1.2 参与方法评估和文件编制的资源人员和机构的联系方式

有助于对方法进行记录/评估的项目名称（如相关）

Integrated natural resources management in drought-prone and salt-affected agricultural production landscapes in Central Asia and Turkey ((CACILM-2))

有助于对方法进行记录/评估的机构名称（如相关）

Kazakh Research Institute for Livestock and Fodder Production (Kazakh Research Institute for Livestock and Fodder Production) - 哈萨克斯坦

1.3 关于使用通过WOCAT记录的数据的条件

（现场）数据是什么时候汇编的？:

02/02/2020

编制者和关键资源人员接受有关使用通过WOCAT记录数据的条件。:

是

1.4 SLM技术问卷的参考

2.1 该方法的简要说明

Raising awareness and strengthening the capability and skills of farmers, agriculture specialists and researchers in developing and adoption resource-saving, profitable and environmentally friendly cereal production through Conservation Agriculture practices.

2.2 该方法的详细说明

该方法的详细说明:

The main features of the approach:
•Empower farmers to become self-sufficient in managing their lands under Conservation Agriculture through education, awareness raising with a focus on transferring knowledge, skills and tools to improve crop production, increase food security, and incomes of rural communities.
•Promote the transition from traditional farming to modern systems based on minimal soil treatment, diversified crop production, stubble retention and direct seeding by building capacity.
•Facilitate positive change by leveraging the strengths and capabilities of different partners to transfer skills, knowledge and resources to farmers and communities interested in active CA adoption.
In Kazakhstan the most of crop management experiences and education in universities emphasized conventional tillage based production systems. Changing minds to accept crop management practices based on the principles of Conservation Agriculture is one of the biggest constraint of CA adoption. Farmers are ready to change their mind set if they are knowledgeable, well informed and see the benefits of CA-based crop management practices in their fields. The approach is based on awareness raising, training of farmers and farmer testing of CA technology in close collaboration with specialists from international and local institutions. An active dialogue with farmers, knowledge and technology dissemination are built on participation of qualified specialists/experts who are part of the management team of each farm and are able to efficiently test and adapt new technologies to the local conditions. CA is a complex approach and system, it implies changes in a number of technological components of the existing traditional systems of agriculture. It is necessary to change two basic paradigms: the paradigm of soil tillage and the paradigm of linear knowledge flow.
Many agricultural research and extension systems are based on a linear model of knowledge flow, with new knowledge being developed in research organizations, passed on to agricultural extension agents who in turn pass on the new knowledge and information to farmers. While this model may be applied to simple technology, it does not always effectively work with complex technologies, especially when research institutes do not have the capacity to develop functional packages of multiple technological components for all farmer situations. Innovative approaches on the basis of complex technologies are needed in adaptation, system development process and promotion. Innovative approach (platforms) are based on networks of multiple agents, including farmers-innovators and decision-makers, all utilizing their own knowledge, external information and policy support to help overcome problems and develop functional systems for local farming conditions and farmer circumstances.

The target farmers as well as farmers of the neighbouring farming community were trained on-the-job on key topics of CA such as diversified cropping systems, chemical fallow, minimum/no-tillage, direct seeding, and snow and residue management. Altogether four training workshops were carried out. In each session international and national experts trained about 30 farmers. Conservation Agriculture study tour to USA (Washington State, Idaho State) and Canada (Saskatchewan Province) was organized. Public awareness and also training on CA-technology also were generated through six field days and seminars bringing together farmers, stakeholders, policy-makers and researchers to observe and discuss key field demonstrations.

Large-scale adoption of Conservation Agriculture (zero/minimum soil tillage, leaving crop residues in the fields, direct seeding with narrow chisel and disk openers, permanent bed-planting and furrow irrigation, etc.) were initiated by the International Maize and Wheat Improvement Center (CIMMYT) and FAO in 2002. Thanks to the joint efforts of national scientists and farmers, international organizations (CIMMYT, FAO, ICARDA, World Bank, UNDP, USAID, etc.), support by the state and government bodies, the areas under no-till have been increasing from virtually none in 2002 to an estimated area of 3 000 000 ha in 2019.

2.3 该方法的照片

2.4 该方法的视频

2.5 采用该方法的国家/地区/地点

2.6 该方法的开始和终止日期

2.7 方法的类型

• 基于项目/方案

2.8 该方法的主要目的/目标

Improve knowledge, raising awareness, enhance capability of farmers, agriculture specialists and different partners in using CA-farming practices for a more sustainable and profitable crop production in rainfed lands of Kazakhstan

2.9 推动或妨碍实施本办法所适用的技术的条件

3.1 该方法涉及的利益相关者及其职责

3.2 当地土地使用者/当地社区参与该方法的不同阶段

	当地土地使用者/当地社区的参与	指定参与人员并描述活动
启动/动机	被动	Farmers involved in the project realization participated at the different seminars on CA technologies and innovations in land management organized by international institutions (FAO, CIMMYT)
计划	互动	Definition of the most appropriate (location, size) lands, needs in labour, equipment, technique support for the project trials.
实施	互动	Organization, manage and control field works.
监测/评估	互动	Active participation and assistance to the project consultants in monitoring and evaluation processes.

3.3 流程图（如可用）

3.4 有关SLM技术选择的决策

具体说明谁有权决定选择要实施的技术:

• 所有相关参与者，作为参与式方法的一部分

解释:

Innovative approach on the basis of complex technologies, like Conservation Agriculture, is needed in adaptation, system development process, comprehensive assessment and promotion. That is why and main reason of all relevant actors participate in decision making on the selection of the technology

明确做出决策的依据:

• 对充分记录的SLM知识进行评估（基于证据的决策）
• 研究结果
• 个人经验和意见（无记录）

4.1 能力建设/培训

是否为土地使用者/其他利益相关者提供培训？:

是

明确受训人员:

• 土地使用者
• 现场工作人员/顾问

培训形式:

• 农民对农民
• 示范区域
• 公开会议

涵盖的主题:

“Conservation Agriculture for rainfed crop production”, “Conservation Agriculture for irrigated crop production”

注释:

An important factor of wide-scale extension of CA is training and introduction of farmers and specialists with the new innovations and approaches, on-farm demonstration of technology components, expertise of foreign specialists, and wide public awareness activities. As a total, 12 different project events (workshops, training seminars, field days, study tours for farmers and specialists, consultations, lectures and methodological assistance provided by foreign specialists and scientists, etc.) were conducted. The implementation process of the project was regularly highlighted in newspapers, journals, radio and TV.

4.2 咨询服务

土地使用者有权使用咨询服务吗？:

是

指明是否提供了咨询服务:

• 在固定中心

说明/注释:

National Agriculture Research System (NARS) of Kazakhstan represented by the National Agrarian Research and Education Center (NAREC) of the Ministry of Agriculture has research institutes and extension centers in all main agriculture regions of the country where farmers and all needed persons have access to advisory service, including CA-based technologies.

4.3 机构强化（组织发展）

是否通过这种方法建立或加强了机构？:

• 是，适度

具体说明机构的强化或建立程度:

• 区域

说明机构、角色和职责、成员等。:

Agricultural Centers for extension and dissemination of knowledge are located in all main agriculture regions of Kazakhstan. Roles and responsibilities: advisory service, consultations.

具体说明支持类型:

• 能力建设/培训

提供进一步细节:

Agricultural Centers for extension and dissemination of knowledge conduct and carry out on regularly basis trainings, seminars, workshops, meetings for and with farmers, visit farm fields and trials to provide on-place consultations and monitoring.

4.4 监测和评估

监测和评估是该方法的一部分吗？:

是

注释:

Monitoring and evaluation were carried out by the project team, consist of National Coordinator, Project Leader, national and international consultants and advisors, heads of the project farms. Also together with agriculture workers implementing field works at farms the project team members participated in main field activities: seeding, weed control, harvesting.

若是，该文件是否用于监测和评估？:

是

注释:

By collaborating with national and international partners the project evaluated progress and perception of the aproach by farmers. The documentation of the project, activities realized, reports of the project implementation are to be used for monitoring and evaluation. Defining real "win-wins" in the specific context of the project area as well as whole country aimed at increased understanding to improve and replicate the CA approach and technology on a broader scale.

4.5 研究

研究是该方法的一部分吗?

是

明确话题:

• 经济/市场营销
• 技术

提供进一步的细节，并指出是谁做的研究:

Technology and economics research were carried out by two main national research institutes: 1) Kazakh Research and Production Center for Grain Farming, Shortandy settl., Akmola region (province); 2) Kazakh Research Institute for Farming and Crop Production, Almalybak settl., Almaty region (province).

5.1 该方法中SLM组成部分的年度预算

如果不知道准确的年度预算，请给出一个范围:

• 10,000-100,000

注释（例如主要的资助来源/主要捐助者）:

Main sources/donors of funding of the SLM component of the approach: FAO (80%), International Maize and Wheat Improvement Center – CIMMYT (20%). The FAO TCP/KAZ/2801 (T) “Conservation Agriculture for Sustainable Crop Production in Northern Kazakhstan” project duration: 2002-2004.

5.2 为土地使用者提供财政/物质支援

土地使用者是否获得实施该技术的财政/物质支持？:

否

5.3 对特定投入的补贴（包括劳动力）

注释:

not applicable

5.4 信用

是否根据SLM活动的方法给予信用值？:

否

5.5 其它激励或手段

是否有其他激励措施或工具用于促进SLM技术的实施？:

否

6.1 方法的影响

6.2 土地使用者实施SLM的主要动机

6.3 方法活动的可持续性

土地使用者能否维持通过该方法实施的措施（无外部支持的情况下）？:

• 不确定

若否或不确定，请具体说明并予以注释:

While CA provides many benefits for farmers and the environment, farmers can face constraints to adopt these practices. Wetlands or soils with poor drainage can make adoption challenging. When crop residues are limited, farmers tend to use them for fodder first, so there might not be enough residues for the soil cover. To initiate CA, appropriate seeders are necessary, and these may not be available or affordable to all farmers. Conservation agriculture is also knowledge intensive and not all farmers may have access to the knowledge and training required on how to practice conservation agriculture. Finally, conservation agriculture increases yields over time but farmers may not see yield benefits immediately. However, innovations, adapted research and new technologies are helping farmers to overcome these challenges and facilitate the adoption of conservation agriculture.

6.4 该方法的长处/优点

土地使用者眼中的长处/优势/机会
Because the approach is focused on awareness raising and the transfer of skills, knowledge and world experience it facilitates the mobilization of strengths and capabilities of farmers and different partners for effective adoption and promotion of CA.

编制者或其他关键资源人员认为的长处/优势/机会

The approach aims at sustainably intensifying farming systems and have a positive effect on the environment using natural processes. It helps farmers to adapt and increase profits in spite of climate risks. This approach by bringing awareness on advantages of CA to farmers, decision-makers, general public is a way of highest importance for Kazakhstan's “Area of Risk Farming”. Conservation agriculture can be considered climate-smart as it delivers on the objectives of climate-smart agriculture.

6.5 该方法的弱点/缺点以及克服它们的方法

土地使用者认为的弱点/缺点/风险	如何克服它们？
At farms level CA approach, especially on initial stages of its introduction and adoption, requires regular consultations and support by visiting foreign and international specialists on the issues and problems where national personnel is not enough experienced. Financial support of these visits and activities is necessary.	CA-based projects, especially those funded by international R&D agencies, can to some extent help with foreign experts visits and consultations. To accelerate introduction of CA it would be timely and effective if government allocates special funds for invited foreign and international experts through national programs on agriculture research and education.

编制者或其他关键资源人员认为的弱点/缺点/风险

如何克服它们？

Effective promotion of the CA-based approach in the country requires further measures to improve coordination between government, non-governmental and international organizations working in this area

As an innovative approach a CA platform must consist of and be based on interaction, cooperation, and a network of multiple agents: farmers, researchers, specialists in extension and marketing, manufacturers, policy-makers, state bodies, international R&D institutions. The establishment of a National or Regional “Network on Conservation Agriculture” coordinating all necessary activities and processes is considered important to effectively promote CA in the country and region.

7.1 方法/信息来源

7.2 参考可用出版物

标题、作者、年份、ISBN:

1.Karabaev M., Vasko I., Matyushkov M., Bektemirov A., Kenzhebekov A., Bakhman T., Friedrich T., Makus L., Morgunov A., Darinov A., Sagimbaev M., Suraev V., Perezdanov V., Rodionov A., Wall P. Zero-processing and direct sowing technologies for the cultivation of grain crops in Northern Kazakhstan. 2005. FAO-SIMMIT, 64 p. (in Russian)

标题、作者、年份、ISBN:

2.S. Shpigun, M. Karabayev. No-till and direct seeding technologies for cereals in North Kazakhstan. - Practical recommendations for farmers. Astana, Kazakhstan, 2007, 15 p.

标题、作者、年份、ISBN:

3.M. Karabayev, N. Yuschenko, A. Akramkhanov, and S. Shpigun. Forage crops production in dry areas with an allowance for ecological risks. - Methods of seeding and growing of perennial and annual grasses. Astana, Kazakhstan, 2007, 112 p.

标题、作者、年份、ISBN:

4.CIMMYT Wheat Improvement Program for Kazakhstan. Together in 21st Century. - 2008, CIMMYT, 56 p.

标题、作者、年份、ISBN:

5.Yushenko N., Iskakov Z., Karabayev M., Shpigun S., Yushenko D., Shaushekov T., Baitassov A. Perennial grasses cropping in abandoned lands of Central Kazakhstan based on Conservation Agriculture. – Drylands Management, World Bank-GEF-MOEP Kazakhstan, 2008, p.38-43

标题、作者、年份、ISBN:

6.No-Till with Soil Cover and Crop Rotation: A Basis for Policy Support to Conservation Agriculture for Sustainable Production Intensification. – Proceedings of the International Consultation Conference, 8-10 July, 2009, Astana-Shortandy, Kazakhstan. CIMMYT, FAO, Ministry of Agriculture, Kazakhstan, 2009, 350 p.

标题、作者、年份、ISBN:

7.Commonwealth Agricultural Bureaux International (CABI). 2011. Climate Change and Crop Production. Oxfordshire, UK: CABI, 292 p.

标题、作者、年份、ISBN:

8.FAO (Food and Agriculture Organization of the United Nations). 2011. Save and Grow: A Policymaker’s Guide to the Sustainable Intensification of Smallholder Crop Production. Rome, Italy: FAO.

标题、作者、年份、ISBN:

9.Ospanbayev Zh., Koishibayev M., Karabayev M., Zhapayev R., Bedoshvili D., Zhunusov K. 2010. Winter wheat direct seeding technology on rainfed lands. Recommendations for farmers, Almaty, Kazakhstan, 13 p.

标题、作者、年份、ISBN:

10.Karabayev M., Ushenko N., Baitassov A., Ushenko D., Ishmukhanbetov S. 2011. Conservation agriculture for hayfields and pastures under agricultural landscapes of Central Kazakhstan // INAT-AGRO, GEF, UNDP, CIMMYT. Astana, Kazakhstan, 39 p.

标题、作者、年份、ISBN:

11.Ushenko N., Ushenko D., Baitassov A. 2011. Adaptation of no till and direct seeding of cereals in agricultural landscapes of Central Kazakhstan // CIMMYT, ACP, Astana, Kazakhstan, 22 p.

标题、作者、年份、ISBN:

12.Advancement and impact of conservation agriculture/no-till technology adoption in Kazakhstan. FAO Investment Centre, Information Note, December 6, 2012

标题、作者、年份、ISBN:

13.Karabayev M., P.Wall., K.Sayre, R.Zhapayev, A.Morgounov, V.Dvurechenski, N.Yushenko, T.Friedrich, T.Fillecia, A.Jumabayeva, M.Guadagni. Adoption of Conservation Agriculture in Kazakhstan // Soil-Water Journal. 2013, Vol. 2, #r 2, p. 2003-2006.

标题、作者、年份、ISBN:

14.Zhapayev R., K.Iskandarova, M.Karabayev, K.Toderich. Ecological testing of the sorghum genotypes in South-East Kazakhstan // Agroecological bases of improvement the productivity and sustainability of Agriculture in the XXI century. 2013, Kazakhstan, p. 124-127.

标题、作者、年份、ISBN:

15.Karabayev M., V.Dvurechenski, P.Wall, K.Sayre, T.Friedrich, N.Yushenko, Zh.Ospanbayev, R.Zhapayev, A.Morgounov, A.Darinov, A.Nazarenko, E.Gossen, T.Fillecia, M.Guadagni. Conservation Agriculture in Kazakhstan // CIMMYT-Kazakhstan, 2013, 32 p.

标题、作者、年份、ISBN:

16.Karabayev M., A.Morgounov, P.Wall, K.Sayre, Y.Zelenskiy, R.Zhapayev, V.Dvurechenskii, A.Akhmetova, T.Friedrich, T.Fileccia, M.Guadagni. Conservation Agriculture and breeding for sustainable wheat production in Kazakhstan // Journal of Bahri Dagdas Crop Research, 2014, (1-2), 50-53 p.

标题、作者、年份、ISBN:

17.Nurbekov A., A.Akramkhanov, J.Lamers, A.Kassam, T.Friedrich, R.Gupta, H.Muminjanov, M.Karabayev, D.Sydyk, J.Turok, M.Bekenov. Conservation Agriculture in Central Asia (chapter) // Conservation Agriculture. Global prospects and challenges. CABI (CAB Int.), 2014, UK-USA, p.223-248

标题、作者、年份、ISBN:

18.Karabayev M., A.Morgounov, H.-J.Braun, P.Wall, K.Sayre, Yu.Zelenskiy, R.Zhapayev, A.Akhmetova, V.Dvurechenskii, K.Iskandarova, T.Friedrich, T.Fileccia, M.Guadagni. Effective approaches to wheat improvement in Kazakhstan: Breeding and Conservation Agriculture // Journal of Agricultural Science and Technology, USA, 2014, v.4, #10, p.761-765.

标题、作者、年份、ISBN:

19.Goddard T., Basch G., Derpsh R., Hongwen L., Jin H., Karabayev M., Moriya K., Peiretti R., Smith H. Institutional and policy support for CA uptake // Advances in Conservation Agriculture, Volume 1: Systems and Science, Burleigh Dodds Science Publishing, Cambridge, UK, 2020, (ISBN: 978 1 78676 264 1; 52 p.

可以从哪里获得?成本如何?

www.bdspublishing.com

7.3 链接到网络上可用的相关信息

标题/说明:

1.No-Till: A Climate Smart Agriculture Solution for Kazakhstan

URL:

http://www.worldbank.org/en/results/2013/08/08/no-till-climate-smart-agriculture-solution-for-kazakhstan