1.2 参与方法评估和文件编制的资源人员和机构的联系方式

有助于对方法进行记录/评估的项目名称（如相关）

Scaling-up SLM practices by smallholder farmers (IFAD)

有助于对方法进行记录/评估的机构名称（如相关）

Makerere University (Makerere University) - 乌干达

1.3 关于使用通过WOCAT记录的数据的条件

（现场）数据是什么时候汇编的？:

14/11/2017

编制者和关键资源人员接受有关使用通过WOCAT记录数据的条件。:

是

2.1 该方法的简要说明

In Participatory Monitoring and Evaluation of demonstrations, all the players or stakeholders involved in the implementation of the demonstration come together to carry out a joint monitoring and evaluation of the performance of the technology being implemented.

2.2 该方法的详细说明

该方法的详细说明:

Demonstration plots established to train farmers are common channels through which recommended farming practice(s) are demonstrated to local farmers. During this process, all the relevant stakeholders in the agricultural sector, for example farmers, local leaders and government extension officers, partner organisations, and the lead implementing agency plan together on how best to implement the demonstration with emphasis on the host community, their roles and responsibilities so as to ensure successful implementation of the demonstration.
Stakeholders involved include:
•Group and community members (women, youth and men)
•Local leaders and authorities
•Civil servants
•Partner Non-Governmental Organisations (NGOs)
•Lead implementing agencies (International Institute of Tropical Agriculture, IITA and International Center for Tropical Agriculture, CIAT)

For the subsequent monitoring and evaluation (M&E) process, the participating stakeholders are invited for a field day on the site of the demonstration. Such M&E process is performed twice or three times during implementation of the demonstration activities depending on necessity, availability of time and resources. The M&E tool is designed by the M&E officer in the organization (IITA/CIAT) supported by the Field Officer/Research Assistant who is responsible for carrying out the field activities. The emphasis of the M&E process is on the goals and objectives, sustainability and adaptive nature, socio-economic and political environment, gender and policy considerations and impacts of the project being implemented. Group members help identifying the stakeholders in their community who can be resourceful in evaluating the demonstrations.

The Participatory Monitoring and Evaluation (PM&E) of the demonstration process, activities and performance is then carried out. It aims to:
•Assess the technology/practice(s) in question in terms of crop vigour and yield
•Understand the resilience of the practice to local prevailing climatic and weather conditions
•Assess whether equal opportunity was given for all community members to participate
•Assess the level of cooperation among group members during meetings
•Understand the gender perspectives with regard to gender equality, woman and youth involvement
•Test for the benefits, performance, pros and cons, and the opportunity cost involved in adopting a demonstrated technology

The PM&E questionnaire is based on IITA/CIAT PM&E tool and is composed of the following chapters:

1.Socio-demographic characteristics: district, sub-county, village, name, telephone contact, age, sex, educational level, employment and group-membership of the participant.
2.Farming characteristics: years of farming experience, total amount of land owned and allocated for farming or particular technology of interest, type of seed (local or improved) and the variety of the crop in question, source of seed and whether or not the participant participated in implementing the demonstration.
3.Implementation performance: Demo-plot location, distance, farmer trainings, demo-management, partnerships in the implementation, participation, cooperation, importance, relevance, monitoring of the demo, involvement in terms of community, gender, youth and the vulnerable groups and attendance.
4.Crop performance: Germination percentage, crop vigour, plant height, number of pods/cobs, pod/cob filling, maturity duration, yield, soil quality, pest occurrence, disease and drought resistance/tolerance.
5.Agro-ecological benefits: This can be ranked in terms of importance of the practice for soil fertility and bio-diversity, adaptation to weather variability and climate change.
6.Socio-economic benefits: This is ranked based on importance for household food and nutrition security, source of income, labour demands and cost of implementation.
7.Participants are then required to rank the technologies monitored.

The scale of ranking ranges from 1 to 5, where 1=Very Unhappy, 2=Unhappy, 3=neither Happy nor Unhappy, 4=Happy, 5=Very Happy. For certain questions, emoji illustrations are also used for the monitoring process.

2.3 该方法的照片

2.5 采用该方法的国家/地区/地点

2.6 该方法的开始和终止日期

2.7 方法的类型

• 基于项目/方案

2.8 该方法的主要目的/目标

All stakeholders appreciate their involvement and hence adopt the technology for purposes of learning and knowledge sharing

2.9 推动或妨碍实施本办法所适用的技术的条件

3.1 该方法涉及的利益相关者及其职责

3.2 当地土地使用者/当地社区参与该方法的不同阶段

	当地土地使用者/当地社区的参与	指定参与人员并描述活动
启动/动机	互动	Farmers and local leaders
计划	外部支持	Support from IITA
实施	互动	Farmers, Local leaders, Partner NGOs, IITA
监测/评估	互动	Farmers, Local leaders, Partner NGOs, Policy makers
Publication of output	被动	IITA as the organisation implementing the project

3.3 流程图（如可用）

3.4 有关SLM技术选择的决策

具体说明谁有权决定选择要实施的技术:

• 所有相关参与者，作为参与式方法的一部分

明确做出决策的依据:

• 对充分记录的SLM知识进行评估（基于证据的决策）

4.1 能力建设/培训

是否为土地使用者/其他利益相关者提供培训？:

是

明确受训人员:

• 土地使用者
• 现场工作人员/顾问

培训形式:

• 示范区域

4.2 咨询服务

土地使用者有权使用咨询服务吗？:

是

• Demonstration sites identified by farmers

4.3 机构强化（组织发展）

是否通过这种方法建立或加强了机构？:

• 是，适度

具体说明机构的强化或建立程度:

• 本地
• 区域
• 国家

具体说明支持类型:

• 能力建设/培训

4.4 监测和评估

监测和评估是该方法的一部分吗？:

是

注释:

It is the exact approach

若是，该文件是否用于监测和评估？:

是

4.5 研究

研究是该方法的一部分吗?

是

明确话题:

• 生态学

提供进一步的细节，并指出是谁做的研究:

IITA-Climate Smart Agriculture Research. Research focused on increasing food security and farming systems' resilience in East Africa

5.1 该方法中SLM组成部分的年度预算

如果不知道准确的年度预算，请给出一个范围:

• 2,000-10,000

5.2 为土地使用者提供财政/物质支援

土地使用者是否获得实施该技术的财政/物质支持？:

否

5.3 对特定投入的补贴（包括劳动力）

• 无

如果土地使用者的劳动力是一项重要的投入，那么是不是:

• 自愿

5.4 信用

是否根据SLM活动的方法给予信用值？:

否

5.5 其它激励或手段

是否有其他激励措施或工具用于促进SLM技术的实施？:

是

如果是，请具体说明:

Refreshments during PM&E and demonstration activities eg. water or soft drinks

6.1 方法的影响

6.2 土地使用者实施SLM的主要动机

6.3 方法活动的可持续性

土地使用者能否维持通过该方法实施的措施（无外部支持的情况下）？:

• 是

若是，请说明如何维持:

During the PM&E Process, the land users are required to indicate their interest in the adoption of particular technologies and the challenges they would face. Therefore this process enables the farmers to know the requirements for implementing a given technology, pros and cons and how to sustain it economically and environmentally.

6.4 该方法的长处/优点

土地使用者眼中的长处/优势/机会
It is participatory
All stakeholders are involved
Individual opinions is considered

编制者或其他关键资源人员认为的长处/优势/机会
It is a research based approach and quantitative data can be obtained from such an approach
Basic sign and labels on the PM&E tool is easy for local farmers to understand

6.5 该方法的弱点/缺点以及克服它们的方法

土地使用者认为的弱点/缺点/风险	如何克服它们？
The participants may not understand clearly what information is required of them. This can be due to misunderstanding of questions, indicators and possible responses if they are not properly explained.	Eloquent speaker of the local language should act as enumerator to clearly explain what is required of the participants. This can be coupled with emoji illustrations besides the questionnaire.

编制者或其他关键资源人员认为的弱点/缺点/风险	如何克服它们？
Simple, visible and easy to understand attributes or parameters are considered. for example plant yield, vigor, participation. Some factors like long term benefits, cost benefit considerations were not included.	Perceptions and Attitudes, Simple cost benefit considerations can be included in the evaluation.

7.1 方法/信息来源