1.2 参与方法评估和文件编制的资源人员和机构的联系方式

有助于对方法进行记录/评估的项目名称（如相关）

Book project: where the land is greener - Case Studies and Analysis of Soil and Water Conservation Initiatives Worldwide (where the land is greener)

1.3 关于使用通过WOCAT记录的数据的条件

编制者和关键资源人员接受有关使用通过WOCAT记录数据的条件。:

是

1.4 SLM技术问卷的参考

2.1 该方法的简要说明

Participatory extension of agroforestry systems, especially of shadegrown coffee, to promote sustainable and productive use of natural resources among small and medium scale farmers.

2.2 该方法的详细说明

该方法的详细说明:

Aims / objectives: The Programme for Agroforestry Development (PRODAF) pioneered a new type of agroforestry extension in Costa Rica between 1987 and 1994. PRODAF was positioned under two national ministries (the Ministry of Agriculture and Livestock - MAG and the Ministry of Natural Resources, Energy and Mines - MINAE) and was supported by GTZ (German Technical Cooperation). Agroforestry extension underpinned the following sectors: environmental education, promotion of training and technical assistance in agriculture and forestry, development of programmes for afforestation and agroforestry systems, and promotion/support of farmers' organisations. The approach was based on land users' participation at all stages. The main purpose of the agroforestry extension approach was the development and promotion of sustainable production systems, which were adapted to the local biophysical and socio-economic conditions. This was to enable environmentally friendly production on steep slopes, while at the same time generating sufficient income for small and medium scale farmers in marginal areas of the Acosta-Puriscal region. In this case study, shade-grown coffee was identified to be a system that fulfilled these conditions. Another important objective was the involvement of all family members - including the younger generation.

Role of stakeholders: In the first years PRODAF operated with a top-down development approach implementing technologies, designed by specialists, without consultation of land users. Local needs and experiences were not considered: as a result both adoption of shade-grown coffee was low, and maintenance was poor, despite initial incentives. The change to a participatory, bottom-up approach, with land users being represented in the steering committee (which during this period was absolutely innovative) increased acceptance among the majority of farmers towards shade-grown coffee. Participation of land users during planning and implementation was rewarded with provision of tools, seeds, fertilizer and biocides (fully financed or subsidised). The technology was evaluated on the test plots within existing coffee plantations together with the land users. PRODAF's legacy has been an institutional change in Government policy towards extension.

2.3 该方法的照片

2.5 采用该方法的国家/地区/地点

2.6 该方法的开始和终止日期

2.7 方法的类型

• 基于项目/方案

2.8 该方法的主要目的/目标

Promotion of appropriate management of natural resources and adoption of the shade-grown coffee agroforestry system - café arbolado - among small and medium scale farmers.

The SLM Approach addressed the following problems: - various different approaches of forest and agricultural technicians regarding choice and implementation of the technology, - which needed harmonising, - lack of incentives for farmers to adopt technology, - lack of participatory technology development

2.9 推动或妨碍实施本办法所适用的技术的条件

3.1 该方法涉及的利益相关者及其职责

3.2 当地土地使用者/当地社区参与该方法的不同阶段

	当地土地使用者/当地社区的参与	指定参与人员并描述活动
启动/动机	互动	rapid/participatory rural appraisal; good participation basically through participative rural appraisal
计划	互动	workshops/seminars; incentives are provided for participating land users
实施	互动	responsibility for major steps; incentives are provided for participating land users
监测/评估	互动	workshop/seminars, interviews/questionnaires;
Research	互动	on-farm

3.3 流程图（如可用）

3.4 有关SLM技术选择的决策

具体说明谁有权决定选择要实施的技术:

• 主要是SLM专家，咨询土地使用者之后

解释:

Decisions on the method of implementing the SLM Technology were made by mainly by SLM specialists with consultation of land users

4.1 能力建设/培训

是否为土地使用者/其他利益相关者提供培训？:

是

培训形式:

• 农民对农民
• 示范区域
• 公开会议

培训形式:

• trips to projects in, field days, workshops

涵盖的主题:

The following subjects were treated: coffee agroforestry system, fruit trees and soil conservation, silvo-pastoralism, soil conservation in general. Beside knowledge transfer, awareness raising and motivation were important aims of training.

4.2 咨询服务

土地使用者有权使用咨询服务吗？:

是

指明是否提供了咨询服务:

• 在土地使用者的土地上

说明/注释:

Name of method used for advisory service: Extension carried out through extension workers was the key element of the overall approach; Key elements: the adequacy of extension for continuation was very good, Different methods were used: on-farm technical assistance; farmer-tofarmer knowledge exchange; demonstration areas and workshops.

4.3 机构强化（组织发展）

是否通过这种方法建立或加强了机构？:

• 是，少许

具体说明支持类型:

• 财务
• 能力建设/培训
• 设备

4.4 监测和评估

监测和评估是该方法的一部分吗？:

是

注释:

Bio-physical aspects were ad hoc monitored by 0 through measurements; indicators: yields
Socio-cultural aspects were regular monitored by 0 through observations; indicators: family size
Economic / production aspects were regular monitored by 0 through measurements; indicators: yields and production market
No. of land users involved aspects were regular monitored by 0 through measurements; indicators: land users involved in organisation
There were many changes in the Approach as a result of monitoring and evaluation: The approach changed completely after evaluation of the first phase, from an initial top down methodology with low technology adoption by land users, to a more participative approach heeding land users' opinions and needs, and improving communication between technicians and land users. This was helped by the development of educational materials.

4.5 研究

研究是该方法的一部分吗?

是

明确话题:

• 生态学
• 技术

提供进一步的细节，并指出是谁做的研究:

Results were rather meagre, and the effect on the approach was thus moderate. Previous to PRODAF there was a research project conducted by CATIE (Tropical Agricultural Research and Higher Education Centre) in the approach area, but results were not broadly disseminated.

Research was carried out on-farm

5.1 该方法中SLM组成部分的年度预算

注释（例如主要的资助来源/主要捐助者）:

Approach costs were met by the following donors: government (national - MAG, MINAE): 50.0%; international non-government (GTZ): 50.0%

5.2 为土地使用者提供财政/物质支援

土地使用者是否获得实施该技术的财政/物质支持？:

是

5.3 对特定投入的补贴（包括劳动力）

• 设备

• 农业

如果土地使用者的劳动力是一项重要的投入，那么是不是:

• 自愿

5.4 信用

是否根据SLM活动的方法给予信用值？:

是

对条件（利率、回报等）进行具体说明:

Repayment conditions: Credit was provided through ‘productive re-conversion programme’ to support small-scale organic production and soil conservation. After PRODAF a larger (national) credit programme to promote agroforestry systems was launched, under MAG and National Production Council. Fideicomiso is another national financing programme based on a contract between a bank and development institutions. .

Interest was lower than market rate.

6.1 方法的影响

6.3 方法活动的可持续性

土地使用者能否维持通过该方法实施的措施（无外部支持的情况下）？:

• 不确定

若否或不确定，请具体说明并予以注释:

While the approach has been institutionalised and a national credit programme set up promoting shade-grown coffee and silvo-pastoral systems, continuation of field production activities is uncertain. Farmers’ motivation to apply technologies was raised with the Environmental Education Programme, but if market prices for coffee decrease /show variability, farmers lose the motivation to maintain i

6.4 该方法的长处/优点

编制者或其他关键资源人员认为的长处/优势/机会
Institutionalisation of the basic participatory extension approach within the Ministry of Agriculture and Livestock.
Initial top-down approach replaced by participation with land users (How to sustain/ enhance this strength: Continue to spread information about the effectiveness of this change in attitude, and the need for responsiveness in projects and programmes.)
Training of land users (knowledge of soil degradation processes and soil and water conservation) (How to sustain/ enhance this strength: Collaboration with farmers organisations, NGOs and agricultural extension services. Better dissemination of research results.)
Environmental education in schools (How to sustain/ enhance this strength: Continue support through the Ministry of Education.)

6.5 该方法的弱点/缺点以及克服它们的方法

编制者或其他关键资源人员认为的弱点/缺点/风险	如何克服它们？
No economic security guaranteed in the long term because of price fluctuations	Provide a system of incentives, eg lower taxes for those who apply SWC technologies.

7.1 方法/信息来源

7.2 参考可用出版物

标题、作者、年份、ISBN:

PRODAF (1992) Informe de evaluación de las parcelas agroforestales establecidas por PRODAF, Periodo 88-91, Puriscal,Quiros O (2000) Nachhaltigkeit von landwirtschaftlichen Produktionsverfahren in bäuerlichen Familienbetrieben in Costa Rica.

可以从哪里获得?成本如何?

Vauk-Kiel KG: series of: Sozialökonimische Schriften zur Ruralen Entwicklung, Vol. 20