1.2 Detalles de contacto de las personas de referencia e instituciones involucradas en la evaluación y la documentación del Enfoque

Nombre de la(s) institución(es) que facilitaron la documentación/ evaluación del Enfoque si fuera relevante)

MoA (MoA) - Bután

Nombre de la(s) institución(es) que facilitaron la documentación/ evaluación del Enfoque si fuera relevante)

National Soil Services Centre (National Soil Services Centre) - Bután

1.3 Condiciones referidas al uso de datos documentados mediante WOCAT

¿Cuándo se compilaron los datos (en el campo)?

23/03/2011

El compilador y la/s persona(s) de referencia claves aceptan las condiciones acerca del uso de los datos documentados mediante WOCAT :

Sí

2.1 Breve descripción del Enfoque

Natural Resource Management Group consisting of village representatives to advocate, plan and implement SLM activities at geog level

2.2 Descripción detallada del Enfoque MST

Descripción detallada del Enfoque MST:

Aims / objectives: The Natural Resource Management (NRM) Group was formally established in Radhi geog in 2000 with representatives from all 20 chiogs of the geog. The main tasks of the group are to :1)mobilise local communities in rehabilitating and protecting natural resources from further degradation and 2) to support geog administration, RNR staff and other agencies in planning, implementing and monitoring sustainable natural resource management activities. Radhi geog in Trashigang Dzongkhag, East-Bhutan, has been confronted with severe land degradation as a result of unsustainable land management practices, such as deforestation, overgrazing and poor irrigation water management. The land degradation processes are related to high population pressure and a series of conflicts between chiogs and with neighbouring geogs about use and access to natural resources. Various stakeholders, engaged with reduction and mitigation of land degradation in Radhi, felt the need for a local institution, which should play a pivotal role in advocacy of sustainable management of natural resources. The group was also intended to assist in implementing remedial and preventive measures at village level.



Methods: The NRM group fulfilled a key role in the afforestation program for the Radhi wa-tershed, in particular the very active Chongdiri ravine, which has caused wide-spread loss of arable land and forced resettlement of households, because of a very active landslide area. The chiog representatives, united in the NRM group, mobilized villagers to actively participate in the afforestation and fencing of the buffer zone. This zone was created to arrest the critical land degradation and change unsustainable land management practices, such as free grazing cattle and irrigated paddy cultivation in an active mass movement area.

Seed money was provided to establish a group fund to provide small-scale loans to households for agricultural inputs in order to overcome existing credit access constraints. The intention was to enhance the viability and sustainability of the NRM Group.

Stages of implementation: Over the last 5 years approximately 250 loans have been disbursed of about US$60 each. The NRM group has a loose umbrella function at geog level over a number of sub-groups at chiog level, related to private forestry, community forestry, bamboo and rice marketing, water user associations and land man-agement. The present group structure needs to be reviewed to adapt to the large number of emerging sub-groups.

2.3 Fotos del Enfoque

2.5 País/ región/ lugares donde el Enfoque fue aplicado

2.6 Fechas de inicio y conclusión del Enfoque

2.7 Tipo de Enfoque

• proyecto/ basado en un programa

2.8 Propósitos/ objetivos principales del Enfoque

The Approach focused mainly on SLM with other activities (cash-income generation, NRM fund for SLM loans/credit facility)

- The main tasks of the group are to: 1) mobilise local communities in rehabilitating and protecting natural resources from further degradation and 2) to support municipality administration, RNR staff and other agencies in planning, implementing and monitoring sustainable natural resource management activities. A series of government programmes and projects initi-ated activities in Radhi geog and it was decided to create a local institution focused at building capacity in NR management, awareness raising and sensitization.

The SLM Approach addressed the following problems: - Widespread severe land degradation in densely populated area, related to forest degradation, overgrazing, poor irrigation water management, unfavourable geological conditions and NR management conflicts between chiogs and between geogs

2.9 Condiciones que facilitan o impiden la implementación de la/s Tecnología/s aplicadas bajo el Enfoque

3.1 Partes interesadas involucradas en el Enfoque y sus roles

3.2 Involucramiento de los usuarios locales de tierras/ comunidades locales en las distintas fases del Enfoque

	Involucramiento de los usuarios locales de tierras/ comunidades locales	Especifique quién se involucró y describa las actividades
iniciación/ motivación	interactivo	Group formation process guided and supported by RNR Research Centres
planificación	interactivo	Since 2006 through participatory SLM action planning in all 20 Radhi villages with support of NRM group representatives
implementación	interactivo	Group members are actively involved with range of NRM/SLM activities, ranging from irrigation channel renovation, orchard development to bamboo plantation, afforestation and buffer zone creation
monitoreo y evaluación	interactivo	Combined effort of RNR extension staff, geog administration and NRM group members through participatory M&E meetings to get feedback from villagers and provide a platform for technical guidance to the communities
Research	interactivo	Initial phase from 2000 to 2006 RNR Research Centres were actively involved in group formation process and capacity building (e.g. bookkeeping training etc.)

3.3 Flujograma (si estuviera disponible)

3.4 La toma de decisiones en la selección de Tecnología(s) MST

Especifique quién decidió la selección de las Tecnología/ Tecnologías a implementarse:

• principalmente usuarios de tierras con el apoyo de especialistas MST

Explique:

Annual SLM Action Planning in all chiogs, supported by NRM group members at chiog level.

Decisions on the method of implementing the SLM Technology were made by mainly by land users supported by SLM specialists. Consultation process in context of annual SLM action planning and participatory M&E meetings.

4.1 Construcción de capacidades / capacitación

¿Se proporcionó la capacitación a usuarios de tierras/ otras partes interesadas?

Sí

Especifique quién fue capacitado:

• usuarios de tierras
• personal de campo/ consejeros

Forma de capacitación:

• en el contexto de trabajo
• de agricultor a agricultor
• reuniones públicas
• cursos

Forma de capacitación:

• study tours

Temas avanzados:

NRM group members were actively involved in all NRM/SLM training activities at chiog level, but also took part in training courses aimed at improving their capabilities, such as bookkeeping and fund management. NRM group members took part in national and international study tours on SLM and watershed management and shared their experiences on group formation with other NRM groups. Extension staff received targeted training on NRM conflict management.

4.2 Servicio de asesoría

¿Los usuarios de tierras tienen acceso a un servicio de asesoría?

Sí

Especifique si servicio proporcionado se realizó:

• en los campos de los usuarios de tierras

Describa/ comentarios:

Name of method used for advisory service: Regular guidance and monitoring for the NRM group; Key elements: Fund management and bookkeeping, Key SLM interventions; Regular guidance and monitoring for the NRM group on group dynamics, group fund management, bookkeeping and training programmes on key SLM interventions.

Advisory service is quite adequate to ensure the continuation of land conservation activities; Good level of awareness and knwoledge of NRM/SLM, proven capacity to manage NRM group fund

4.3 Fortalecimiento institucional (desarrollo institucional)

¿Se establecieron o fortalecieron instituciones mediante el Enfoque?

• sí, mucho

Especifique el nivel o los niveles en los que se fortalecieron o establecieron las instituciones:

• local

Especifique el tipo de apoyo:

• financiero
• construcción de capacidades/ entrenamiento
• equipo

Proporcione detalles adicionales:

Seed capital for the NRM fund was provided at the start of the NRM group and later provided by SLMP to enable fund growth and provision of more loans. Interest rate charged by the NRM group fund per loan is 12% per annum (to be repaid in one year, otherwise penalty of 3% applies), equal to market rate.

4.4 Monitoreo y evaluación

¿El monitoreo y la evaluación forman parte del Enfoque?

Sí

Comentarios:

bio-physical aspects were regular monitored by project staff, land users through observations; indicators: Regular observations by project staff, group members and land users of stability of degraded areas (size, growth, state)

technical aspects were regular monitored by project staff, land users through observations; indicators: Regular observations by project staff, group members and land users of mortality rate of plantations, area of improved dryland, area of orchard development, state and progress of irrigation channel renovation

socio-cultural aspects were regular monitored by project staff, land users through observations; indicators: Regular observations by project staff, group members and land users of inter-chiog and inter-geog conflicts and progress in conflict mitigation

economic / production aspects were regular monitored by project staff, land users through observations; indicators: Regular measurements by project staff, group members and land users in cash income increase and yield change

economic / production aspects were regular monitored by project staff, land users through measurements; indicators: Regular measurement by project staff, group members and land users of area converted to SLM practice

area treated aspects were regular monitored by project staff, land users through measurements; indicators: Regular observations by project staff, group members and land users of households participating in NRM/SLM activities and making use of NRM group fund loans

no. of land users involved aspects were regular monitored by project staff, land users through observations; indicators: Regular observations by project staff, group members and land users of performance of NRM group, amongst others in municipality council meetings for transparency

management of Approach aspects were monitored by project staff, land users through observations

There were few changes in the Approach as a result of monitoring and evaluation: Changes were made to the NRM group composition and structure and the task and responsibilities with arrival of new government programmes and projects in the geog. By-laws were drafted and updated after involvement of SLMP project in 2006 and NRM group fund expanded, with additional seed money for the group fund.

There were no changes in the Technology as a result of monitoring and evaluation

4.5 Investigación

¿La investigación formó parte del Enfoque?

Sí

Especifique los temas:

• sociología

Proporcione detalles adicionales e indique quién hizo la investigación:

Research was actively involved in the initial stages of the NRM group establishment, with special attention to the conflicts between Radhi and Merakgeogs on grazing land (double grazing as result of winter grazing for semi-nomadic yak herders and summer grazing for cattle from lower altitudes, resulting in severe land degradation).

Research was carried out on-farm

5.1 Presupuesto anual para el componente MST del Enfoque

Si no se conoce el presupuesto anual preciso, indique el rango:

• 2,000-10,000

Comentarios (ej. fuentes principales de financiamiento/ donantes principales):

Approach costs were met by the following donors: international (Seed funding, SLMP contributions): 80.0%; local government (district, county, municipality, village etc) (local community and geog administration (including RNR extension staff)): 15.0%; local community / land user(s) (membership contributions): 5.0%

5.2 Apoyo financiero/material proporcionado a los usuarios de tierras

¿Los usuarios de tierras recibieron financiamiento/ apoyo material para implementar la Tecnología/ Tecnologías? :

Sí

5.3 Subsidios para insumos específicos (incluyendo mano de obra)

• equipo

Si la mano de obra de usuarios de tierras fue un insumo sustancial, ¿fue:

• voluntario?

Comentarios:

Most of the labour was provided voluntary by group members and the related communities they represent. Especially the buffer zone creation around the severely degraded Chongdiri ravine and related afforestation and fencing activities required substantial labour inputs. Some other afforestation labour was partly subsidized.

The NRM group was supported with office equipment and computer/printer to enable proper administration and bookkeeping.

5.4 Crédito

¿Se proporcionó crédito bajo el Enfoque para actividades MST?

Sí

Especifique las condiciones (tasa de interés el apoyo, amortización, etc.):

Interest rate charged: 12.0%; repayment conditions: Within one year repayment, otherwise penalty with 3%.

Interest was equal to market rate.

Especifique los destinatarios del crédito :

BDFC

6.1 Impactos del Enfoque

6.2 Motivación principal del usuario de la tierra para implementar MST

6.3 Sostenibilidad de las actividades del Enfoque

¿Pueden los usuarios de tierras sostener lo que se implementó mediante el Enfoque (sin apoyo externo)?

• sí

Si respondió que sí, describa cómo:

Determination of NRM group to continue is based on almost 10 years of experience and perceived benefits of the NRM group structure. The proven management capabilities of the NRM group fund are a mechanism to support NRM/SLM activities of local households and will facilitate the financial sustainability of the NRM group itself.

6.4 Fortalezas/ ventajas del Enfoque

Fuerzas/ ventajas/ oportunidades desde la perspectiva del usuario de la tierra
Increased awareness of budgets related to SLM Better dealing with community through specific trainings Improved planning capacity Better knwoledge of specific SLM interventions (how, where, what, when) Exposure to study tours as NRM group member (How to sustain/ enhance this strength: Continued support to NRM group idem idem idem idem)

Fuerzas/ ventajas/ oportunidades desde la perspectiva del compilador o de otra persona de referencia clave

Strengthened local institution focused on NRM/SLM eases advocacy, planning and implementation of field-level activities Facilitates access to local credit through NRM group fund for agricultural inputs linked to NRM/SLM Enhances sustainability of SLM activities and local capacity in the municipality after project period ends (How to sustain/ enhance this strength: Continued support to NRM group Continued support to NRM group in group fund management/auditing/transparency Continued support to NRM group)

6.5 Debilidades/ desventajas del Enfoque y formas de sobreponerse a ellos

Debilidades/ desventajas/ riesgos desde la perspectiva del usuario de la tierra	¿Cómo sobreponerse a ellas?
Lack of understanding by community members of role and objectives of NRM group and its members Time-consuming for NRM group members, especially in peak agricultural season as many NRM/SLM activities need to be supported Some difficulties in targeting vulnerable households (lack of understanding, feeling of enforcement/being compelled)	Better communication and support by municipality administration Provide adequate support by local RNR extension team Provide adequate support by local RNR extension team

Debilidades/ desventajas/ riesgos desde la perspectiva del compilador o de otra persona de referencia clave	¿Cómo sobreponerse a ellas?
Relation to many other village groups related to NRM/SLM need to be improved/simplified to create a more transparent structure	Review of representation of key sub-groups in NRM group

7.1 Métodos/ fuentes de información