1.2 参与该技术评估和文件编制的资源人员和机构的联系方式

有助于对技术进行记录/评估的项目名称（如相关）

Programme d’Appui à l’agriculture Productive (GIZ / PROMAP)

有助于对技术进行记录/评估的项目名称（如相关）

Good Practices in Soil and Water Conservation - A contribution to adaptation and farmers ́ resilience towards climate change in the Sahel (GIZ)

有助于对技术进行记录/评估的机构名称（如相关）

Deutsche Gesellschaft für Internationale Zusammenarbeit (GIZ) - 德国

有助于对技术进行记录/评估的机构名称（如相关）

Misereor - 德国

1.3 关于使用通过WOCAT记录的数据的条件

编制者和关键资源人员接受有关使用通过WOCAT记录数据的条件。:

是

1.5 参考关于SLM方法（使用WOCAT记录的SLM方法）的调查问卷

2.1 技术简介

技术定义:

Assisted natural regeneration (ANR) is an agroforestry technique, which consists in protecting and preserving tree seedlings growing naturally on cropland or forest/rangeland.

2.2 技术的详细说明

说明:

It involves selecting which natural tree seedlings to leave and placing a stake next to them to identify them. The recommended density on cropland is between 60 and 80 trees per hectare. ANR is carried out mainly on individual plots where monitoring and upkeep are easier.

Purpose of the Technology: Tree roots and fallen leaves help to stabilise the soil and thereby reduce water erosion. Some tree species have a fertilising effect on the soil. Legume species (for example, Faidherbia albida) enrich the soil with nitrogen. Other species circulate nutrients from the subsoil into the topsoil thanks to leaf fall. The shade provided by trees lowers soil temperature and reduces the evapotranspiration and thus water stress of plants. They also act as a windbreak and provide protection against wind erosion.
The environmental effect of ANR depends to a large extent on tree density. The reintegration of trees and shrubs into any ecosystem has positive ecological effects and improves and protects the soil. The vegetation provides shelter and forage for animals and contributes to biodiversity. Trees have positive effects on crop yields, when they do not compete with the crops for water. They also provide products and byproducts, such as wood, fruits, leaves, forage, ingredients for medicinal products, etc. Faidherbia albida, for example, has no leaves in the rainy season, which is beneficial for crops. In the dry season, it is green and provides sheltered places for animals to rest. Leaves that fall from this type of tree fertilise the soil. The wood, leaves, pods and fruits provided by trees in crop fields help the owners to meet their family’s needs during the lean season.

Establishment / maintenance activities and inputs: In order to implement this technique, there must be a very clear legal framework governing land tenure.
In order to ensure the success of this measure, it is important to protect the tree seedlings and saplings from browsing animals during the first few years. The young trees are pruned regularly to stimulate growth, so that they quickly achieve the height required to make them safe from browsing animals. The choice of tree species depends on the intentions of the farmers (browse for animals, sale of fruits or byproducts such as shea butter, dawa-dawa, medicinal products, etc.). The technique requires no investment, apart from the work involved, and can be implemented by any land owner.

Natural / human environment: The Sahel is a region where the population has always faced a high degree of climate variability, manifested both in terms of time (unexpected dry spells can occur during the rainy season) and in terms of space (rainfall can vary greatly from one area to another). The population is mainly composed of small farmers and livestock keepers.
Over the last two decades, the effects of climate change have exacerbated the already difficult conditions. Accord¬ing to projections made by climatologists, the Sahel will experience a rise in temperatures combined with highly variable rainfall and an increase in extreme weather events.
The Soil and Water conservation and rehabilitation techniques have helped people in the Sahel to manage their ecosystems more effectively and improve their productive land. As a result, communities are better prepared to cope with environmental changes (changes in the climate, land degradation, etc.) and the im¬pact of shocks, particularly droughts.

2.3 技术照片

2.5 已应用该技术的、本评估所涵盖的国家/地区/地点

2.6 实施日期

如果不知道确切的年份，请说明大概的日期:

• 10-50年前

2.7 技术介绍

详细说明该技术是如何引入的:

• 通过项目/外部干预

注释（项目类型等）:

Developed, implemented and disseminated as part of projects and programmes undertaken from the 1980s onwards to combat desertification and improve natural resource management. Implemented by German Development Cooperation (GIZ/KfW): PDRT (Projet de développement rural de Tahoua - Tahoua Rural Development Project), PASP (Projet de protection intégrée des ressources agro-sylvo-pastorales Tillabéri-Nord - Project for the Integrated Protection of Agricultural, Forest and Rangeland Resources in Tillabéri-Nord)

3.1 该技术的主要目的

• 减少、预防、恢复土地退化
• 保持/提高生物多样性

3.2 应用该技术的当前土地利用类型

同一土地单元内混合使用的土地：:

是

具体说明混合土地使用（作物/放牧/树木）:

• 农林牧业

注释:

major cash crop: Ground nut
major food crop: Millet
other: Sorghum, cow pea and mangoes

Major land use problems (compiler’s opinion): water and wind erosion, fertility decline

Major land use problems (land users’ perception): increasing pressure on land, mostly small farmers, traditional land rights, fields are individually managed, grazing land are commons

Nomadism: Yes

Semi-nomadism / pastoralism: Yes

Cut-and-carry/ zero grazing: Yes

Improved pasture: Yes

Other grazingland: agropastoralism

Selective felling of (semi-) natural forests: Yes

Forest products and services: timber, fuelwood, fruits and nuts, grazing / browsing, other forest products / uses (honey, medical, etc.)

Future (final) land use (after implementation of SLM Technology): Mixed: Mf: Agroforestry

Type of cropping system and major crops comments: farmers are mainly agropastoralists with some communities specialised on pure pastoralism

Constraints of common grazing land

Constraints of forested government-owned land or commons

Livestock density: 1-10 LU /km2

3.3 由于技术的实施，土地使用是否发生了变化？

由于技术的实施，土地使用是否发生了变化？:

• 是（请在技术实施前填写以下有关土地利用的问题）

3.4 供水

该技术所应用土地的供水:

• 雨养

注释:

Water supply: Also mixed rainfed - irrigated and post-flooding

3.5 该技术所属的SLM组

• 天然和半天然森林管理
• 农业林学

3.6 包含该技术的可持续土地管理措施

注释:

Type of vegetative measures: scattered / dispersed

3.7 该技术强调的主要土地退化类型

注释:

Main causes of degradation: soil management (Unadapted landuse methods, reduced or abandoned fallow periods), crop management (annual, perennial, tree/shrub) (Neglect of crop rotation, clearing of trees in fields), droughts (severe droughts of the 70ies and 80ies), population pressure (rapidly growing population increasing pressure on land), land tenure (insecure access to land and collectively managed communal land), poverty / wealth (very poor population), governance / institutional (no clear landuse regulation on common lands)

Secondary causes of degradation: deforestation / removal of natural vegetation (incl. forest fires) (deforestation through overgrazing and fire wood collection), over-exploitation of vegetation for domestic use (firewood collection), overgrazing (cattle, sheep and goats), change in temperature (Climate change: heat waves), change of seasonal rainfall (more variable onset of rain), Heavy / extreme rainfall (intensity/amounts) (more variable and intensive rains), wind storms / dust storms (frequent storms), floods (due to intensive rain storms), education, access to knowledge and support services (high level of illiteracy)

3.8 防止、减少或恢复土地退化

具体数量名该技术与土地退化有关的目标:

• 防止土地退化
• 减少土地退化

注释:

Secondary goals: mitigation / reduction of land degradation

4.1 该技术的技术图纸

4.2 有关投入和成本计算的一般信息

具体说明成本计算所用货币:

• 美元

4.3 技术建立活动

	活动	时间（季度）
1.	selecting which natural tree seedlings to leave: the choice of tree species depends on the intentions of the farmers (browse for animals, sale of fruits or byproducts such as shea butter, dawa-dawa, medicinal products, etc.).

4.5 维护/经常性活动

	活动	时间/频率
1.	protect the tree seedlings and saplings from browsing animals during the first few years
2.	The young trees are pruned regularly

4.7 影响成本的最重要因素

描述影响成本的最决定性因素:

Labour: 5 man-days per ha.
• Cost of awareness raising, training and dissemination.
• Shears for pruning.

5.1 气候

5.2 地形

关于地形的注释和进一步规范:

Landforms: Foot slopes and valley floors

Altitudinal zone: 200 m a.s.l.

5.3 土壤

如有可能，附上完整的土壤描述或具体说明可用的信息，例如土壤类型、土壤酸碱度、阳离子交换能力、氮、盐度等。:

Soil texture (topsoil): Fine to medium (sandy to clayey loams)

Soil fertility is very low - medium

5.4 水资源可用性和质量

关于水质和水量的注释和进一步规范:

Ground water table: > 10 m

Availability of surface water: Surface runoff generated by limited but intense rainfalls

5.5 生物多样性

5.6 应用该技术的土地使用者的特征

说明土地使用者的其他有关特征:

Population density: 10-50 persons/km2

Annual population growth: 3% - 4%

(mostly poor households below poverty line).

Off-farm income specification: men migrate temporarily or permanently to cities for off-farm income, women and men seasonally carry out paid farm work

Market orientation of production system: Most households crop for subsistence (mainly for small agropastoralists) and surplus is sold on market (medium agropastoralists). Commercial markets: Some vegetable growing and pastoralists.

Level of mechanization: Ox and donkey used for animal traction

5.7 应用该技术的土地使用者使用的平均土地面积

5.8 土地所有权、土地使用权和水使用权

土地所有权:

• 州
• 社区/村庄

土地使用权:

• 社区（有组织）
• 个人

注释:

traditional land use rights prevail. On fields individual land use rights, communal rights on pasture and forest land (collection of wood and other products (fruits, medicinal plants))

Land ownership: Also individual, not titled

5.9 进入服务和基础设施的通道

6.1 该技术的现场影响

社会经济效应

生产

社会文化影响

生态影响

水循环/径流

土壤

生物多样性:植被、动物

减少气候和灾害风险

其它生态影响

6.2 该技术的场外影响已经显现

6.3 技术对渐变气候以及与气候相关的极端情况/灾害的暴露和敏感性（土地使用者认为的极端情况/灾害）

渐变气候

渐变气候

	季节	增加或减少	该技术是如何应对的？
年温度		增加	好

气候有关的极端情况（灾害）

气象灾害

	该技术是如何应对的？
局地暴雨	好
局地风暴	好

气候灾害

	该技术是如何应对的？
干旱	好

水文灾害

	该技术是如何应对的？
比较和缓的（河道）洪水	不好

其他气候相关的后果

其他气候相关的后果

	该技术是如何应对的？
缩短生长期	好

6.4 成本效益分析

技术收益与技术建立成本相比如何（从土地使用者的角度看）？

技术收益与技术维护成本/经常性成本相比如何（从土地使用者的角度看）？

注释:

The naturally growing trees are maintained during field preparation, some of the side branches may be pruned on the bigger trees, sometimes the Young trees are protected with some thorny branches. No other maintenance needed.

6.5 技术采用

在所有采用这项技术的人当中，有多少人是自发的，即未获得任何物质奖励/付款？:

• 91-100%

注释:

100% of land user families have adopted the Technology without any external material support

Comments on spontaneous adoption: Farmers only received information and training. No external material support needed.

There is a moderate trend towards spontaneous adoption of the Technology

6.7 该技术的优点/长处/机会

编制者或其他关键资源人员认为的长处/优势/机会
Tree roots and fallen leaves help to stabilise the soil and thereby reduce water erosion. Some tree species have a fertilising effect on the soil.
The shade provided by trees lowers soil temperature and reduces the evapotranspiration and thus water stress of plants. They also act as a windbreak and provide protection against wind erosion.
ANR contributes to sustainable farming. It is one of the most widely accepted of the land improvement techniques promoted by development projects. The vegetation provides shelter and forage for animals and contributes to biodiversity. Trees have positive effects on crop yields. They also provide products and byproducts, such as wood, fruits, leaves, forage, ingredients for medicinal products. The wood, leaves, pods and fruits provided by trees in crop fields help the owners to meet their family’s needs during the lean season. How can they be sustained / enhanced? In order to implement this technique, there must be a very clear legal framework governing land tenure. It is important to protect the tree seedlings and saplings from browsing animals during the first few years.
It does not require a high level of organisation to implement it and it is not costly.

6.8 技术的弱点/缺点/风险及其克服方法

编制者或其他关键资源人员认为的弱点/缺点/风险	如何克服它们？
During the dry season stray animals often wipe out ANR efforts made by farmers on their land.
In some places, anyone can collect fruits, leaves and pods from trees, and this discourages farmers from investing in ANR.
In some places, only the owner of the land is allowed to establish trees on cropland.

7.1 信息的方法/来源

7.3 链接到网络上的相关信息

标题/说明:

Good Practices in Soil and Water Conservation. A contribution to adaptation and farmers resilience towards climate change in the Sahel. Published by GIZ in 2012.

URL:

http://agriwaterpedia.info/wiki/Main_Page