1.2 Detalhes do contato das pessoas capacitadas e instituições envolvidas na avaliação e documentação da abordagem

Nome da(s) instituição(ões) que facilitou(ram) a documentação/avaliação da Abordagem (se relevante)

National Soil Services Centre (National Soil Services Centre) - Butão

Nome da(s) instituição(ões) que facilitou(ram) a documentação/avaliação da Abordagem (se relevante)

MoA (MoA) - Butão

1.3 Condições em relação ao uso da informação documentada através de WOCAT

Quando os dados foram compilados (no campo)?

14/03/2011

O compilador e a(s) pessoa(s) capacitada(s) aceitam as condições relativas ao uso de dados documentados através do WOCAT:

Sim

2.1 Descrição curta da abordagem

A methodology to identify in a participatory manner at village level land-based problems, its causal factors and mitigation measures to reduce land degradation and enhance rural livelihoods

2.2 Descrição detalhada da abordagem

Descrição detalhada da abordagem:

Aims / objectives: Participatory SLM Action Planning (SLM AP) is a methodology that aims at prioritiz-ing possible SLM interventions to mitigate the most critical land degradation issues. Priorities are based on the identification of land-based livelihoods and livelihood resources, the key area-based problems and their causes. SLM AP is carried out in the SLMP geogs (block) at chiog (village) level, including all community households. It involves elements of PRA/PLA such as problem census, cropping calendars, history lines, natural resource mapping and builds on the in-depth knowledge and understanding of farming households of their land, their problems and opportunities. The process is highly visual to include the illiterate and very interactive by giving the communities the lead in prioritizing their problems and deciding on SLM interventions.

Methods: The SLM AP is an iterative process, starting with building and training SLM planning teams (GSPTs) at geog level, comprising of extension staff and locally recruited geog SLM planners (GSPs) and geog administration staff. The GSPTs start awareness and mobilization activities in the first year at geog council level. This is followed by a 3 day SLM AP in each and every chiog of the geog to compile a chiog SLM action plan. The village SLM APs are combined into a geog SLM AP and discussed, amended and endorsed in a public meeting by the geog council. The necessary budget is allocated by SLMP project and implementation of the planned activities takes place at chiog level.

Stages of implementation: Implementation is preceded by intensive training and capacity building of the communities in SLM activities. In the second year a new SLM AP round is made, lasting only one day, with review of the previous SLM AP at chiog level. Potential new activities are identified, based on field experiences, to complete the new SLM AP for year 2. In the final year 3, a last SLM AP round is made in all chiogs to compile chiog and ultimately a geog SLM AP.

Role of stakeholders: SLM AP is an inclusive process and gender sensitive, with focus on vulnerable households. The approach includes participatory Natural Resource mapping at chiog level and participatory Monitoring & Evaluation to track implementation progress and impact and to get feedback of the communities.

Other important information: Environmental and social screening procedures are applied to exclude any negative impact on the land or on social groups. SLM AP was piloted in 3 geogs in 3 Dzongkhags since 2006 and has been rolled out to more than 130 chiogs in 9 geogs.

2.3 Fotos da abordagem

2.5 País/região/locais onde a abordagem foi aplicada

2.6 Datas de início e término da abordagem

2.7 Tipo de abordagem

• Baseado em projeto/programa

2.8 Principais metas/objetivos da abordagem

The Approach focused mainly on SLM with other activities (livelihoods, cash income, food security, capacity building, awareness raising)

- To build community capacity to assess land degradation and identify and prioritize mitigation measures
- Enhancement of rural livelihoods

The SLM Approach addressed the following problems: - Lack of awareness of land degradation processes, combined with limited technical knowledge to tackle its causes.
- Planning procedures are top-down and do not incorporate land-based issues adequately and fail to build local ownership and sustainability.

2.9 Condição que propiciam ou inibem a implementação de tecnologia/tecnologias aplicada(s) segundo a abordagem

3.1 Partes interessadas envolvidas na abordagem e seus papéis

3.2 Envolvimento do usuários de terra/comunidades locais nas diferentes fases da abordagem

	Envolvimento do usuários de terra/comunidades locais	Especifique quem estava envolvido e descreva as atividades
Iniciação/motivação	Participativo	National level stakeholders in consultation with district and municipality staff developed the methodology through an iterative consultation process
Planejamento	Participativo	Decentralised training and planning of SLM interventions at chiog level (130+ chiogs) in 9 geogs in 3 Dzongkhags
Implementação	Participativo	Range of SLM and livelihood activities at chiog level (130+ villages) during 6 year project period
Monitoramento/avaliação	Participativo	Regular participatory M&E at chiog and geog level
Research	Passivo	Few focused SLM related research topics commissioned to governmental research institutions

3.3 Fluxograma (se disponível)

3.4 Decisão sobre a seleção de tecnologia/tecnologias de GST

Especifique quem decidiu sobre a seleção de tecnologia/tecnologias a serem implementadas:

• Principalmente usuários da terra, apoiados por especialistas em GST

Explique:

Decisions on the method of implementing the SLM Technology were made by mainly by SLM specialists with consultation of land users. The SLM planning was done in a very participatory manner with the land users as they best know the problems in their land i.e. where, how, when, etc. Planning done using participatory planning tools and field visits. Based on the problems at the site (site specific problems) then SLM Specialists make problem specific recommendations of SLM technologies. The main Monitoring and Evaluation was done after every six months when comprehensive information was collected with structured questionnaires along with site visits and meeting with the communities. M&E was also done as frequently as possible even while visiting the site for other purposes during the year without compulsory group meetings.

4.1 Reforço das capacidades/formação

Foi oferecida formação aos usuários da terra/outras partes interessadas?

Sim

Especifique quem foi capacitado:

• Usuários de terra
• Equipe de campo/consultores

• Project management staff

Tipo de formação:

• Em exercício
• Agricultor para agricultor
• Áreas de demonstração
• Reuniões públicas
• Cursos

Assuntos abordados:

Extensive training programmes for project management staff and field coordinators and the decentralised extension staff (forestry, livestock and agriculture) at geog level together with the geog administration staff and finally to all chiog communities (130+). Initial training was on SLM action planning and Natural Resource mapping; later on a range of technical intervention such as hedgerow establishment, check dam construction, bioengineering, afforestation, community forestry, fodder development, bamboo plantation, bench terracing etc.

4.2 Serviço de consultoria

Os usuários de terra têm acesso a um serviço de consultoria?

Sim

Especifique se foi oferecido serviço de consultoria:

• nas áreas dos usuários da terra

Descreva/comentários:

Name of method used for advisory service: SLM planning knowledge transfer; Key elements: participatory planning, capacity and skills building of RNR extension staff; Whole range of extension advisory services by all extension teams related to SLM, cash generation and group formation

Advisory service is quite adequate to ensure the continuation of land conservation activities; Capacity built, awareness raised, institutions supported. Adequate human and institutional capacities and awareness have been created during the GEF/World Bank SLM Project period and the effort is still being continued. The actual implementation of the SLM technologies in the field is constrained by inadequate fund support and small land holdings.

4.3 Fortalecimento da instituição (desenvolvimento organizacional)

As instituições foram fortalecidas ou estabelecidas através da abordagem?

• Sim, pouco

Especifique a que nível (níveis) as instituições foram fortalecidas ou estabelecidas:

• Local

Especifique o tipo de apoio:

• Reforço das capacidades/formação
• Equipamento

• curriculum development support, seeds, seedlings

Dê mais detalhes:

Moderate support to monk body, schools, Non-Formal Education and geog administrations

4.4 Monitoramento e avaliação

Monitoramento e avaliação são partes da abordagem?

Sim

Comentários:

bio-physical aspects were regular monitored by project staff through observations; indicators: Regular measurements and observations of acreage of improved vulnerable land through SLM interventions; annual soil erosion plot measurements

bio-physical aspects were regular monitored by project staff through measurements; indicators: Regular measurements and observations of acreage of improved vulnerable land through SLM interventions; annual soil erosion plot measurements

technical aspects were regular monitored by project staff through observations; indicators: Regular measurements and observations of acreage and properties of specific areas of improved vulnerable land

technical aspects were regular monitored by project staff through measurements; indicators: Regular measurements and observations of acreage and properties of specific areas of improved vulnerable land

socio-cultural aspects were regular monitored by project staff, land users through observations; indicators: Regular observations through participatory M&E meetings

economic / production aspects were regular monitored by project staff through observations; indicators: Regular observations and measurements by field extension staff (crop cut, animal production, volume of bamboo marketed; CBA study to establish economic viability

economic / production aspects were regular monitored by project staff through measurements; indicators: Regular observations and measurements by field extension staff (crop cut, animal production, volume of bamboo marketed; CBA study to establish economic viability

area treated aspects were regular monitored by project staff, land users through measurements; indicators: Regular measurements of area treated: range of project indicators for vulnerable land improved

no. of land users involved aspects were ad hoc monitored by project staff, government through measurements; indicators: Regular measurements of households and farmers (male/female) participating

management of Approach aspects were regular monitored by None through observations; indicators: WB, MTAC, Regular reviews with key stakeholders (Annual Review Workshops)

There were several changes in the Approach as a result of monitoring and evaluation: Two-tier approach: combination of inclusion of all household combined with limited areal focus; vulnerable households focus; financial disbursement system; ch more cash-generating activities; more group/community focus; labour-saving machinery

There were few changes in the Technology as a result of monitoring and evaluation: change of type and variety of seeds and seedlings

4.5 Pesquisa

A pesquisa foi parte da abordagem?

Sim

Especifique os tópicos:

• Sociologia
• Economia/Marketing
• Ecologia

Dê mais detalhes e indique quem realizou a pesquisa:

Little involvement, apart from some focused research on group formation at chiog level and studies on CBA, SLM-poverty linkage, rangeland management, rural-urban transition etc.

Research was carried out both on station and on-farm

5.1 Orçamento anual para o componente de GST da abordagem

Caso o orçamento exato seja desconhecido, indique a faixa:

• > 1.000.000

Comentários (p. ex. principais fontes de recursos/principais doadores):

Approach costs were met by the following donors: international (GEF-World Bank): 70.0%; government (RGoB): 20.0%; local community / land user(s): 10.0%

5.2 Apoio financeiro/material concedido aos usuários da terra

Os usuários da terra receberam apoio financeiro/material para a implementação de tecnologia/tecnologias?

Sim

Caso afirmativo, especifique tipo(s) de apoio, condições e fornecedor(es):

Incentives for specific SLM interventions per area and through short-term input support (seeds and seedlings)

5.3 Subsídios para entradas específicas (incluindo mão-de-obra)

• Equipamento

• Agrícola

• Construção

• Infraestrutura

Comentários:

Mostly voluntary and some paid in cash (for labour-intensive SLM interventions) and limited other material support such as tools and seeds and seedlings

Not financed: roads, fertilizers, schools

5.4 Crédito

Foi concedido crédito segundo a abordagem para atividades de GST?

Não

6.1 Impactos da abordagem

6.2 Principal motivação dos usuários da terra para implementar a GST

6.3 Atividades de sustentabilidade de abordagem

Os usuários da terra podem manter o que foi implementado através da abordagem (sem apoio externo)?

• Incerto

Caso negativo ou incerto, especifique e comente:

Rural communities will need continued support by government staff through advice, finance and other support.

6.4 Pontos fortes/vantagens da abordagem

Pontos fortes/vantagens/oportunidades na visão do compilador ou de outra pessoa capacitada

Decentralised, village level bottom-up planning and implementation ensures capacity building, ownership and empowerment of rural land users Participatory character gives a voice to farmers with in-depth knowledge of land-based issues and its causes and history Inclusiveness of approach, reaching to all households Helps to build community sense (How to sustain/ enhance this strength: Continued annual AP Continued annual AP; add with NR mapping and ITK studies and participatory M&E Continued annual AP; targeted focus on most vulnerable households Additional group formation and community group support )

6.5 Pontos fracos, desvantagens da tecnologia e formas de superá-los

Pontos fracos/vantagens/riscos na visão do compilador ou de outra pessoa capacitada	Como eles podem ser superados?
Time-consuming and resource demanding Requires large workload of both extension staff and farmers Costly as the approach also covers actual implementation of all of planned SLM activities and reaches more than 130 villages for 3 year period	Combine and align with Five Year Plan planning procedures; mainstreaming into governmental decentralised planning procedures Mainstreaming into regular planning and budgeting Spread over calendar year; labour-intensive SLM activities in lean winter season.

7.1 Métodos/fontes de informação

7.2 Referências às publicações disponíveis

Título, autor, ano, ISBN:

Working the Land - Documenting the Key Lessons of Sustainable Land Management on Steep to Very Steep Slopes in Bhutan 2011

Disponível de onde? Custos?

NSSC, DoA, MoAF, RGoB

Título, autor, ano, ISBN:

Indigenous Technical Knowledge (ITK) on Soil & Soil Fertility Management 2011

Disponível de onde? Custos?

NSSC, DoA, MoAF, RGoB

Título, autor, ano, ISBN:

Participatory Approaches in Sustainable Land Management – Planning, Implementation & Monitoring as Continuous Learning Processes 2011

Disponível de onde? Custos?

NSSC, DoA, MoAF, RGoB

Título, autor, ano, ISBN:

National Action Plan to Combat Land Degradation 2010, 2014

Disponível de onde? Custos?

NSSC, DoA, MoAF, RGoB

Título, autor, ano, ISBN:

BHUCAT, Best Practices and Guidelines from Bhutan for SLM on Steep to very Steep Slope

Disponível de onde? Custos?

NSSC, DoA, MoAF, RGoB

Título, autor, ano, ISBN:

Documentary of the achievements made in SLM through SLM Project

Disponível de onde? Custos?

NSSC, DoA, MoAF, RGoB

Título, autor, ano, ISBN:

Bhutan Land Cover Assessment 2010-Technical Report, NSSC, 2011

Disponível de onde? Custos?

NSSC, DoA, MoAF, RGoB

Título, autor, ano, ISBN:

Soil Erosion – Measurement and analysis of soil erosion plot data, NSSC, 2010, 2011

Disponível de onde? Custos?

NSSC, DoA, MoAF, RGoB

Título, autor, ano, ISBN:

Integrated Biodiversity Survey of the Lower Wangchhu Watershed, Bhutan 2010

Disponível de onde? Custos?

NSSC, DoA, MoAF, RGoB

Título, autor, ano, ISBN:

Rangeland Management in Bhutan 2009

Disponível de onde? Custos?

NSSC, DoA, MoAF, RGoB, A consultancy report

Título, autor, ano, ISBN:

Study on Poverty Sustainable Land Management Linkages in Bhutan-A consultancy Report-2009 2009

Disponível de onde? Custos?

NSSC, DoA, MoAF, RGoB, A consultancy report

Título, autor, ano, ISBN:

Sustainable Land Management Participatory Action Planning Manual & Tool Kit 2009

Disponível de onde? Custos?

NSSC, DoA, MoAF, RGoB, A consultancy report

Título, autor, ano, ISBN:

Sustainable Land Management Interventions: Cost Benefit Analysis Report 2009

Disponível de onde? Custos?

NSSC, DoA, MoAF, RGoB, A consultancy report

Título, autor, ano, ISBN:

Rural Livelihoods and Peri-Urban Analysis 2008

Disponível de onde? Custos?

NSSC, DoA, MoAF, RGoB, A consultancy report

Título, autor, ano, ISBN:

Review of Mainstreaming of sustainable Land Management in Government Policies and Plans in Bhutan 2008

Disponível de onde? Custos?

NSSC, DoA, MoAF, RGoB, A consultancy report