1.2 Detalles de contacto de las personas de referencia e instituciones involucradas en la evaluación y la documentación de la Tecnología

Nombre del proyecto que financió la documentación/ evaluación de la Tecnología (si fuera relevante)

Potential and limitations for improved natural resource management (NRM) in mountain communities in the Rustaq district, Afghanistan (Rustaq NRM Study)

Nombre del proyecto que financió la documentación/ evaluación de la Tecnología (si fuera relevante)

Livelihood Improvement Project Takhar, Afghanistan (LIPT)

Nombre de la(s) institución(es) que facilitaron la documentación/ evaluación de la Tecnología (si fuera relevante)

Terre des Hommes (Terre des Hommes) - Suiza

Nombre de la(s) institución(es) que facilitaron la documentación/ evaluación de la Tecnología (si fuera relevante)

Swiss Agency for Development and Cooperation (DEZA / COSUDE / DDC / SDC) - Suiza

Nombre de la(s) institución(es) que facilitaron la documentación/ evaluación de la Tecnología (si fuera relevante)

CDE Centre for Development and Environment (CDE Centre for Development and Environment) - Suiza

Nombre de la(s) institución(es) que facilitaron la documentación/ evaluación de la Tecnología (si fuera relevante)

Bern University of Applied Sciences, School of Agricultural, Forest and Food Sciences (HAFL) - Suiza

1.3 Condiciones referidas al uso de datos documentados mediante WOCAT

¿Cuándo se compilaron los datos (en el campo)?

27/10/2016

El compilador y la/s persona(s) de referencia claves aceptan las condiciones acerca del uso de los datos documentados mediante WOCAT:

Sí

1.4 Declaración de la sostenibilidad de la Tecnología descrita

¿La Tecnología aquí descrita resulta problemática en relación a la degradación de la tierra, de tal forma que no puede considerársela una tecnología sostenible para el manejo de la tierra?

No

Comentarios:

SLM practices documented in the frame of the Rustaq NRM study were established only recently (1-3 years ago). It is too early for a final judgment on the sustainability of these technologies within the human and natural environment of Chokar watershed.

2.1 Breve descripción de la Tecnología

Definición de la Tecnología:

Non-fruit and fruit trees are planted on heavily degraded forest land to protect the land from erosion and further degradation and provide fuelwood for the local community.

2.2 Descripción detallada de la Tecnología

Descripción:

Project supported implementation of afforestation has taken place in the villages of Sari Joy, Jawaz Khana and Dashti Mirzai, located in Chokar watershed of Rustaq District in Northern Afghanistan. The Chokar watershed is a mountainous area situated between 600 and 2,500 m above sea level. The climate is semi-arid with harsh and cold weather in winter, and hot and dry summers. The annual precipitation in average years is 580 mm. Land degradation affects all forms of land use, and includes low levels of vegetation cover, severe water erosion of topsoil, and poor soil fertility. Unsustainable agricultural practices, over-exploitation and high pressure on the natural resources are adversely impacting the socio-economic well-being of local communities, as well as contributing to the risk of being adversely affected by drought - and landslides and flash foods triggered by heavy rainfall. The data used for the documentation of the technology are based on field research conducted in Chokar watershed, namely in the villages of Sari Joy, Jawaz Khana and Dashti Mirzai. These villages represent the upper, the middle and the lower zones of Chokar watershed, respectively. They differ considerably in access to services and infrastructure, but in general are poorly served. The communities depend on land resources for sustaining their livelihoods. In a good year with high yields, wheat self-sufficiency lasts about 5 months. The three villages are home to ethnic Qarluq communities. Since 2012 the Livelihood Improvement Project Takhar (LIPT) implemented by Terre des hommes (Tdh) Switzerland has initiated a range of NRM interventions

Despite the low forest cover in Rustaq, Afghanistan, local communities strongly rely on fuelwood and animal dung for cooking and heating throughout the whole year. Forests are mainly found on community land with open access to all, and there are no protection measures in place. The high demand on fuelwood for household needs places strong pressure on the remaining patches of forests and bushes, which are currently threatened by eradication. Such high demand in the area is likely to remain as there are no other alternative energy sources. The mass destruction of local forests is one of the main causes of intensive erosion, aridification, loss of topsoil and formation of gullies. Low forest cover increases vulnerability to severe rainfall and risks of landslides.

Afforestation measures in the three villages were initiated to halt the land degradation and provide sustainable firewood. The reforestation sites are largely on community land with a small share on private land. The area is characterized by hilly (16-30%) and steep (31-60%) slopes. Planting and maintaining forest in such conditions requires close support in the appropriate design of forest plots, and relevant maintenance recommendations, which can then ensure the survival of the plantation. A plot of 0.2 ha is divided into 4 m x 3 m sections. Each tree is placed in a pit of 50 cm x 30 cm with rich soil around the roots. Once the tree is planted, it is watered and covered with lime. Russian willow, acacia, mulberry and almond are the most common tree species used for afforestation purposes.

Most of the newly established forest sites are located at walking distance of the nearby villages: this is important to help provide protection of the plot from animal intrusion and ensure proper maintenance of the trees. The forest plot is watered for three years in a row. The Natural Resources Management Committees (NRMC) pays 0.60 US cents per tree per year to sustain the survival of the plantation within the first year. The funding for the irrigation is provided by the Livelihood Improvement Project Takhar (LIPT). LIPT supported the afforestation activities through the provision of technical and financial support. The tree seedlings were supplied by the project, and financial incentives were provided to engage the community in tree-planting.

The plantations are still very young: however, the land users express support for the new forest in their villages, and have observed localized stabilization of the soil and improvement in vegetation cover. There are high expectations of the new forest, which promises access to sustainable fuelwood and non-forest products, such as almonds and mulberry. The grass and tree leaves from the forest plots are already used for animal fodder.

Women and children under 15 years old are expected to be the direct beneficiaries of the new forest. They will no longer spend long hours to collect and deliver fuelwood, bushes and dung. A small portion of women reported involvement in forest establishment activities, while the majority are taking part in protecting the forests from livestock.

2.3 Fotografías de la Tecnología

2.5 País/ región/ lugares donde la Tecnología fue aplicada y que se hallan comprendidos por esta evaluación

2.6 Fecha de la implementación

Si no se conoce el año preciso, indique la fecha aproximada:

• hace menos de 10 años (recientemente)

2.7 Introducción de la Tecnología

Especifique cómo se introdujo la Tecnología:

• mediante proyectos/ intervenciones externas

Comentarios (tipo de proyecto, etc.):

Livelihood Improvement Project Takhar (LIPT) supported by Swiss Development Cooperation (SDC) from 2012-17

3.1 Propósito(s) principal(es) de la Tecnología MST

• mejorar la producción
• reducir, prevenir, restaurar la degradación del suelo
• reducir el riesgo de desastres naturales

3.2 Tipo(s) actuales de uso de la tierra donde se aplica la Tecnología

Si el uso de la tierra ha cambiado debido a la implementación de la Tecnología, indique el uso de la tierra antes de la implementación de la Tecnología.

Some of the forest land has been heavily degraded and was used as grazing land for an extensive period. Most of the land is forest land.

3.3 Información adicional sobre el uso de tierras

Provisión de agua para la tierra donde se aplica la Tecnología:

• mixta de secano – irrigada

Comentarios:

During the first three years the forest requires irrigation due to aridity. The first year of irrigation is supported by the project, and the rest of the irrigation measures are implemented by the local community with the support of the NRMC.

Número de temporadas de cultivo por año:

• 1

3.4 Grupo MST al que pertenece la Tecnología

• cobertura de suelo/ vegetal mejorada

3.5 Difusión de la Tecnología

Especifique la difusión de la Tecnología:

• distribuida parejamente sobre un área

Si la tecnología se halla difundida homogéneamente en un área, indique el área aproximada que cubre:

• 0.1-1 km2

Comentarios:

23.6 ha

3.6 Medidas MST que componen la Tecnología

3.7 Principales tipos de degradación del suelo encarados con la Tecnología

3.8 Prevención, reducción o restauración de la degradación del suelo

Especifique la meta de la Tecnología con relación a la degradación de la tierra:

• reducir la degradación del suelo
• restaurar/ rehabilitar tierra severamente degradada

4.1 Dibujo técnico de la Tecnología

4.2 Especificaciones técnicas/ explicaciones del dibujo técnico

The establishment activities begin with selecting the area for reforestation. Most of the reforestation sites are on slopes above 6% steepness . A plot of 0.2 ha is divided into 4 m x 3 m sections. Planting pits of 50 cm x 30 cm are prepared for planting the trees. Each tree is placed in a pit and good soil is added to the roots. Most popular species used for reforestation are: Russian willow, acacia and mulberry. The newly planted tree is watered and the trunk is covered with a lime and water solution for protection and better growth.

4.3 Información general sobre el cálculo de insumos y costos

Especifique cómo se calcularon los costos e insumos:

• por área de Tecnología

Especifique la moneda usada para calcular costos:

• dólares americanos

Indique la tasa de cambio de USD a la moneda local (si fuese relevante): 1 USD =:

67,0

4.4 Actividades de establecimiento

	Actividad	Tipo de medida	Momento
1.	Design of the forest plot	Manejo	Winter
2.	Digging pits 50 cmx 30 cm for tree plantation	Estructurales	End of winter
3.	Planting tree seedlings 3m x 4m	Vegetativas	Spring/Rainy season
4.	Watering the tree after planting	Vegetativas	Spring
5.	Covering the tree with lime	Otras medidas	Spring

4.5 Costos e insumos necesarios para el establecimiento

	Especifique insumo	Unidad	Cantidad	Costos por unidad	Costos totales por insumo	% de los costos cubiertos por los usuarios de las tierras
Mano de obra	Design of the forest	person-day	15,0	5,3	79,5
Mano de obra	Digging pits/holes for the trees	person-day	22,0	5,3	116,6
Mano de obra	Planting tree seedlings and watering	person-day	15,0	5,3	79,5
Mano de obra	Fertilizer and lime application	person-day	8,0	5,3	42,4
Equipo	Meter	piece	1,0	2,25	2,25
Equipo	Shovel	piece	2,0	3,8	7,6
Equipo	Pickaxe	piece	1,0	2,25	2,25
Equipo	Rope	meter	500,0	0,07	35,0
Material para plantas	Accacia seedlings	piece	275,0	0,45	123,75
Material para plantas	Russian willow seedlings	piece	275,0	0,45	123,75
Material para plantas	Mulberry seedlings	piece	275,0	0,45	123,75
Fertilizantes y biocidas	DAP	kg	250,0	0,9	225,0
Fertilizantes y biocidas	Lime	kg	25,0	1,5	37,5
Costos totales para establecer la Tecnología					998,85

Si el usuario de la tierra no cubrió el 100% de los costos, indique quién financió el resto del costo:

Livelihood Improvement Project Takhar (LIPT) implemented by Terre des hommes (Tdh) Switzerland

Comentarios:

Costs calculated for a Technology area of 1ha was only done for the purpose of the WOCAT documentation. In reality SLM plots are on average 0.4 ha or 2 jiribs. Costs were simply multiplied by 2.5. The actual costs for a 1ha plot might be slightly different.

4.6 Actividades de establecimiento/ recurrentes

	Actividad	Tipo de medida	Momento/ frequencia
1.	Protecting the trees from livestock	Manejo	Spring/Summer
2.	Pest and disease control	Vegetativas	Spring
3.	Irrigation	Agronómicas	Summer/First three years
4.	Replanting dead trees	Vegetativas	Spring
5.	Pruning	Agronómicas	Spring

4.7 Costos e insumos necesarios para actividades de mantenimiento/ recurrentes (por año)

	Especifique insumo	Unidad	Cantidad	Costos por unidad	Costos totales por insumo	% de los costos cubiertos por los usuarios de las tierras
Mano de obra	Pest and disease control	person day	7,5	5,3	39,75	100,0
Mano de obra	Replanting dead trees	person day	7,5	5,3	39,75	100,0
Mano de obra	Irrigating the trees	person day	10,0	5,3	53,0	100,0
Mano de obra	Pruning	person day	5,0	5,3	26,5	100,0
Indique los costos totales para mantenecer la Tecnología					159,0

Comentarios:

Costs calculated for a Technology area of 1ha was only done for the purpose of the WOCAT documentation. In reality SLM plots are on average 0.4 ha or 2 jiribs. Costs were simply multiplied by 2.5. The actual costs for a 1ha plot might be slightly different.

4.8 Factores más determinantes que afectan los costos:

Describa los factores más determinantes que afectan los costos:

Due to the remoteness of the villages where the technology has been implemented, all the inputs for establishment, such as agricultural equipment, plant material, fertilizers, etc., are purchased in Rustaq town. The expenses for traveling and delivering the inputs affect the establishment costs.

5.1 Clima

5.2 Topografía

5.3 Suelos

Si se halla disponible, adjunte una descripción completa de los suelos o especifique la información disponible, por ej., tipo de suelo, pH/ acidez de suelo, capacidad de intercambio catiónico, nitrógeno, salinidad, etc. :

Local land users refer to the soil type where reforestation is implemented as:
Dark soil is characterized as: moderately deep; topsoil texture medium, below surface texture medium; and medium topsoil organic matter.
Light soil is characterized as: moderately deep; texture medium; medium, low organic matter.

5.4 Disponibilidad y calidad de agua

¿La salinidad del agua es un problema?

No

¿Se está llevando a cabo la inundación del área? :

Sí

Frecuencia:

frecuentemente

Comentarios y especificaciones adicionales sobre calidad y cantidad de agua:

Floods occur mainly during the rainy seasons in spring and autumn. Availability of surface water varies in the three study villages. Sari Joy and Dashti Mirzai have good surface water availability, which is also food for drinking. Jawaz Khana has poor water both in quality and availability. Water has to be fetched from a distant stream.

5.5 Biodiversidad

5.6 Las características de los usuarios de la tierra que aplican la Tecnología

Indique otras características relevantes de los usuarios de las tierras:

The land users in the area where the Technology is applied belong to the Uzbek ethnic minority group Qarluq. Although the men are generally the main land users, women and children also take active part in the related work. The functions of men and women are clearly distinguished within the Afghan society. At the same time within the family this division of work and functions also results in men and women working hand-in-hand. An improvement of the family’s livelihood situation is expected to positively affect all family members. While it is recognized that the involvement of women is key in order to secure basic human rights for everyone, to achieve good governance, sustainable development, and to efficiently contribute to poverty reduction (SDC 2004), it is also clear that a context sensitive approach is of high importance.
Women in rural Afghanistan are involved in many production and income generating activities that contribute to the overall household income, however very few women own resources such as land and livestock, and their income generating options are fewer in comparison to that of men.

5.7 Área promedio de la tierra que pertenece a o es arrendada por usuarios de tierra que aplican la Tecnología

5.8 Tenencia de tierra, uso de tierra y derechos de uso de agua

Tenencia de tierra:

• comunitaria/ aldea
• individual, sin título

Derechos de uso de tierra:

• comunitarios (organizado)
• individual

Derechos de uso de agua:

• comunitarios (organizado)

Comentarios:

Those who own land and use water for irrigation are obliged to pay for water. The payment is made either in kind or in cash to Mirob - the person in charge of distributing water in the community. The amount of the payment varies from village to village.

6.1 Impactos in situ demostrados por la Tecnología

Impactos socioeconómicos

Producción

Impactos socioculturales

Impactos ecológicos

Ciclo de agua/ escurrimiento de sedimento

Suelo

Biodiversidad: vegetación, animales

6.2 Impactos fuera del sitio demostrados por la Tecnología

Comentarios acerca de la evaluación del impacto:

Based on the Land User Protocols: Individual SLM implementers were asked to rate the benefits for their Technology. They were asked to indicate production increase of crops; fodder; animals; wood; non-wood forest products; increase in product diversity; or production area. The most important increase they rated with 3, the second most with 2, others with 1 point. Averages of the points given by all SLM implementers are reflected here.
Based on the Land User Protocols: Individual SLM implementers were asked to rate the on-site and off-site impacts of the Technology on water; soil; and vegetation. They were asked to indicate the strength of impacts with three, two or one points. Averages of the points given by all implementers are reflected here.

6.3 Exposición y sensibilidad de la Tecnología al cambio climático gradual y a extremos relacionados al clima/ desastres (desde la percepción de los usuarios de tierras)

Extremos (desastres) relacionados al clima

Desastres climatológicos:

	¿Cómo es que la tecnología soporta esto?
tormenta de lluvia local	muy bien

Desastres climatológicos

	¿Cómo es que la tecnología soporta esto?
sequía	bien

Comentarios:

Based on the multi-criteria matrix: SLM implementers were asked to jointly discuss and rate how much the SLM technology reduced the lands vulnerability to drought and local rainstorms. Only vulnerability to the most prevalent climate extremes (drought and local rainstorms) was discussed. SLM technologies were rated as reducing vulnerability poorly, well, or very well. The average points reflected here are from multi-criteria matrixes compiled in three villages where the SLM technology had been implemented

6.4 Análisis costo-beneficio

¿Cómo se comparan los beneficios con los costos de establecimiento (desde la perspectiva de los usuarios de tierra)?

Comentarios:

Based on the multi-criteria matrix: During the FGD with SLM implementers, a multi-criteria matrix was elaborated, and different SLM practices were rated. In the framework of this exercise, SLM implementers were asked to jointly discuss and rate short term (1-3 years) and long-term (10 years) returns. As the SLM technology was only implemented 1-2 years ago, it is too early to compare benefits to maintenance costs. Farmers have little experience so far on the actual benefits of the SLM technology. The ratings are mostly based on expected benefits and not on actual benefits.

6.5 Adopción de la Tecnología

• 1-10%

Si tiene la información disponible, cuantifique (número de hogares y/o área cubierta):

23.6 ha have been afforested with LIPT support

De todos quienes adoptaron la Tecnología, ¿cuántos lo hicieron espontáneamente, es decir, sin recibir incentivos/ pagos materiales?

• 10-50%

Comentarios:

Based on the Land User Protocol: Individual SLM implementers were asked whether they received support for implementing the Technology. Each indicated the type of support he received from the proposed options: "Full Support 100%, Some Support, No Support 0%".

6.6 Adaptación

¿La tecnología fue modificada recientemente para adaptarse a las condiciones cambiantes?

No

6.7 Fuerzas/ ventajas/ oportunidades de la Tecnología

Fuerzas/ ventajas/ oportunidades desde la perspectiva del usuario de la tierra
The tree plantations protect the soil from erosion. The land is less vulnerable to heavy rainfall, which washes off the topsoil
There are very high expectations about production of firewood. Availability of firewood in local forest will make it much easier to access firewood for cooking and heating by local households.
Apart from firewood and wood production, other non-timber products are provided by the afforestation plots, such as fodder for livestock from grass (alfalfa, sainfoin) and tree leaves during autumn. Also some plots are planted with almond and mulberry, which can be collected for own use or for selling.
Local people value the recreational benefit of the forest, which make their villages greener and provide green spaces for the local people.

Fuerzas/ ventajas/ oportunidades desde la perspectiva del compilador o de otra persona de referencia clave
The afforestation measures in the village including establishing the forest and protecting it, mobilizing the community around a common goal, and this has a positive impact on the village as a whole.
The planted trees and grass under the trees improve the vegetation cover and increase soil quality, which is then less prone to erosion
Improved varieties of fruit and non-fruit tree species used for afforestation help to diversify the tree species in the village and make the soil less resistant to dry spells
The expected combined benefits of wood and non-wood products, especially when the harvesting period starts, may have positive impact on households' income and food security.

6.8 Debilidades/ desventajas/ riesgos de la Tecnología y formas de sobreponerse a ellos

Debilidades/ desventajas/ riesgos desde la perspectiva del usuario de la tierra	¿Cómo sobreponerse a ellas?
The establishment costs for afforestation measures are very high
The young trees are vulnerability to droughts
During maintenance some plots require irrigation
Afforestation plots, which are established on former grazing land, reduces the grazing land in the village and deprives animals from grazing land

Debilidades/ desventajas/ riesgos desde la perspectiva del compilador o de otra persona de referencia clave	¿Cómo sobreponerse a ellas?
Community provides weak or no protection of the afforestation site, which results in low tree survival
Weak funding sources for irrigation of the afforestation plots, particularly during the first three years when the trees are young, might compromise the new plantations
Afforestation is established mostly on community land, where unclear land tenure rights persist, which may cause conflict in the community over forest vs grazing land

7.1 Métodos/ fuentes de información

7.2 Vínculos a las publicaciones disponibles

Título, autor, año, ISBN:

Guidelines for Focus Groups Discussions

Título, autor, año, ISBN:

Methods section of the Rustaq NRM study