1.2 参与该技术评估和文件编制的资源人员和机构的联系方式

有助于对技术进行记录/评估的项目名称（如相关）

Pilot Program for Climate Resilience, Tajikistan (WB / PPCR)

有助于对技术进行记录/评估的机构名称（如相关）

Deutsche Welthungerhilfe e. V. (Welthungerhilfe) - 塔吉克斯坦

1.3 关于使用通过WOCAT记录的数据的条件

编制者和关键资源人员接受有关使用通过WOCAT记录数据的条件。:

是

1.5 参考关于SLM方法（使用WOCAT记录的SLM方法）的调查问卷

2.1 技术简介

技术定义:

Use of the SLM technology facilitates the development of bench terraces from contour channels by gradually removing soil material up the slope for an estimated 5 years until the terraces on the slope reach a desired width of 1.2 m.

2.2 技术的详细说明

说明:

The SLM technology is thought to stop water run-off resulting in the prevention of damage to the top soil on steep slopes. This enables better distribution and infiltration of water into the soil. A complementing live fence, along with a metal net along the perimeter aim to stop livestock grazing. Contour ditches are planted in intervals with fruit trees, and the live fence is made of a combination of fire wood, trees and bushes. This combination makes possible the establishment of an agro forestry system on a slope in an area with limited irrigation using making use of the natural rainfall.
Details: 1. Ditches are dug out along the contour lines drawn by an "A" frame on the slope. 2. Seedlings are planted in 5 metre intervals, positioned right in the middle of the ditch. 3. The back wall behind each tree (upslope) has a half moon cutting to enable an even water/moisture supply. 4. The ditches are barriered with "septas" between two trees to trap water in the individual sections. 5. Horizontally across the ditches, the tree species vary, but vertically are homogeneous. 6. The strips between ditches are left free to enable natural grass to grow. 7. The residual soil material is mounted in front of the ditches in piles the width of a shovel. 8. The complementing perimeter live fence and metal net (1.5m height) is supported by wooden poles made of Acacia trees. (Assumed life span of poles is 25 years). 9. Improvised drip irrigation with 5 litre plastic bottles is used together with mulch coverage beneath the trees. 10. Species composition: apple, cherry, apricot, grape, walnut, pomegranate. In the garden; species of Acacia, Ailantus, dogroses and willow act as a live fence.

Purpose of the Technology: The aim of this system is to significantly reduce the water run-off that removes the top soil, and to subsequently prevent water erosion, and the formation/development of gullies. This can be achieved through the following methods; conserving the available resources and using them more efficiently, prevention overgrazing and improving the natural soil cover, as well as changing the type of land management towards a more sustainable and profitable one.

Establishment / maintenance activities and inputs: The plot was established on one side of a micro watershed. In mid February the contour lines were identified using an “A” frame. Digging of contour ditches then took until late February. The material was accumulated down the slope in deposits the width of a shovel to build a riser. At the beginning of March all the fruit tree seedlings were planted in the middle of the ditches. Perimeter fencing was constructed and live fence plants were planted up until late March. In May, the grass around the trees was cut and used for mulching beneath the trees. During June and July in the first year the plants needed watering 3 times a week which was done using a drip irrigation system with 5 litre plastic bottles. To help prevent the water heating and evaporating, the bottles were left under the mulch cover. Mulching and irrigation are repeated every dry and hot season. Every spring, the soil material is removed alongside the inner wall of the ditch just taking an amount that equals the width of a shovel, and accumulated down the slope to extend the riser. Materials required include: (1) Ditches: hand tools, stakes, rope, “A” frame, (2) Live fence: seedlings of Acacia, Ailantus, willow and dog rose, (3) Fencing: metal net, wooden poles, metal wire, (4) Cow dung, lime suspension, straw, mulch, plastic bottles.

Natural / human environment: The watershed can be characterised as follows: Hydrology - surface water is available only at times of rain and snow melt, this can be used for irrigation only. No sources of potable water exist. Soils are of loess type, as generally characteristic to the whole area. Flora - natural grasses prevail in the micro watershed, 9 species could be identified. Natural bushes and trees were completely removed due to high demand for fuelwood. Cultivation of rare tree varieties and household gardening was practiced in advance of the project. Fauna - Wild animals are often still seen such as turtles, lizards and snakes. Farm animals - mixed breeds of cattle, sheep and goats are very important. The households in this micro watershed area own almost 350 animals. The majority of these are kept for the summer season in adjacent pastures. The micro watershed was first inhabited in early 2000. Five households were established with a total of around 40 inhabitants. Family heads tend to be in their early 40s. Families have 7 to 9 members, including 5 to 7 children. All are of Tajik ethnicity, and Muslim, open to secular values. Of these 5 households, only 4 households have adopted the SLM technology. The fifth household only decided to join the project after witnessing their neighbour’s positive experiences. Both spouses tended to be involved in the activities. Both men and women took part in the training sessions and orientation meeting. However, it is likely that most decisions were made by the men, after the women had shared their ideas. Work load: providing the external inputs, construction and the heavy manual labour were done by the men. Maintenance work: watering, mulching and grass cutting was shared between men and women. Digging and fencing were performed in "hashars" - community labour groups. As women spend more time at home working within their households, they tend to perform more maintenance work on the plot compared to men. Other activities away from the farms are important to the family budget providing a means of extra income. This often includes men’s long term migration to Russia to find work.

2.3 技术照片

2.5 已应用该技术的、本评估所涵盖的国家/地区/地点

2.6 实施日期

如果不知道确切的年份，请说明大概的日期:

• 不到10年前（最近）

2.7 技术介绍

详细说明该技术是如何引入的:

• 通过项目/外部干预

3.2 应用该技术的当前土地利用类型

注释:

Major land use problems (compiler’s opinion): Implementation of land tenure rights at a local level was also a major barrier.

Major land use problems (land users’ perception): There is a soil and water conservation project in place to manage water runoff, soil erosion and gully formation. Low land productivity only allows for wheat production with long fallow periods. Improper pasture management has led to overall overgrazing.

Nomadism: animals taken to summer pastures

Semi-nomadism / pastoralism: animal graze around villages

Ranching: no practice

Cut-and-carry/ zero grazing: almost extinct

Improved pasture: no practice at all

Clear felling of (semi-)natural forests: No selection in times of electricity cuts in winter season.

Forest products and services: timber, fuelwood, fruits and nuts, grazing / browsing, other forest products / uses (honey, medical, etc.), nature conservation / protection

Future (final) land use (after implementation of SLM Technology): Mixed: Mf: Agroforestry

Constraints of infrastructure network (roads, railways, pipe lines, power lines): no irrigation network, heavy transports costs

3.3 由于技术的实施，土地使用是否发生了变化？

由于技术的实施，土地使用是否发生了变化？:

• 是（请在技术实施前填写以下有关土地利用的问题）

同一土地单元内混合使用的土地：:

是

具体说明混合土地使用（作物/放牧/树木）:

• 农林业

注释:

Grazing land: Ge: Extensive grazing land

3.4 供水

注释:

Water supply: rainfed, mixed rainfed - irrigated, rainfed

Water supply: post-flooding

post-flooding

3.6 包含该技术的可持续土地管理措施

注释:

Main measures: agronomic measures, vegetative measures, structural measures, management measures

Type of agronomic measures: mixed cropping / intercropping, contour planting / strip cropping, mulching, legume inter-planting, manure / compost / residues, zero tillage / no-till, pits

Type of vegetative measures: aligned: -contour, aligned: -graded strips *³, aligned: -along boundary

3.7 该技术强调的主要土地退化类型

注释:

Main causes of degradation: soil management (Tillage on steep slope >35%.), deforestation / removal of natural vegetation (incl. forest fires) (Natural tree and shrubs removed completely.), over-exploitation of vegetation for domestic use, overgrazing (Stocking rates do exceed the standards in multiple times), disturbance of water cycle (infiltration / runoff) (Run-off is induced by maximum removal of vegetation cover.), land tenure (Unclear land right situation induces irresponsible attitudes.), inputs and infrastructure: (roads, markets, distribution of water points, other, …) (Very limited infrastructure development, vital infrastructure points are a long distance away.)

Secondary causes of degradation: Heavy / extreme rainfall (intensity/amounts) (Induces gully formation and mass movement.), droughts (If vegetation is dry then less soil cover is provided.), other natural causes (avalanches, volcanic eruptions, mud flows, highly susceptible natural resources, extreme topography, etc.) specify (The gradient is over 30%.), population pressure (Large family sizes, and high growth rates causes increased need for food and living space in the area.), poverty / wealth (Very limited financial power to develop the land.), labour availability (Though cheap labour is available, it takes much effort to organise communities to work together for SLM activities.), education, access to knowledge and support services (Basic schooling of children, no state provided extension or training after school age.), war and conflicts (The after-effects of recent civil war still have some influence.), governance / institutional (Communist attitudes still persist, very slow institutional development.)

3.8 防止、减少或恢复土地退化

注释:

Main goals: prevention of land degradation

Secondary goals: mitigation / reduction of land degradation, rehabilitation / reclamation of denuded land

4.1 该技术的技术图纸

4.2 有关投入和成本计算的一般信息

其它/国家货币（具体说明）:

Somoni

如相关，注明美元与当地货币的汇率（例如1美元=79.9巴西雷亚尔）：1美元=:

4.5

4.3 技术建立活动

	活动	时间（季度）
1.	Planting seedlings in contour ditches	February-March
2.	Planting seedlings and bushes along the perimeter	March
3.	Cost of seedlings: frutiouse and firewood trees	February -March
4.	Gradual terracing by Broadening the ditch onslope and extending the raiser downslope	every spring during 5 years
5.	Membership fees
6.	Attending the training
7.	Management of staff
8.	Taxes
9.	Membership fees
10.	None

4.4 技术建立所需要的费用和投入

	对投入进行具体说明	单位	数量	单位成本	每项投入的总成本	土地使用者承担的成本%
劳动力	Labour		1.0	355.0	355.0	100.0
劳动力	Mulching		1.0	4.5	4.5	100.0
劳动力	Planting seedlings in contour ditches	person days	20.0	4.4	88.0	100.0
劳动力	Planting seedlings and bushes along the perimeter	person days	10.0	4.4	44.0	100.0
设备	Set of shovels, hoes, picks	Set	1.0	66.0	66.0	50.0
植物材料	mulching		1.0	4.5	4.5	100.0
植物材料	seedlings		1.0	333.0	333.0	50.0
植物材料	Seedlings: frutiouse and firewood trees	ha	500.0	0.666	333.0	50.0
施工材料	Wood frame	Piece	1.0	3.0	3.0	100.0
其它	Labour: Gradual terracing by Broadening the ditch onslope and extending the raiser downslope	person days	150.0	0.68	102.0	100.0
技术建立所需总成本					1333.0
技术建立总成本，美元					296.22

注释:

Number of parties sharing for Mulching, tools, labour and a wood frame: 5
Lifespan for tools and wood frame: 5 years
Life span of mulching: 3 years

4.5 维护/经常性活动

	活动	时间/频率
1.	Drip irrigation with plastic bottles	first 3 years
2.	Mulching	once a year
3.	Shaping the trees, cutting branches	Autumn
4.	Shaping the trees, cutting branches	Autumn
5.	Grafting	March
6.	Manuring	March
7.	None	None

4.6 维护/经常性活动所需要的费用和投入（每年）

	对投入进行具体说明	单位	数量	单位成本	每项投入的总成本	土地使用者承担的成本%
劳动力	Drip irrigation with plastic bottles	person days	15.0	4.44	66.6	100.0
劳动力	Mulching	person days	5.0	4.44	22.2	100.0
劳动力	Shaping the trees, cutting branches	person days	5.0	4.44	22.2	100.0
劳动力	Grafting	person days	5.0	4.44	22.2	100.0
植物材料	mulching		1.0	22.0	22.0	100.0
其它	Labour: Manuring	person days	3.0	4.4	13.2	100.0
技术维护所需总成本					168.4
技术维护总成本，美元					37.42

注释:

Labour costs apply to the cultivation of the whole 7ha plot.

4.7 影响成本的最重要因素

描述影响成本的最决定性因素:

The most affecting factors were the high cost inputs for construction material which usually has to be imported into the area: Fuel, metal nets for fencing, cement, etc.

5.1 气候

5.2 地形

说明该技术是否专门应用于:

• 不相关

关于地形的注释和进一步规范:

hilly area, located on the foot of Vakhsh mountain range; micro watersheds feeding the bigger watershed of the Kyzylsu river

5.3 土壤

5.4 水资源可用性和质量

5.5 生物多样性

5.6 应用该技术的土地使用者的特征

说明土地使用者的其他有关特征:

Land users applying the Technology are mainly common / average land users

Difference in the involvement of women and men: Very few women are trusted to run a farm or make decisions about land use. Usually women have taken leading roles only if the men leave the family for long term migration, or have died. Only 8 women in the whole district are farm owners out of the total of 350 existing farms.
Women's involvement and level of freedom given to them are influenced by existing patriarchal values, and in many areas women often remain unaware of their rights.

Population density: 10-50 persons/km2

Annual population growth: 1% - 2%

3% of the land users are very rich and own 20% of the land.
5% of the land users are rich and own 10% of the land.
10% of the land users are average wealthy and own 40% of the land.
60% of the land users are poor and own 20% of the land.
22% of the land users are poor and own 10% of the land.

Off-farm income specification: Complemented by salary from state job, NGO activity, transport service and construction work in capital town and other regions, labour migration to Russia.

Market orientation of production system: subsistence (self-supply), subsistence (self-supply), subsistence (self-supply), mixed (subsistence/ commercial, mixed (subsistence/ commercial, commercial/ market

5.7 应用该技术的土地使用者使用的平均土地面积

5.8 土地所有权、土地使用权和水使用权

土地所有权:

• 州

5.9 进入服务和基础设施的通道

6.1 该技术的现场影响

社会经济效应

生产

收入和成本

社会文化影响

生态影响

水循环/径流

土壤

生物多样性:植被、动物

减少气候和灾害风险

6.2 该技术的场外影响已经显现

6.3 技术对渐变气候以及与气候相关的极端情况/灾害的暴露和敏感性（土地使用者认为的极端情况/灾害）

渐变气候

渐变气候

	季节	增加或减少	该技术是如何应对的？
年温度		增加	不好

气候有关的极端情况（灾害）

气象灾害

	该技术是如何应对的？
局地暴雨	不好
局地风暴	好

气候灾害

	该技术是如何应对的？
干旱	不好

水文灾害

	该技术是如何应对的？
比较和缓的（河道）洪水	好

其他气候相关的后果

其他气候相关的后果

	该技术是如何应对的？
缩短生长期	好

6.4 成本效益分析

技术收益与技术建立成本相比如何（从土地使用者的角度看）？

技术收益与技术维护成本/经常性成本相比如何（从土地使用者的角度看）？

6.5 技术采用

注释:

100% of land user families have adopted the Technology with external material support

4 land user families have adopted the Technology with external material support

Comments on acceptance with external material support: Project subsidised only 50% of material inputs.

Comments on adoption trend: Metal for the net was costly- farmers had to convince the project to subsidise prior to adoption, otherwise would reject adopting (area has high risk of crop damage- high livestock density, grazing not controlled).
Year following implementation: 3 farmers in neighbourhood have adopted on own funds; much more are willing to adopt, but need external support

6.7 该技术的优点/长处/机会

土地使用者眼中的长处/优势/机会
It helped to acquire more land user rights.
Land users feel they have an increased status in local society.
It has good potential for replication in other areas. How can they be sustained / enhanced? It would be better if the more expensive parts of the input were subsidised.
Good long term perspectives for improvement of livelihoods.
It allows a positive long term change in household provision regarding food, employment and energy sources, allowing more spare time for cultural events and education.

编制者或其他关键资源人员认为的长处/优势/机会
It made possible the change to more sustainable land management techniques.
The technology is well suited to the sloping landscape and is easy to adopt.
The technology allows the use of locally available materials, and has low maintenance costs.
It fits well to the local needs for land reclamation and conservation, and sits within the legislative frameworks. How can they be sustained / enhanced? There has been a recent state decree to encourage promotion of orchard development.
It has a positive effect on the areas downstream. How can they be sustained / enhanced? Prior to implementation of the technology, areas downstream were often were damaged by floods.

6.8 技术的弱点/缺点/风险及其克服方法

土地使用者认为的弱点/缺点/风险	如何克服它们？
It needed some immediate on-site adjustments when structuring the half moon cuttings in the contour ditches.	The farmer's opinion should be considered during the adoption of the technology, and to assist with any changes made.
It caused some disagreements between the farmers and the consultant over what part of the material input should be subsidised.	The consultant should try to ensure they understand the social and economic factors affecting the locals.

编制者或其他关键资源人员认为的弱点/缺点/风险	如何克服它们？
Needs more until the final structure is finished	This depends on the length and intensity of any precipitation/drought/dry spells etc.
It is a new technology in this area so will need some time to be proven effective.
External knowledge is needed for the establishment and maintainance of the technology.
Extra workers are needed for the complementary drip irrigation - child labour is often used for this.

7.1 信息的方法/来源

7.2 参考可用出版物

标题、作者、年份、ISBN:

Scetch map of Khirob Microwatershed

可以从哪里获得?成本如何?

DWHH Baljuvon Office

标题、作者、年份、ISBN:

Interim Narrative Report 01.05.2009-30.04.2010 Project TAJ 1068

可以从哪里获得?成本如何?

DWHH Baljuvon Office

标题、作者、年份、ISBN:

Grant Application Form to EU Commision: "Individual incomes & Improving Living Standards in Khatlon and Sughd Regions", Tajikistan

可以从哪里获得?成本如何?

DWHH Regional Office, Dushanbe mail to: