1.2 Detalhes do contato das pessoas capacitadas e instituições envolvidas na avaliação e documentação da abordagem

Nome do projeto que facilitou a documentação/avaliação da Abordagem (se relevante)

Scaling-up SLM practices by smallholder farmers (IFAD)

Nome da(s) instituição(ões) que facilitou(ram) a documentação/avaliação da Abordagem (se relevante)

Uganda Landcare Network (ULN) - Uganda

1.3 Condições em relação ao uso da informação documentada através de WOCAT

Quando os dados foram compilados (no campo)?

12/09/2016

O compilador e a(s) pessoa(s) capacitada(s) aceitam as condições relativas ao uso de dados documentados através do WOCAT:

Sim

2.1 Descrição curta da abordagem

Critical actors in a certain area come together, articulate the perceived challenge, identify solutions, allocate responsibilities and work together towards overcoming the challenge

2.2 Descrição detalhada da abordagem

Descrição detalhada da abordagem:

Efficient use of natural resources is a critical pathway to achieving green growth. Mountain ecosystems are an example of natural resources that need to be sustainably managed to continue providing economic, social and environmental benefits to the large number of dependent communities. The challenge is that these ecosystems are fragile and highly susceptible to natural disasters and their management requires multi-sectoral, transboundary, interdisciplinary and landscape level interventions. Although several technologies to address land degradation exist, adoption remains low. This has been attributed mainly to a dysfunctional extension system and weak implementation of land management policies/regulations. Working at landscape-scale and ensuring inter-sectoral coordination and cooperation is crucial for effective land management responses.

An Innovation Platform (IP) approach is a mechanism to enhance communication and innovation capacity among mutually dependent actors, by improving interactions, coordination, and coherence among all actors to facilitate learning and contribute to production and use of knowledge. The IP approach is a coalition, collaboration, partnership and alliance of agricultural research and development (ARD) actors. That is, public and private scientists, extension workers, representatives of farmers, farmers’ associations, private firms and non-governmental organizations and government policy makers.

Documentation of this approached is based on experience from a study conducted in the eastern highlands of Uganda. The aim of this study was to improve the understanding of how IPs can enhance adoption of soil and water conservation technologies in the fragile highland ecosystems of eastern Uganda. Control of soil erosion was identified as a challenge to be addressed by the IP. The process involved the key principles as follows:

1. Establishment of an effective leadership – An IP committee was established and trained on critical skills required in group dynamics
2. Facilitating formation of lower-level groups (IP clusters) – this is not a necessary step but was important to implement soil erosion control in Bugobero micro-catchments
3. Capacity building – mainly on soil erosion control using contour bunds stabilized with multipurpose trees (Calliandra and Grevillea). This was done through the Farmer Field School (FFS) approach. Farmers were able to collectively establish 4,000 meters of contour bunds and reduce run-off and erosion significantly
4. Participatory Monitoring and Evaluation
5. Development and implementation of an effective communication strategy among stakeholder; and
6. Facilitating the formulation of by-laws to foster implementation of soil erosion control. A by-law on maintenance of the established contour bunds was initiated and the process is still on-going.

From this experience, the IP intends to implement the FFS approach on other technologies such as fodder-bank establishment from Calliandra along contours bunds, manure management for production and collective marketing of bananas. These interrelated technologies are contributing towards improving the banana value chain, which plays a significant role in the food and income security of a majority of households in eastern Uganda. Data collection on information flow and knowledge sharing among stakeholders is on-going to provides empirical evidence about the potential of this approach. The benefits demonstrated by the IP are a motivation for stakeholders to participate in collective action. The cycle of benefits can lead to a self-sustaining community.

The need to establish an IP can originate from various actors including researchers, farmers, development agencies, NGOs, private companies, entrepreneurs and agricultural artisans, among others. Once a common challenge has been identified, the vision bearer can begin to mobilize other actors and share visions.

The advantages of this approach include:
1. direct and continuous interaction, communication and knowledge sharing among the IP actors
2. quick and continuous feedback from end users (farmers) at all stages of research for development and;
3. timely integration of new knowledge into the innovation process using experiential learning, monitoring and evaluation and the continous feedback

One limitation of this approach is that it requires continuous motivation of the various actors to maintain their interest the IP. Often times the benefits of Natural Ressources Management, NRM are long-lived while most actors look for shorter term benefits, making it difficult to maintain motivation. Conflict is a common occurrence in such multi-stakeholder platforms and only transparent and accountable leadership can overcome this. Examples of situation where conflict situations arise include technology selection, labour distribution, financial and gender biases.

2.3 Fotos da abordagem

2.5 País/região/locais onde a abordagem foi aplicada

2.6 Datas de início e término da abordagem

2.7 Tipo de abordagem

• Baseado em projeto/programa

2.8 Principais metas/objetivos da abordagem

Improve knowledge-sharing and dialogue among relevant actors in addressing a multi-stakeholder natural resource management challenge

2.9 Condição que propiciam ou inibem a implementação de tecnologia/tecnologias aplicada(s) segundo a abordagem

3.1 Partes interessadas envolvidas na abordagem e seus papéis

3.2 Envolvimento do usuários de terra/comunidades locais nas diferentes fases da abordagem

	Envolvimento do usuários de terra/comunidades locais	Especifique quem estava envolvido e descreva as atividades
Iniciação/motivação	Apoio externo	Some groups had already initiated some actions but were not very progressive. A research team came from the the National Research Institute to stimulate the organization of the group on soil erosion control.
Planejamento	Participativo	Farmers participated in the elections to establish the steering committee of the IP. They also participated in the visioning and articulation of the soil erosion challenge and the means to address it. Farmers also participated in the selection of technological options for soil erosion control.
Implementação	Participativo	Local leaders (Local Councils) participated in the formation of lower level IP clusters in each sub catchment and mobilizing households to participate in joint activities on designated days. Farmers participated in the collective action to establish soil erosion control structures across the landscape.
Monitoramento/avaliação	Participativo	Farmers and local leaders were part of the monitoring and evaluation committee of the IP and participated in periodic activities to asses progress towards the set targets such as the extent and quality of contour bunds completed, the rate of soil erosion and the performance of the crops after the bunds are created.

3.3 Fluxograma (se disponível)

3.4 Decisão sobre a seleção de tecnologia/tecnologias de GST

Especifique quem decidiu sobre a seleção de tecnologia/tecnologias a serem implementadas:

• todos os atores relevantes, como parte de uma abordagem participativa

Explique:

Several meetings are held in which all actors deliberate the technological options available and a voting stage decides which of the options is to be selected for implementation. There are also situations when more than one option is considered if they do not contradict.

Especifique em que base foram tomadas as decisões:

• Avaliação de conhecimento bem documentado de GST (tomada de decisão baseada em evidências)
• Experiência pessoal e opiniões (não documentado)

4.1 Reforço das capacidades/formação

Foi oferecida formação aos usuários da terra/outras partes interessadas?

Sim

Especifique quem foi capacitado:

• Usuários de terra

Tipo de formação:

• Áreas de demonstração

Assuntos abordados:

Soil erosion control using contour bunds, types of bunds, size and spacing between them

4.2 Serviço de consultoria

Os usuários de terra têm acesso a um serviço de consultoria?

Sim

Especifique se foi oferecido serviço de consultoria:

• nas áreas dos usuários da terra
• Em centros permanentes

Descreva/comentários:

Where the demonstration lots are established, technical staff visit the site and provide support on-site. The zonal research center is also available for interested farmers to visit and learn more about the technological options suitable for the area.

4.3 Fortalecimento da instituição (desenvolvimento organizacional)

As instituições foram fortalecidas ou estabelecidas através da abordagem?

• Sim, moderadamente

Especifique a que nível (níveis) as instituições foram fortalecidas ou estabelecidas:

• Local
• Nacional

Descreva instituição, papéis e responsabilidades, membros, etc.

National Agricultural Advisory Services (NAADS) operates at district level through formation and training of farmers groups. Mainstream extension workers at the sub-counties provide training to farmers and farmers groups that are not part of the NAADS groups. The training was augmented by NARO and other NGOs.

Especifique o tipo de apoio:

• Reforço das capacidades/formação
• Equipamento

Dê mais detalhes:

The IP actors, including local government staff, farmer groups and extension staff were trained on various aspects of group dynamics in order to improve their management skills. The sub-county local government was provided with tools (pangas, mattocks and hoes) for use in establishing stone lines.

4.4 Monitoramento e avaliação

Monitoramento e avaliação são partes da abordagem?

Sim

Caso afirmativo, esta documentação é destinada a ser utilizada para monitoramento e avaliação?

Não

4.5 Pesquisa

A pesquisa foi parte da abordagem?

Sim

Especifique os tópicos:

• Sociologia
• Economia/Marketing
• Tecnologia

Dê mais detalhes e indique quem realizou a pesquisa:

One of the objectives of the research was to understand how the IP processes can be improved to achieve more positive development outcomes (e.g. knowledge, attitude change). The other objective was to find out how effective short-rotation shrubs would perform in stabilizing contour bunds for soil erosion control in hillsides. The economic study aimed at assessing the marginal income from establishing contour bunds for soil erosion control.

5.1 Orçamento anual para o componente de GST da abordagem

Caso o orçamento exato seja desconhecido, indique a faixa:

• 2.000-10.000

Comentários (p. ex. principais fontes de recursos/principais doadores):

Support from Global Environmental Facility (GEF), through NARO

5.2 Apoio financeiro/material concedido aos usuários da terra

Os usuários da terra receberam apoio financeiro/material para a implementação de tecnologia/tecnologias?

Sim

Caso afirmativo, especifique tipo(s) de apoio, condições e fornecedor(es):

Tools and implements for establishing contour bunds (hoes, pangas, mattocks)

5.3 Subsídios para entradas específicas (incluindo mão-de-obra)

• Nenhum

Se a mão-de-obra pelos usuários da terra foi uma entrada substancial, isso foi:

• Recompensado com outras formas de apoio material

Comentários:

Each household owning land in the micro catchment was allowed access to the tools whenever needed. The tools were stored in a joint place where all farmers in the micro-catchment would have access to.

5.4 Crédito

Foi concedido crédito segundo a abordagem para atividades de GST?

Não

5.5 Outros incentivos ou instrumentos

Foram utilizados outros incentivos ou instrumentos para promover a implementação das tecnologias de GST?

Não

6.1 Impactos da abordagem

6.2 Principal motivação dos usuários da terra para implementar a GST

6.3 Atividades de sustentabilidade de abordagem

Os usuários da terra podem manter o que foi implementado através da abordagem (sem apoio externo)?

• Sim

Caso afirmativo, descreva como:

After realizing the benefits, farmers can be encouraged to work together to maintain the soil erosion control structures. Local leaders can ensure that the by laws are enforced to ensure compliance by land owners.

6.4 Pontos fortes/vantagens da abordagem

Pontos fortes/vantagens/oportunidades na visão do usuário da terra
The approach ensures that every land user implements the soil erosion control structures since erosion affects everyone
Collective action is good because where some land users are unable to comply, either rules are enforced or they are supported to comply

Pontos fortes/vantagens/oportunidades na visão do compilador ou de outra pessoa capacitada
Direct and continuous interaction, communication and knowledge sharing among the IP actors
Quick and continuous feedback from end users (farmers) at all stages of research and extension
Timely integration of new knowledge into the innovation process using experiential learning, monitoring and evaluation and the continual feedback from stakeholders

6.5 Pontos fracos, desvantagens da tecnologia e formas de superá-los

Pontos fracos/desvantagens/riscos na visão do usuário da terra	Como eles podem ser superados?
Sometimes some farmers do not approve of the technology being promoted and choose not to participate in collective action	Allowing for multiple options for addressing the same challenge is important in encouraging collective action
Lack of transparency and committed leadership can discourage participation	Capacity building on effective leadership is important

Pontos fracos/vantagens/riscos na visão do compilador ou de outra pessoa capacitada	Como eles podem ser superados?
It requires continuous motivation of the various actors to maintain their interest the IP. Often times the benefits of NRM are long-lived while most actors look for shorter term benefits, making it difficult to maintain motivation.	The leadership should properly articulate the short term as well as the long term benefits of the approach
Conflict is a common occurrence in such multi-stakeholder platforms and only transparent and accountable leadership can overcome this	Implementing the effective communication strategy is important in ensuring transparency and reducing distrust ad conflict situations

7.1 Métodos/fontes de informação

7.2 Referências às publicações disponíveis

Título, autor, ano, ISBN:

Integrated Agricultural Research for Development ...from concept to practice, ISBN: 978-9988-1-1639-0

Disponível de onde? Custos?

http://ciat-library.ciat.cgiar.org/Articulos_Ciat/biblioteca/Integrated_agricultural_research_for_development_from_concept_to_practice.pdf

7.3 Links para informação relevante que está disponível online

Título/ descrição:

Guidelines for innovation platforms: Facilitation, monitoring and evaluation

URL:

http://citeseerx.ist.psu.edu/viewdoc/download?doi=10.1.1.856.4244&rep=rep1&type=pdf