Steel (12m x Y20 steel bar)	pieces	7.0	45.7	319.9
施工材料	Steel	per dam	1.0	1000.0	1000.0
其它	Skilled labour	per dam	1.0	3000.0	3000.0
技术建立所需总成本					11369.9

注释:

Duration of establishment phase: 6 month(s)

4.6 维护/经常性活动

	活动	措施类型	时间/频率
1.	Inspect and if necessary extend spillway or repair erosion around dam	结构性的	As required / annually
2.	Maintain hand pump if fitted	结构性的	As required / annually

4.7 维护/经常性活动所需要的费用和投入（每年）

注释:

In 2012, in Machakos County, Kenya, the cost of materials and technical support for a dam using 250 bags of cement is USD 7,000 and USD 11,700 for a 500 bag dam. The costs in 2.6.1 are based on a 500 bag dam. The volume of a 500 bag dam is approx 140m3 of stone masonry of which 40% is mortar (sand and cement) and 60% is rock. Such a dam will typically be appropriate on rivers 30m wide and with a spillway 3 metres above the bedrock in the river bed level. Costs rise by up to 50% in more remote regions or countries. Sand dams require a lot of hard work. Community members collect the required stones, sand and water, support construction and terrace the land around the dam. If this in-kind contribution is included the costs would rise by 100%. In Kenya, with a long tradition of building sand dams, it takes from 6 to 12 weeks to plan and prepare for construction and 2 days to 2 weeks to build the dam. In other areas, with less experience and/or less community commitment, building a dam may take 6 months or more.

4.8 影响成本的最重要因素

描述影响成本的最决定性因素:

Each dam is individually designed. The size, design and cost of a dam varies considerably with the size of the river and to a lesser extent, location and transport costs. Sand dams are the world’s lowest cost method of capturing rainwater in dry rural areas by a factor of 3 to 30 times compared to rain water harvesting tanks, earth dams, haffirs and rock catchments.

5.1 气候

5.2 地形

关于地形的注释和进一步规范:

Land forms: Sand dams only suit seasonal rivers with sufficient sandy sediment and an accessible bedrock

Altitudinal zone: Also 1,001-1,500 m a.s.l.

Slopes on average: Also moderate

5.3 土壤

如有可能，附上完整的土壤描述或具体说明可用的信息，例如土壤类型、土壤酸碱度、阳离子交换能力、氮、盐度等。:

Soil water storage capacity: The aquifer behind the dam must consist of sandy sediments with a high porosity and drainable porosity

5.4 水资源可用性和质量

关于水质和水量的注释和进一步规范:

Availability of surface water: Sand dams only suit seasonal rivers

Water quality (untreated): Good drinking water because the sand filters the water. Water abstracted through an infiltration gallery has a high bacterialogical quality but water is often used for small scale irrigation and livestock watering.

5.5 生物多样性

关于生物多样性的注释和进一步规范:

Sand dams rejuvenate riverine ecologies and increase local biodiversity

5.6 应用该技术的土地使用者的特征

说明土地使用者的其他有关特征:

Land users applying the Technology are mainly common / average land users

Difference in the involvement of women and men: The dams are built by members of registered self-help groups, typically 50 members / group and two-thirds women. The primary concerns of these groups tend to be food and water. Sand dams provide for people, livestock and crops. Water collection and farming are primarily undertaken by women in Kikamba culture and hence women have the greatest vested interest to imrpove food and water availability. Many men migrate away from the area in search of work.

Population density: 50-100 persons/km2

Annual population growth: 2% - 3%

Off-farm income specification: This varies considerably, but most self-help group members are subsistence farmers

5.7 应用该技术的土地使用者拥有或租用的平均土地面积

5.8 土地所有权、土地使用权和水使用权

土地所有权:

• 州

土地使用权:

• 社区（有组织）

用水权:

• 社区（有组织）

注释:

Legal agreements for construction and access between the self-help group and the owners of land adjacent to the dam and registering the dam and its associated water rights by the self-help group with the Kenyan Water Resources Management Authority (WRMA) is vital to safeguarding water rights, controlling water and sand abstraction, formalising the authority of the self-help group to levy water tarriffs if appropriate and ensuring there is open access to all to water from scoop holes.

5.9 进入服务和基础设施的通道

6.1 该技术的现场影响

社会经济效应

生产

水资源可用性和质量

收入和成本

其它社会经济效应

社会文化影响

生态影响

水循环/径流

土壤

生物多样性:植被、动物

减少气候和灾害风险

6.2 该技术的场外影响已经显现

6.3 技术对渐变气候以及与气候相关的极端情况/灾害的暴露和敏感性（土地使用者认为的极端情况/灾害）

渐变气候

渐变气候

	季节	气候变化/极端天气的类型	该技术是如何应对的？
年温度		增加	好

气候有关的极端情况（灾害）

气象灾害

	该技术是如何应对的？
局地暴雨	好
局地风暴	好

气候灾害

	该技术是如何应对的？
干旱	好

水文灾害

	该技术是如何应对的？
比较和缓的（河道）洪水	好

其他气候相关的后果

其他气候相关的后果

	该技术是如何应对的？
缩短生长期	好

注释:

The capacity of the spillway would be increased to control peak flood events

6.4 成本效益分析

技术收益与技术建立成本相比如何（从土地使用者的角度看）？

技术收益与技术维护成本/经常性成本相比如何（从土地使用者的角度看）？

注释:

The very low cost of operating and maintaining sand dams means they are well suited to remote, poorly served regions. Because it is a low cost technology that requires a major community contribution and the knowledge and skills of locally trained artisans, it’s a solution particularly suited to community ownership and self-supply. This contributes to effective implementation.

6.5 技术采用

在所有采用这项技术的人当中，有多少人是自发地采用该技术，即未获得任何物质奖励/付款？:

• 0-10%

注释:

100% of land user families have adopted the Technology with external material support

Comments on acceptance with external material support: Sand dams require external material support including technical advice to correctly site, design and construct

There is a little trend towards spontaneous adoption of the Technology

Comments on adoption trend: There is some evidence of spontaneous adoption amongst development agencies working in regions suited to sand dams.

6.7 该技术的优点/长处/机会

土地使用者眼中的长处/优势/机会
“I will be able to rent a plot of land near to the sand dam and grow vegetables (tomatoes, peppers, and French beans). My animals will also be healthy because they will always be able to drink here, even during the droughts.” Mauwa Maingi, self-help group member, aged 87, 2010
Mbatha Mbuli, 83. "My family collects water from a near-by well, about ½ Km away, but the water is very salty. It takes one hour to collect water, and needs 6 trips to fetch enough to last the day. There is a pipeline nearby but we must pay 2 shillings per 20 litres. I planted 9 different crops last year, but only 2 survived. I wanted to work with Excellent on this project because I had heard that the projects you support help communities like us to build sand dams, grow trees and create seed banks. I would like to grow trees like Neem in the future and a sand dam here will really help with that. Excellent shares in the interests of the community and they listen to the community and take direction from us"
Stephen Hussey, Dabane Trust, 2011 “Dabane has made its name by getting water out of sand rivers – Our next step is to ensure we don’t over abstract – the answer to that, especially upstream, is sand dams. Without a doubt.”
Milka Mutunga, Kilili Catchment SHG, Kenya 2009-10 "The distance that I used to travel in order to fetch water has been reduced..now I am able to plant more vegetables close to my home. I have learnt how to dig terraces which have helped in increasing the yields that I harvest from my farm..If this is not development then I do not know what development means"
Kimanthi Ngovi, Yikiuuku SHG “The sand dams have done an incredible work for us – water availability at a shorter distance has helped me in saving time for other activities. When water was a long way away I had to get time to collect water in one day and dig terraces on the other day. Today I can fetch water and dig terraces on the same day.”

编制者或其他关键资源人员认为的长处/优势/机会
Sand dams provide a safe, reliable, year round, local supply of water for people, crops and livestock in water scarce environments How can they be sustained / enhanced? The very low cost of operating and maintaining sand dams means they are well suited to remote, poorly served regions. Community ownership is critical to their effective management.
Sand dams save farmers hours every day that they can invest in improving their farms to grow more food and create the potential for farmers to irrigate trees and crops, water livestock and generate an income How can they be sustained / enhanced? Don’t build a sand dam in isolation. An independent evaluation in 2010 of 2 sand dam programmes found the long term impacts on poverty, food security and incomes were greatest when sand dams were integrated within a wider community development programme aimed at improving food production, livestock management and land management practice.
Because it is a low cost technology that requires a major community contribution and the knowledge and skills of locally trained artisans, it’s a solution particularly suited to community ownership and self-supply. This contributes to effective implementation. How can they be sustained / enhanced? Don’t short cut community ownership. Communities better understand and are able to implement solutions to their problems if they are central to the planning of the solution. Genuine community commitment and ownership from initial planning to on-going management is vital to realise the intended benefits and full potential created by a dam. Legal registration and agreements to safeguard community access and water rights help this.
Sand dams provide significant environmental benefits such as aquifer recharge, increased downstream flows in the dry-season, rejuvenation of river ecologies and moderation of floods. As such, it contributes to eco-system services and climate change adaption. How can they be sustained / enhanced? Support terracing, tree planting and conservation farming in the wider catchment. This conserves soil and water on farms, increases aquifer recharge and base flows into the dam and reduces the amount of silt in the sand dam aquiver. Research and disseminate evidence of these benefits and the value of these eco-system services
The technology is scaleable and has a broader application for use as a rural and game park road crossing to replace less effective culvert bridges. How can they be sustained / enhanced? In order to upscale this solution, there is a need for greater awareness and advocacy of the technology and its benefits amongst these groups. Nothing generates interest in sand dams more than exposure to successful examples

6.8 技术的弱点/缺点/风险及其克服方法

编制者或其他关键资源人员认为的弱点/缺点/风险	如何克服它们？
Although sand dams are technically replicable, their application in new contexts requires careful understanding and consideration.	Excellent Development has developed a framework tool to help agencies identify the political, economic, social, technical, legal and environmental factors that should be taken account of when introducing sand dams to a new context.
Sand dams require the technical knowledge and skills of local artisans in order to correctly site, design and construct them	The technical barriers to adoption are low: The technical skills required have and can be developed locally. Learning exchanges between implementing organisations and developing technical manuals and resources aids this learning
This is a drylands solution. Sand dams can only be built on seasonal rivers with sufficient sandy sediment and where the bedrock or impermeable layer is accessible in the river bed.	Increase awareness of the criteria that determine the technical suitability of a site. Use simple field tests, such as sediment seiving and probing, to assess potential sites and to map the potenial application of sand dams.

7.2 参考可用出版物

标题、作者、年份、ISBN:

A practical guide to sand dam implementation: Water supply through local structures as adaptation to climate change, the RAIN Foundation, 2008

可以从哪里获得?成本如何?

www.sanddam.org, free

标题、作者、年份、ISBN:

Films on sand dams and related conservation technologies and approaches, Excellent Development

可以从哪里获得?成本如何?

www.excellentdevelopment.com/film,www.youtube.com/user/thisisexcellent free

标题、作者、年份、ISBN:

Website with selected bibliography and resources on sand dams and related water technologies

可以从哪里获得?成本如何?

www.samsamwater.com/library, free

标题、作者、年份、ISBN:

Sand Dam Advocacy Brochure, Excellent development, 2011

可以从哪里获得?成本如何?

www.excellentdevelopment.com

标题、作者、年份、ISBN:

Be buffered website including Managing the Water Buffer for Development and Climate Change Adaptation. Groundwater recharge, retention, reuse and rainwater storage. Steenbergen F. van and A. Tuinhof. (2009) which includes sand dams

可以从哪里获得?成本如何?

www.bebuffered.com/3rbook