1.2 Detalles de contacto de las personas de referencia e instituciones involucradas en la evaluación y la documentación del Enfoque

Nombre del proyecto que facilitó la documentación/ evaluación del Enfoque (si fuera relevante)

Book project: where the land is greener - Case Studies and Analysis of Soil and Water Conservation Initiatives Worldwide (where the land is greener)

Nombre de la(s) institución(es) que facilitaron la documentación/ evaluación del Enfoque si fuera relevante)

Department of Resources and Environmental Science, Beijing Normal University (Department of Resources and Environmental Science, Beijing Normal University) - China

Nombre de la(s) institución(es) que facilitaron la documentación/ evaluación del Enfoque si fuera relevante)

ISRIC World Soil Information (ISRIC World Soil Information) - Países Bajos

Nombre de la(s) institución(es) que facilitaron la documentación/ evaluación del Enfoque si fuera relevante)

GEF/OP12 Gansu Project (GEF/OP12 Gansu Project) - China

1.3 Condiciones referidas al uso de datos documentados mediante WOCAT

El compilador y la/s persona(s) de referencia claves aceptan las condiciones acerca del uso de los datos documentados mediante WOCAT :

Sí

1.4 Referencia/s al/los Cuestionario(s) de Tecnologías MST

2.1 Breve descripción del Enfoque

Highly organised campaign to assist land users in creating terraces: support and planning from national down to local level.

2.2 Descripción detallada del Enfoque MST

Descripción detallada del Enfoque MST:

Before 1964, the slopes on China's Loess Plateau were cultivated up and down by machinery. Consequently soil and water were lost at high rates, and fertility and yields declined. Accessibility to cultivated land became more and more difficult due to dissection by gullies. The first terraces were established by self-mobilisation of the local land users. However there was no standard design. Furthermore, as the individual plots were very small and scattered all over the village land, terracing needed better coordination. Between 1964 and 1978, the local government at the county level took the initiative of organising farmers and planning terrace implementation according to specific technical design on a larger scale. At that time the land was still communally managed by production brigades. Through mass mobilisation campaigns people from several villages were organised to collectively terrace the land - village by village - covering around 2,000 hectares each year. Labour was unpaid.The Yellow River Conservancy Commission (YRCC) came into being in 1948 - and the Upper and Middle Yellow River Bureau in 1977. This gave greater impetus to the implementation of SWC in the Loess Plateau. After 1978, land use rights were allocated to individuals (though official ownership was still vested in the state). SWC specialists and county level SWC bureaus started to work with groups of farmers who had land use rights within a given area. Survey and design were carried out. The farmers organised themselves, consolidated the parcels of land, and then after the conservation work was done they redistributed the terraced fields.
In the 1980s the government started to financially support land users involved in SWC projects. Subsidies ranged from (approx.) US$* 20/ha in projects at county level, to US$* 55/ha for national projects (eg through the Yellow River Commission), and up to US$* 935/ha when World Bank projects were involved - as in the recent past. Implements were provided by the farmers themselves. Then, in 1988 a nationwide project in SWC - which originally was proposed at county level - was approved by the national government. Furthermore, in 1991 a national law on SWC came into force. Protection of the Yellow River and associated dams became a priority at regional and national levels. In total, within Zhuanglang County, 60 SWC specialists/extensionists cover an area of 1,550 km2, and most of the terraces were built with low levels of subsidies. Annual plans about implementation of new SWC measures were made during summer. Small areas were planned at village or township level, whereas bigger areas (> 7 hectares) were designed at county level. Implementation then took place during winter. Terracing was implemented first where access was easiest and closest to settlements, and only later, further away. * exchange rate: 1 US$ = 8 Chinese Yuan (May 2006).

2.3 Fotos del Enfoque

2.5 País/ región/ lugares donde el Enfoque fue aplicado

2.6 Fechas de inicio y conclusión del Enfoque

2.7 Tipo de Enfoque

• proyecto/ basado en un programa

2.8 Propósitos/ objetivos principales del Enfoque

Aims of the approach are: - water conservation (this is a semi-arid area), - soil conservation: reduce soil loss on the sloping and erosion-prone land of loess plateau, - enhancing soil fertility, and consequently production, - improve people's living conditions, These primary objectives were to be achieved by building level bench terraces on a large scale through a structured and organised campaign. Finally at the national level, a fourth aim was added: the protection of the Yellow river (avoiding floods and reducing the sediment load)
The SLM Approach addressed the following problems: - lack of organisation, capital and technical knowledge in farmer communities to counter the underlying problems of water loss, soil loss, fertility decline and downstream effects on the Yellow River (floods and sediment) at catchment level, - absence or poor maintenance of erosion control measures

2.9 Condiciones que facilitan o impiden la implementación de la/s Tecnología/s aplicadas bajo el Enfoque

3.1 Partes interesadas involucradas en el Enfoque y sus roles

3.2 Involucramiento de los usuarios locales de tierras/ comunidades locales en las distintas fases del Enfoque

	Involucramiento de los usuarios locales de tierras/ comunidades locales	Especifique quién se involucró y describa las actividades
iniciación/ motivación	interactivo	Land users started implementing terraces but SWC specialists at the country level assisted in designing standards for terrace construction and township governments and production brigades organised whole villages and watersheds
planificación	pasivo	Being consulted in the planning phase. Experienced peasants may be involved in introducing the local situation.
implementación	interactivo	Major organisation done through the SWC bureau specialists with the village organisation including land users. Land users were actively involved in implementation.
monitoreo y evaluación	ninguno	reporting; No participation of land users
Research	ninguno	on-station; No participation of land users

3.3 Flujograma (si estuviera disponible)

3.4 La toma de decisiones en la selección de Tecnología(s) MST

Especifique quién decidió la selección de las Tecnología/ Tecnologías a implementarse:

• principalmente por especialistas MST en consulta con usuarios de tierras

Explique:

Decisions on the method of implementing the SLM Technology were made by by politicians / leaders. Decisions are made by politicians/SWC specialists; land users are consulted in the planning phase (experienced farmers may be involved initially).

4.1 Construcción de capacidades / capacitación

¿Se proporcionó la capacitación a usuarios de tierras/ otras partes interesadas?

Sí

Especifique quién fue capacitado:

• usuarios de tierras

Forma de capacitación:

• en el contexto de trabajo
• de agricultor a agricultor
• áreas de demostración
• cursos

Temas avanzados:

Until 1978 the 'pyramid system' was used: the county level trained the township level, which trained the village level, which in turn trained the production brigades/farmers, who then trained other production brigades and farmers.

4.2 Servicio de asesoría

¿Los usuarios de tierras tienen acceso a un servicio de asesoría?

Sí

Especifique si servicio proporcionado se realizó:

• en los campos de los usuarios de tierras

Describa/ comentarios:

Key elements: Pyramid system is also used for extension. At each government level (county, district and provincial levels) there is a SWC division in charge of SWC activities includ. extension (farm visits)

4.3 Fortalecimiento institucional (desarrollo institucional)

¿Se establecieron o fortalecieron instituciones mediante el Enfoque?

• sí, moderadamente

Especifique el nivel o los niveles en los que se fortalecieron o establecieron las instituciones:

• local

Especifique el tipo de apoyo:

• financiero

4.4 Monitoreo y evaluación

¿El monitoreo y la evaluación forman parte del Enfoque?

Sí

Comentarios:

bio-physical aspects were regular monitored through measurements; indicators: runoff loss, sediment load, soil moisture
technical aspects were regular monitored through measurements; indicators: structure of terraced areas, slope of risers, levelness of terrace surface
socio-cultural aspects were ad hoc monitored through observations; indicators: land users' perceptions of terraces
economic / production aspects were regular monitored through measurements; indicators: yield, income of land users
area treated aspects were regular monitored through measurements; indicators: terraced area
land users involved aspects were ad hoc monitored through measurements; indicators: number of farmers directly involved in terracing and farmers benefited directly
management of Approach aspects were ad hoc monitored through observations; indicators: number of small watersheds terraced
There were changes in the Approach as a result of monitoring and evaluation: The approach changed fundamentally from self-mobilisation to organised mass movements guided by the government.

4.5 Investigación

¿La investigación formó parte del Enfoque?

Sí

Especifique los temas:

• economía/ marketing
• ecología
• tecnología

Proporcione detalles adicionales e indique quién hizo la investigación:

carried out at the provincial and national levels, mostly by technical staff. Land users have not been involved. Terrace building is based on scientific design, according to local conditions.

Research was carried out on station

5.1 Presupuesto anual para el componente MST del Enfoque

Comentarios (ej. fuentes principales de financiamiento/ donantes principales):

Approach costs were met by the following donors: government (national): 10.0%; local community / land user(s) (-): 90.0%

5.3 Subsidios para insumos específicos (incluyendo mano de obra)

Si la mano de obra de usuarios de tierras fue un insumo sustancial, ¿fue:

• pagado en efectivo?

Comentarios:

Beteween the 1960s-1970s farmers were not paid for their labour inputs. From the 1980s onwards the government rewarded the community for establishment of terraces with cash, projects paid on the basis of area treated, and at different rates.

5.4 Crédito

¿Se proporcionó crédito bajo el Enfoque para actividades MST?

Sí

Especifique las condiciones (tasa de interés el apoyo, amortización, etc.):

Interest rate charged: 0.5%; repayment conditions: Credit was available at interest rates (0.5-1% per year) lower than the market rates.

6.1 Impactos del Enfoque

6.3 Sostenibilidad de las actividades del Enfoque

¿Pueden los usuarios de tierras sostener lo que se implementó mediante el Enfoque (sin apoyo externo)?

• incierto

Si respondió no o incierto, especifique y comente:

Given the recent escalation in payments made to land users for implementation under certain projects it seems that the costs will be too high to sustain. Currently the Ministry of Finance is demanding that in-depth cost-benefit analyses are carried out involving environmental, social as well as economic assessments.

6.4 Fortalezas/ ventajas del Enfoque

Fuerzas/ ventajas/ oportunidades desde la perspectiva del compilador o de otra persona de referencia clave
Farmers are getting direct benefits: marked increase in productivity, improved workability of the land, etc.
The collective activities/organisation strengthens the community and enhances social stability and coherence within villages; collective activities are expanded to other sectors, such as road construction, supply of agrochemical inputs, etc.
Heavy investment made by the land users and local as well as national government to reduce land degradation.
Many people involved and trained at different levels (pyramid system; see training/extension); commitment by all stakeholders.
Efficient organisation, planning to cover a large area, which is very susceptible to land degradation.

6.5 Debilidades/ desventajas del Enfoque y formas de sobreponerse a ellos

Debilidades/ desventajas/ riesgos desde la perspectiva del compilador o de otra persona de referencia clave	¿Cómo sobreponerse a ellas?
High costs: farmers depend on external support from the government, they are not willing to invest their labour without payments (as it used to be in communist times)	New approach: give farmers loans for construction as now they use machines to do the work. In addition, search for cheaper SWC technologies and for improving the benefits.
The steeper slopes which are also further away from the village, are now often not cultivated and maintained as they are too far and marginal in production	Solutions need to be found for these areas, eg afforestation.

7.1 Métodos/ fuentes de información

7.2 Referencias a publicaciones disponibles

Título, autor, año, ISBN:

Jiangdingsheng, ACTA CONSERVATIONIS SOLI ET AQUAE SINICA, 1987. Discussion on section design of the terrace on the Loess Plateau; Vol. 1, No. 2,

Título, autor, año, ISBN:

Corpus of economic benefits of water and soil measures, p77-102, 510-514

¿Dónde se halla disponible? ¿Costo?

Water and Soil Conservation Department of Yellow River Water Resources Committee of Ministry of Wate

Título, autor, año, ISBN:

Corpus of Test Research of Water and Soil Conservation, p130-185 (the second volume)

¿Dónde se halla disponible? ¿Costo?

Suide Water and Soil Conservation examination station